NACCO Industries awards 663 shares to Rankin’s spouse

The spouse's trust-held position was 38,538 Class A shares after the award; a separate entry lists 9,430 Class A shares underlying Class B common stock.

Rhea-AI Filing Summary

NACCO Industries (NC) reported an award of 663 Class A common shares to the spouse of reporting person Elizabeth B. Rankin, a member of a group, on October 1, 2026. The shares were awarded as Required Shares under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan and held in trust for the spouse. The reported post-award trust-held position was 38,538 Class A shares; Rankin disclaimed beneficial ownership of those shares. A separate indirect holding lists 9,430 Class B common shares with Class A common stock as the underlying security.

Insider Trade Summary

Grant/Award: 663 shares

Grant/Award 10 txns

Insider RANKIN ELIZABETH B

Role Insider

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2, F3	663	--	--
holding	Class B Common Stock F2, F9	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock F4	--	--	--
holding	Class A Common Stock F5	--	--	--
holding	Class A Common Stock F6	--	--	--
holding	Class A Common Stock F7	--	--	--
holding	Class A Common Stock F8	--	--	--
holding	Class A Common Stock F5	--	--	--
holding	Class A Common Stock F6	--	--	--

Holdings After Transaction: Class A Common Stock — 38,538 shares (Indirect, By Trust/Spouse); Class B Common Stock — 9,430 contracts (Indirect, Spouse/Trust); Class A Common Stock — 722 shares (Direct); Class A Common Stock — 2,058 shares (Indirect, By RAII); Class A Common Stock — 4,384 shares (Indirect, By Spouse/Co-Trustee for Child1/RAII); Class A Common Stock — 645 shares (Indirect, By Spouse/Co-Trustee for Child1/Trust); Class A Common Stock — 500 shares (Indirect, By Spouse); Class A Common Stock — 7,637 shares (Indirect, By RAII/Spouse); Class A Common Stock — 4,236 shares (Indirect, By Spouse/Co-Trustee for Child2/RAII); Class A Common Stock — 563 shares (Indirect, By Spouse/Co-Trustee for Child2/Trust)

Footnotes (9)

1. F1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. F2. N/A
3. F3. Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
4. F4. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
5. F5. Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
6. F6. Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
7. F7. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
8. F8. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
9. F9. Held by BTR 2012 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Key Figures

Awarded Class A common stock: 663 shares Post-award trust-held Class A common stock: 38,538 shares Underlying Class A shares: 9,430 shares

3 metrics

Awarded Class A common stock 663 shares Award to the reporting person's spouse on October 1, 2026

Post-award trust-held Class A common stock 38,538 shares Reported position following the October 1, 2026 award

Underlying Class A shares 9,430 shares Listed with a separate indirect Class B common stock holding on October 1, 2026

Key Terms

Required Shares, Non-Employee Directors' Equity Compensation Plan, beneficial ownership

3 terms

Required Shares financial

"awarded to the Reporting Person's spouse as "Required Shares""

Non-Employee Directors' Equity Compensation Plan financial

"under the company's Non-Employee Directors' Equity Compensation Plan"

beneficial ownership regulatory

"Reporting Person disclaims beneficial ownership of all such shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NC shares were awarded?

The spouse of reporting person Elizabeth B. Rankin received an award of 663 Class A common shares on October 1, 2026. The shares were designated Required Shares under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan and held in trust for the spouse.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 11:03 AM Accepted by SEC EDGAR 10/01/2026 - 11:02 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RANKIN ELIZABETH B

(Last) (First) (Middle)

NACCO INDUSTRIES, INC.

22901 MILLCREEK BLVD., SUITE 600

(Street)

CLEVELAND OHIO 44122

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Member of a group

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/01/2026		A(1)		663	A	(2)	38,538	I	By Trust/Spouse(3)
Class A Common Stock								722	D
Class A Common Stock								2,058	I	By RAII(4)
Class A Common Stock								4,384	I	By Spouse/Co-Trustee for Child1/RAII(5)
Class A Common Stock								645	I	By Spouse/Co-Trustee for Child1/Trust(6)
Class A Common Stock								500	I	By Spouse(7)
Class A Common Stock								7,637	I	By RAII/Spouse(8)
Class A Common Stock								4,236	I	By Spouse/Co-Trustee for Child2/RAII(5)
Class A Common Stock								563	I	By Spouse/Co-Trustee for Child2/Trust(6)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(2)							(2)	(2)	Class A Common Stock	9,430		9,430	I	Spouse/Trust(9)

Explanation of Responses:

1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. N/A

3. Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

4. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .

5. Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

6. Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.

7. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

8. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.

9. Held by BTR 2012 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

	/s/ Matthew J. Dilluvio, attorney-in-fact	10/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)