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Newmont (NEM) EVP Peter Toth has shares withheld to cover RSU taxes

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Newmont Corporation executive Peter Toth reported tax-related share dispositions. On February 26 and 27, 2026, a total of 5,509 common shares were withheld at $124.85 and $127.47 per share to satisfy tax obligations on vesting restricted stock units. After these tax-withholding dispositions, he directly owns 56,823 Newmont shares.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Toth Peter

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Sustain & Dev Off
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 02/26/2026 F 3,321(1) D $124.85 59,011 D
Common Stock, $1.60 par value 02/27/2026 F 2,188(2) D $127.47 56,823 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,590 stock-settled restricted stock units.
2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,999 stock-settled restricted stock units.
/s/ Logan H. Hennessey, as attorney-in-fact for Peter Toth 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Newmont (NEM) executive Peter Toth report in this Form 4?

Peter Toth reported tax-related share dispositions, not open-market trades. A total of 5,509 Newmont common shares were withheld to cover tax obligations tied to restricted stock unit vesting, while he continues to hold a substantial direct ownership position after these transactions.

How many Newmont (NEM) shares were disposed of for taxes by Peter Toth?

In total, 5,509 Newmont shares were disposed of through tax withholding. The transactions covered 3,321 shares on one date and 2,188 shares on the next, all used to satisfy tax obligations arising from the vesting of stock-settled restricted stock units.

At what prices were Newmont (NEM) shares withheld for Peter Toth’s tax obligations?

The tax-withholding dispositions occurred at $124.85 and $127.47 per share. These prices reflect the value of Newmont common stock used to settle Peter Toth’s tax liabilities associated with vesting restricted stock units, rather than proceeds from voluntary open-market sales.

How many Newmont (NEM) shares does Peter Toth own after these Form 4 transactions?

After the reported tax-withholding dispositions, Peter Toth directly owns 56,823 Newmont common shares. This figure represents his remaining direct ownership position following the use of a portion of his equity awards to satisfy applicable tax obligations on vested restricted stock units.

Were Peter Toth’s Newmont (NEM) Form 4 transactions open-market sales?

No, the Form 4 shows tax-withholding dispositions, not open-market sales. Shares were automatically withheld to pay tax liabilities on vesting restricted stock units, as described in the footnotes, rather than voluntarily sold into the market by the Newmont executive vice president.

What do the Form 4 footnotes say about Peter Toth’s Newmont (NEM) share dispositions?

The footnotes explain that the shares were withheld to satisfy tax withholding obligations. They specify that the dispositions relate to the vesting of stock-settled restricted stock units, clarifying that the transactions are administrative tax events rather than discretionary share sales by Peter Toth.
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