Welcome to our dedicated page for Northfield Bancorp SEC filings (Ticker: NFBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Northfield Bancorp, Inc. Chairman, President & CEO Steven M. Klein reported issuer dispositions of all his reported Northfield equity positions in connection with the merger into a Columbia Financial, Inc. Newco entity. On 2026-07-20, 40000.0000 stock options with a $16.8900 exercise price, covering 40000.0000 shares of common stock, were converted into options on Newco common stock under the merger exchange mechanics. In separate transactions, 464261.0000 common shares held directly, 66997.0900 shares held through a 401(k), and 59118.8800 shares held through an ESOP were converted into the right to receive, at the election of the holder, either 1.425 shares of Newco common stock or $14.25 in cash for each Northfield share. Following these transactions, the filing lists zero Northfield shares and options remaining for Klein.
Northfield Bancorp, Inc. executive William R. Jacobs (EVP & PAO) reported dispositions tied to the merger with Columbia Financial. On July 20, 2026, he surrendered 64,947 directly held shares, 38,613.64 ESOP shares, 12,949.11 401(k) shares and 15,888 restricted stock units. Under the Merger Agreement, each share or unit converted into the right to receive either 1.425 shares of Newco common stock or $14.25 in cash, leaving him with no remaining Northfield equity holdings.
Northfield Bancorp director Rachana A. Kulkarni reported dispositions to the issuer on July 20, 2026, giving up 18,688 common shares and 4,383 restricted stock units. Under a merger with Columbia Financial’s Newco, each share became the right to elect 1.425 Newco shares or $14.25 in cash, and each RSU converted into 1.425 cash-settled units based on Newco’s closing price at vesting. After these transactions, her reported direct holdings of Northfield common stock and RSUs were 0.
Northfield Bancorp, Inc. director Karen J. Kessler reported disposing of 64,854 shares of common stock held directly and 3,500 shares held through a 401(k). At the merger’s effective time, each share was converted into the right to receive, at the holder’s election, either 1.425 shares of Columbia Financial, Inc. (Newco) common stock or $14.25 in cash per Northfield share.
She also reported disposing of 4,383 restricted stock units, which, under the Merger Agreement, were converted into the right to receive 1.425 units per RSU, to be settled in cash based on Newco’s closing stock price on the vesting date. After these transactions, no Northfield shares or restricted stock units are reported as held.
Northfield Bancorp, Inc. EVP Robin Lefkowitz reported merger-related dispositions to the issuer of all Northfield equity holdings on July 20, 2026. Transactions covered 13,879 restricted stock units, 40,000 stock options with a prior $18.44 exercise price, and common shares held directly, through a 401(k), and an ESOP. Under the merger with Columbia Financial, each Northfield share became the right to receive either 1.425 Newco shares or $14.25 in cash, with RSUs and options converted into Newco-based awards.
Northfield Bancorp, Inc. is removing its common stock from listing and registration on the Nasdaq Stock Market LLC under Section 12(b) of the Securities Exchange Act of 1934 via Form 25. The notice states that Nasdaq has complied with its rules to strike the common stock from listing and/or withdraw registration, and that the issuer has complied with the exchange’s rules and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities. The certification is signed on behalf of Nasdaq Stock Market LLC by an authorized CDO Analyst.
Northfield Bancorp, Inc. executive Vickie Tomasello, EVP and Chief Risk Officer, reported a tax-related share disposition. On July 14, 2026 she used 3,297 common shares, valued at $14.72 each, to satisfy tax obligations in connection with the accelerated vesting of previously issued restricted stock.
Following this withholding event, she directly holds 9,070 common shares, plus 1,138.07 shares held indirectly through an ESOP. She also holds 12,966 restricted stock units, each a contingent cash right equal to the value of one share of common stock, vesting in three equal annual installments beginning one year after the grant date.
Northfield Bancorp, Inc. executive William R. Jacobs (EVP & PAO) reported a tax-related disposition of insider shares. He sold 4,118 shares of common stock at $14.72 per share to satisfy tax obligations from accelerated vesting of restricted stock, leaving 64,947 shares held directly. He also reports indirect holdings of 12,949.11 shares through a 401(k), 38,613.64 shares through an ESOP, and 15,888 restricted stock units representing a contingent right to cash equal to the value of one share of common stock each.
Northfield Bancorp, Inc. EVP Robin Lefkowitz reported a tax-withholding disposition of 3,423 shares of common stock at $14.72 per share to satisfy tax obligations tied to the accelerated vesting of an equity award. After this, Lefkowitz holds 23,534 shares directly, plus 38,388.46 shares via an ESOP and 26,135.8 shares via a 401(k). She also retains stock options on 40,000 shares at an exercise price of $18.44 expiring in 2026 and 13,879 restricted stock units representing a right to receive cash equal to the value of one share each.
Northfield Bancorp, Inc. Chairman, President & CEO Steven M. Klein used 9,732 shares of common stock at $14.72 per share on July 14, 2026 to satisfy tax obligations tied to accelerated vesting of restricted stock. After this tax-withholding disposition, he holds 464,261 shares directly, plus indirect ESOP and 401(k) holdings and 40,000 stock options exercisable at $16.89 expiring November 1, 2027.