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NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

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Nomura America Finance, LLC offers autocallable contingent coupon barrier notes due March 14, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of at least 3.75% (equivalent to at least 45.00% per annum) if each reference asset is at or above 50% of its initial value on coupon observation dates and are callable quarterly beginning on September 9, 2026 if each reference asset meets its call barrier.

The notes are linked to the least performing common stock of SNAP, AFRM and JBLU; principal is fully exposed to the decline of the least performing reference asset if its final value is below 50% of its initial value, creating up to 100% principal loss at maturity. The pricing supplement shows an estimated model value of $861.90 to $901.90 per $1,000 principal amount on the trade date and an initial issue price of 100.00%.

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Nomura America Finance, LLC is offering US$2,575,000 principal amount of redeemable contingent coupon barrier notes due March 9, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc.

The notes pay a 3.025% quarterly contingent coupon (12.10% per annum equivalent) only if each reference asset meets its 70% barrier on coupon observation dates. The notes are linked to the least performing of the NASDAQ-100, Russell 2000 and S&P 500, bear credit risk of Nomura, and have an estimated value of $974.20 per $1,000 on the trade date versus a price to public of 100.00%.

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Nomura America Finance, LLC offers US$2,540,000 in autocallable Memory Coupon Barrier Notes fully guaranteed by Nomura Holdings, Inc., linked to the least performing of SPY, IWM and QQQ. The notes mature March 9, 2028, pay a contingent coupon of 2.50% quarterly (10.00% per annum equivalent) if each reference asset meets its contingent coupon barrier on observation dates, and may be automatically called beginning with the September 4, 2026 observation (call settlement September 10, 2026) if all reference assets are at or above their call barrier levels.

The original issue price is 100.00% with proceeds to issuer of 98.62% and an agent commission of 1.38%. If the notes are not called, payment at maturity depends on the final value of the least performing reference asset relative to its 65.00% barrier; investors may lose up to 100% of principal. Trade date is March 4, 2026; original issue date March 9, 2026.

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Nomura America Finance, LLC is offering structured, autocallable notes linked to the Invesco S&P 500® Equal Weight ETF (RSP), the Russell 2000® Index (RTY) and the State Street® Utilities Select Sector SPDR® ETF (XLU). The notes have an aggregate face amount of $1,742,000, an original issue price of $1,000 per face amount, and an estimated value on the trade date of $978.10 per $1,000 face amount. They are automatically callable quarterly if each underlier meets its call level on an observation date; the maturity cash payment depends on the least performing underlier return with an 85% buffer (buffer values: RSP $172.46, RTY 2,240.610, XLU $40.18) and a maturity premium amount of 36.00%. Trade date is March 4, 2026, original issue date March 9, 2026, and stated maturity date March 8, 2029. The notes pay no interest and are unsecured obligations of Nomura America Finance, LLC and guaranteed by Nomura Holdings, Inc.; they bear Nomura credit risk. The pricing supplement highlights potential for substantial principal loss and that the estimated model value was below issue price.

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Nomura America Finance, LLC offers an autocallable contingent coupon barrier note linked to Microsoft Corporation common stock. The notes have a $1,000 denomination, an initial value of $405.20 (strike date March 4, 2026), a contingent coupon rate of at least 4.655% quarterly, a contingent coupon/barrier level of $324.16 (80.00% of the initial value), and a stated maturity of March 22, 2027. Coupons are payable only if the closing value of MSFT is at or above the contingent coupon barrier on coupon observation dates; the notes will be automatically called if MSFT closes at or above 100.00% of its initial value on a call observation date. At maturity, if not called, payoff is principal plus final contingent coupon if final value is at or above the barrier value; otherwise payoff equals $1,000 multiplied by the reference asset performance, exposing investors to up to 100% principal loss.

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Nomura America Finance, LLC is offering $1,721,000 principal of issuer‑redeemable Contingent Coupon Buffer Notes due March 8, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc.

The notes pay a monthly contingent coupon of 0.779% (equivalent to 9.35% per annum) when each reference asset closes at or above a 75.00% barrier on coupon observation dates, and provide a 25.00% principal buffer at maturity against losses in the least performing of the S&P 500, Russell 2000 and EURO STOXX 50 indices. Trade date is March 4, 2026 and original issue date is March 9, 2026.

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Nomura America Finance, LLC is offering Digital Buffer Notes linked to the S&P 500 Index due March 24, 2027. For each $1,000 principal, holders receive $1,000 + $1,000 × 7.80% at maturity if the final index value is at or above the buffer (85.00% of the initial value). If the final value is below the buffer, holders bear downside exposure of 1.176471x for each 1% decline beyond -15.00%, with potential loss of up to 100% of principal.

Trade date is set as March 6, 2026 and original issue date is expected March 11, 2026. Price to public is 100.00% with estimated issue value between $959.30 and $989.30 per $1,000; minimum initial investment is $10,000.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due September 15, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of at least 1.4917% (approximately 17.90% per annum) if each reference asset closes at or above 80.00% of its initial value on a coupon observation date. The notes are linked to the least performing of the SPX, RTY and NDX. Barrier protection is set at 75.00%; if the least performing reference asset finishes below that barrier at final valuation you bear 1:1 downside to the final performance and may lose up to 100% of principal. The issuer may redeem in whole on or after June 15, 2026. Trade date (expected) is March 10, 2026 and original issue date (expected) is March 13, 2026. The estimated value at pricing is between $961.00 and $991.00 per $1,000 principal; price to public is 100.00% with agent commission up to 0.25%. The notes are unsecured, will not be listed, and are subject to Nomura’s credit risk and the calculation agent’s determinations.

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Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due March 17, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes reference the least performing of the S&P 500, Russell 2000 and Nasdaq-100, pay a contingent quarterly coupon of at least $43.33 per $1,000 (at least 4.333% quarterly, ~17.33% per annum), and are callable beginning June 12, 2026 if all three reference assets meet call barriers set at 100% of initial values.

If not called, principal repayment depends on the final value of the least performing reference asset: if at or above the 80% barrier you receive $1,000 plus any final contingent coupon; if below, you receive $1,000 multiplied by that asset’s performance and may lose up to 100% of principal. The notes are unsecured, not FDIC insured, and expose holders to Nomura credit risk, index‑sponsor and market‑disruption mechanics, and uncertain U.S. federal tax treatment.

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Nomura Holdings, Inc. reported progress on its ongoing share buyback program. Between February 17 and February 28, 2026, the company repurchased 7,913,300 common shares for a total of 11,298,296,950 yen through stock exchange purchases via a trust bank.

The buyback is being carried out under a Board of Directors resolution from January 30, 2026, which authorized repurchases of up to 100 million common shares, equal to 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on March 9, 2026.