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NACCO Industries director Rankin receives 663 shares

NACCO Industries (NC) director Matthew M. Rankin received an award of 663 Class A common shares on October 1, 2026, as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan.

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Form Type
4

Rhea-AI Filing Summary

NACCO Industries (NC) director Matthew M. Rankin received an award of 663 Class A common shares on October 1, 2026, as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. The shares were held through a trust for his benefit, which held 38,538 Class A common shares following the award. Separately, the BTR 2012 GST Trust for Rankin held 9,430 Class B common shares, with 9,430 Class A shares listed as the underlying securities.

Insider RANKIN MATTHEW M
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F2, F3 663 -- --
holding Class B Common Stock F2, F10 -- -- --
holding Class A Common Stock F4 -- -- --
holding Class A Common Stock F5, F6 -- -- --
holding Class A Common Stock F7 -- -- --
holding Class A Common Stock F8 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F5, F9 -- -- --
holding Class A Common Stock F7 -- -- --
holding Class A Common Stock F8 -- -- --
Holdings After Transaction: Class A Common Stock — 38,538 shares (Indirect, By Trust); Class B Common Stock — 9,430 contracts (Indirect, By Trust); Class A Common Stock — 722 shares (Indirect, By Spouse); Class A Common Stock — 2,058 shares (Indirect, By RAII/Spouse); Class A Common Stock — 645 shares (Indirect, Trust/Child1); Class A Common Stock — 4,384 shares (Indirect, Trust/RAII/Child1); Class A Common Stock — 500 shares (Direct); Class A Common Stock — 7,637 shares (Indirect, By RAII); Class A Common Stock — 563 shares (Indirect, Trust/Child2); Class A Common Stock — 4,236 shares (Indirect, Trust/RAII/Child2)
Footnotes (10)
  1. F1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
  2. F2. N/A
  3. F3. Held through a trust for the benefit of Reporting Person.
  4. F4. Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares.
  5. F5. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
  6. F6. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
  7. F7. Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
  8. F8. Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
  9. F9. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
  10. F10. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
Class A shares awarded 663 shares Award to Matthew M. Rankin on October 1, 2026
Class A shares held through trust after award 38,538 shares Trust for Rankin’s benefit, following the October 1, 2026 award
Class B common shares 9,430 shares Held in BTR 2012 GST Trust for Rankin; reported October 1, 2026
Underlying Class A shares 9,430 shares Underlying securities associated with the reported Class B common shares
Class A shares representing Rankin’s partnership interests 7,637 shares Rankin Associates II, L.P. position reported October 1, 2026
Required Shares financial
"awarded to the Reporting Person as "Required Shares""
Non-Employee Directors' Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan"
proportionate limited partnership interests financial
"Represents the Reporting Person's proportionate limited partnership interests"
Stockholders' Agreement financial
"as a result of being a party to a Stockholders' Agreement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NC shares did director Matthew M. Rankin receive?

Rankin received an award of 663 Class A common shares on October 1, 2026, as Required Shares under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan. The award was held through a trust for his benefit, which held 38,538 Class A common shares following the award.

What other NC share positions were reported for Matthew M. Rankin?

Other reported positions include 7,637 Class A shares representing Rankin’s proportionate limited partnership interests in Rankin Associates II, L.P. Separate entries list 722 shares held by his spouse, 2,058 spouse-related partnership interests, child-trust holdings of 645 and 563 shares, and child-related partnership interests of 4,384 and 4,236 shares. Rankin disclaims beneficial ownership of the spouse- and child-related shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN MATTHEW M

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)663A(2)38,538IBy Trust(3)
Class A Common Stock722IBy Spouse(4)
Class A Common Stock(5)2,058IBy RAII/Spouse(6)
Class A Common Stock645ITrust/Child1(7)
Class A Common Stock4,384ITrust/RAII/Child1(8)
Class A Common Stock(5)500D
Class A Common Stock(5)7,637IBy RAII(9)
Class A Common Stock563ITrust/Child2(7)
Class A Common Stock4,236ITrust/RAII/Child2(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock9,4309,430IBy Trust(10)
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Held through a trust for the benefit of Reporting Person.
4. Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares.
5. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
6. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
7. Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
8. Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
9. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
10. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
/s/ Matthew J. Dilluvio, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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