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NACCO Industries director Taplin receives 663 shares

Taplin also reported LLC-related interests and spouse- and child-trust holdings, with disclaimers applying to the latter positions.

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Form Type
4

Rhea-AI Filing Summary

NACCO Industries Inc. director Britton T. Taplin received an award of 663 shares of Class A Common Stock on October 1, 2026 as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. The award was held in trust for his benefit; his reported resulting trust position was 67,832 shares.

Insider TAPLIN BRITTON T
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F2, F3 663 -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F4 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F5 -- -- --
Holdings After Transaction: Class A Common Stock — 67,832 shares (Indirect, By Trust); Class A Common Stock — 157,095 shares (Indirect, Proportionate membership interest in shares held by Abigail II, LLC); Class A Common Stock — 18,707 shares (Indirect, Proportionate membership interest in shares held by Abigail LLC); Class A Common Stock — 5,755 shares (Indirect, By Spouse); Class A Common Stock — 9,785 shares (Indirect, By Trust/GC#5); Class A Common Stock — 9,785 shares (Indirect, Trust/GC#4); Class A Common Stock — 5,250 shares (Indirect, Trust/GC#1); Class A Common Stock — 12,649 shares (Indirect, Trust/GC#2); Class A Common Stock — 12,649 shares (Indirect, Trust/GC#3)
Footnotes (5)
  1. F1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
  2. F2. N/A
  3. F3. Held in Trust for the benefit of Reporting Person.
  4. F4. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
  5. F5. Reporting Person serves as co-trustee with PNC Bank of Trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of all such shares.
Shares awarded 663 shares Required Shares awarded October 1, 2026
Post-award trust position 67,832 shares Held in trust for Taplin’s benefit as of October 1, 2026
Shares held by Abigail II, LLC 157,095 shares Taplin reported a proportionate membership interest as of October 1, 2026
Shares held by Abigail LLC 18,707 shares Taplin reported a proportionate membership interest as of October 1, 2026
Spouse-held shares 5,755 shares Taplin disclaimed beneficial ownership as of October 1, 2026
Trust/GC#4 and Trust/GC#5 shares 9,785 shares each Trusts for Taplin’s children; he disclaimed beneficial ownership as of October 1, 2026
Trust/GC#1 shares 5,250 shares Trust for Taplin’s children; he disclaimed beneficial ownership as of October 1, 2026
Trust/GC#2 and Trust/GC#3 shares 12,649 shares each Trusts for Taplin’s children; he disclaimed beneficial ownership as of October 1, 2026
Required Shares technical
"awarded to the Reporting Person as “Required Shares”"
Non-Employee Directors’ Equity Compensation Plan technical
"under the company's Non-Employee Directors' Equity Compensation Plan"
proportionate membership interest technical
"Proportionate membership interest in shares held by Abigail II, LLC"
beneficial ownership regulatory
"Reporting Person disclaims beneficial ownership of all such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NC shares did director Britton T. Taplin receive?

Britton T. Taplin received an award of 663 shares of Class A Common Stock on October 1, 2026 as Required Shares under NACCO Industries Inc.’s Non-Employee Directors’ Equity Compensation Plan. The shares were held in trust for his benefit, and his reported resulting trust position was 67,832 shares.

What other NC share holdings did Britton T. Taplin report?

As of October 1, 2026, Taplin reported proportionate membership interests in 157,095 shares held by Abigail II, LLC and 18,707 shares held by Abigail LLC. Other reported holdings included 5,755 shares held by his spouse and shares in trusts for his children: 9,785 each in Trust/GC#4 and Trust/GC#5, 5,250 in Trust/GC#1, and 12,649 each in Trust/GC#2 and Trust/GC#3. Taplin disclaimed beneficial ownership of the spouse- and child-trust shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAPLIN BRITTON T

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)663A(2)67,832IBy Trust(3)
Class A Common Stock157,095IProportionate membership interest in shares held by Abigail II, LLC
Class A Common Stock18,707IProportionate membership interest in shares held by Abigail LLC
Class A Common Stock5,755IBy Spouse(4)
Class A Common Stock9,785IBy Trust/GC#5(5)
Class A Common Stock9,785ITrust/GC#4(5)
Class A Common Stock5,250ITrust/GC#1(5)
Class A Common Stock12,649ITrust/GC#2(5)
Class A Common Stock12,649ITrust/GC#3(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Held in Trust for the benefit of Reporting Person.
4. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
5. Reporting Person serves as co-trustee with PNC Bank of Trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Matthew J. Dilluvio, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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