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Natures Sunshine (NATR) awards 29,928 restricted stock units to CEO

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Romanzi Kenneth G. reported acquisition or exercise transactions in this Form 4 filing.

NATURES SUNSHINE PRODUCTS INC reported that Chief Executive Officer Kenneth G. Romanzi received a grant of 29,928 common-share-equivalent restricted stock units at a reference price of $25.06 per share. Following this award, he directly holds 132,809 common shares.

The RSUs were granted under his employment agreement dated October 10, 2025 and vest in three equal annual installments from the initial grant date through March 6, 2029, with each RSU representing the right to receive one NATR common share.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Romanzi Kenneth G.

(Last) (First) (Middle)
2901 W BLUEGRASS BLVD
SUITE 100

(Street)
LEHI UT 84043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NATURES SUNSHINE PRODUCTS INC [ NATR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 03/06/2026 A 29,928 A $25.06(1) 132,809 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares are in the form of restricted stock units (RSUs) and granted pursuant to the employment agreement between the Issuer and the Reporting Person dated October 10, 2025. Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments from the initial grant date through March 6, 2029.
Remarks:
/s/ Nathan G. Brower as attorney-in-fact for Kenneth G Romanzi 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NATR report for CEO Kenneth G. Romanzi?

NATURES SUNSHINE PRODUCTS INC reported that CEO Kenneth G. Romanzi received a grant of 29,928 restricted stock units tied to common shares. The award reflects equity-based compensation under his employment agreement, rather than an open-market stock purchase or sale by the executive.

How many NATR restricted stock units were granted to the CEO and at what price?

Kenneth G. Romanzi was granted 29,928 restricted stock units, each linked to NATURES SUNSHINE PRODUCTS INC common shares, at a reference price of $25.06 per share. This figure represents the grant price used for the award, not an open-market trading transaction.

How do the CEO’s NATR holdings change after this Form 4 transaction?

After the reported award, CEO Kenneth G. Romanzi directly holds 132,809 common shares of NATURES SUNSHINE PRODUCTS INC. This total reflects his position following the RSU grant, providing a snapshot of his direct equity exposure to the company after the compensation-related transaction.

What are the vesting terms of the NATR restricted stock units granted to the CEO?

The restricted stock units vest in three equal annual installments from the initial grant date through March 6, 2029. This schedule spreads the CEO’s ability to receive NATR common shares over multiple years, aligning the award with continued service and longer-term company performance.

What does each NATR restricted stock unit represent in this CEO award?

Each restricted stock unit granted to CEO Kenneth G. Romanzi represents the right to receive one share of NATURES SUNSHINE PRODUCTS INC common stock. This structure directly links the value of the award to the company’s equity, a common approach in executive compensation programs.

Under what agreement were the NATR restricted stock units granted to the CEO?

The restricted stock units were granted pursuant to the employment agreement between NATURES SUNSHINE PRODUCTS INC and CEO Kenneth G. Romanzi dated October 10, 2025. This indicates the award forms part of his negotiated compensation rather than a discretionary market transaction.
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