Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC is offering US$7,100,000 of Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes due May 8, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of 0.958% (approximately 11.50% per annum) when each reference asset closes at or above its contingent coupon barrier on coupon observation dates. The notes reference the least performing of the Russell 2000 (RTY), Nasdaq-100 (NDX) and Nikkei 225 (NKY), each with initial values and 60% barrier levels specified. If not automatically called, maturity payoff depends on the least performing reference asset: full principal plus final contingent coupon if that asset is at or above its 60% barrier; otherwise a loss equal to the percentage decline applies, potentially up to 100% principal loss. Payments are unsecured and subject to Nomura credit risk and other structural, market, foreign‑security and tax risks described in the supplement.
Nomura America Finance, LLC is offering US$1,859,000 of issuer redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. Trade date is April 28, 2026 and original issue date is May 1, 2026. The notes reference the least performing of the SPX, RTY and SX5E, pay a contingent quarterly coupon of 3.313% per $1,000 if each reference asset is at or above a 70% barrier on coupon observation dates, and mature on or about May 4, 2029. The notes are unsecured obligations, not FDIC insured; estimated value on the trade date was $977.80 per $1,000 principal amount and the original issue price was 100.00%.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due May 6, 2032, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.125% (equivalent to 8.50% per annum) when each reference asset is at or above a 70.00% contingent coupon barrier. The notes are linked to the least performing of the SPXFP, NDX and SX5E. The notes are callable quarterly on or after May 3, 2027 if each reference asset is at or above a 100.00% call barrier; if not called, principal repayment at maturity depends on the least performing reference asset relative to a 60.00% barrier value. The estimated value range on the trade date is $901.70–$931.70 per $1,000; price to public is 100.00% with agent commission up to 3.75%.
Nomura America Finance, LLC issues US$900,000 in Digital Buffer Notes linked to the S&P 500® Index. The notes mature on May 17, 2027 with a final valuation date of May 12, 2027. For each $1,000 principal amount, holders receive either $1,000 plus an 8.35% digital return if the final value is at or above the buffer (85.00% of the initial value), or a leveraged downside payout if the final value is below the buffer, exposing holders to approximately 1.1765x loss beyond a -15.00% threshold, up to a total loss of principal. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.; they are not FDIC insured. The estimated value on the trade date was $990.10 per $1,000, below the public price. Purchases were distributed by Nomura Securities International, Inc. with JPMS LLC and JPMorgan Chase Bank, N.A. as placement agents.
Nomura America Finance, LLC is offering US$2,200,000 principal of Senior Global Medium-Term Notes—Digital Buffer Notes linked to the S&P 500®—fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a digital return of 7.30% if the S&P 500® final value is at or above an 80.00% buffer value; if below the buffer, holders bear 1.25x downside exposure. Trade date is April 29, 2026, original issue date expected May 4, 2026, and stated maturity is May 17, 2027. The notes are unsecured, not FDIC-insured, non‑listed, and subject to Nomura credit risk and tax uncertainty.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Index-Linked Notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of $10.667 per $1,000 face amount when each underlier meets a 70% coupon trigger and are automatically called if each underlier is at or above its initial level on a call observation date.
The notes reference the S&P 500®, Russell 2000® and Nasdaq-100®. Payment at maturity depends on the least performing underlier versus its initial level: if the final level is below the 70% trigger buffer level, principal may be reduced pro rata to that underlier return. The estimated model value on the trade date is $947.40 to $977.40 per $1,000 face amount.
Nomura Holdings, Inc. has finalized the details of several Restricted Stock Unit (RSU) grants funded by disposing of treasury shares. On April 27, 2026, the company allotted multiple RSU tranches (Nos. 14, 20, 26, 32, 38, 44 and 50) as stock awards to directors, executive officers and employees of Nomura and its subsidiaries.
Each tranche specifies a set number of common shares, a per-share disposition price and a total disposition amount in yen. For example, RSU No.38 uses 14,254,866 shares at 490 yen per share, while RSU No.50 uses 9,993,957 shares at 888 yen per share. Contributions are made in kind via monetary compensation claims granted under earlier board decisions from 2019 to 2025, effectively converting past compensation into equity-based incentives.
Nomura Holdings reported record full-year results for FY2025/26 under US GAAP, with net income attributable to shareholders of Y362.1bn and net revenue of Y2,167.7bn. Income before income taxes rose to Y539.8bn and full-year ROE reached 10.1%, meeting the group’s 2030 Vision target for a second consecutive year.
All four operating segments contributed, with combined income before income taxes hitting an all-time high of Y506.9bn. Wealth Management and Wholesale both achieved their highest income since inception, while Investment Management lifted assets under management to Y136.9trn and Banking continued to expand its business base. The company declared annual dividends of Y51 per share, implying a 41% payout ratio.
Fourth-quarter performance softened sequentially: net revenue was Y577.2bn, income before income taxes Y107.7bn, and net income Y73.9bn, with ROE at 8.0%. International income before income taxes from the Americas, Europe, and Asia and Oceania declined year-on-year to Y91.5bn, while Japan generated Y448.3bn.
Nomura America Finance, LLC is offering autocallable memory contingent coupon buffer notes linked to the S&P 500® Index due June 11, 2027. Each note has a $1,000 denomination and pays a quarterly contingent coupon of at least 2.4125% (to be set on the trade date) if the index closes at or above 90.00% of its initial value on coupon observation dates. The notes are callable quarterly beginning September 8, 2026 if the index is at or above 100.00% of its initial value; if not called, investors receive principal plus contingent coupons only if the final index value is at or above the 90.00% buffer, otherwise downside protection covers the first 10.00% of losses with ~1.11111x exposure beyond that, up to a potential loss of 100% of principal.
Nomura America Finance, LLC is offering US$260,000 in Senior Global Medium‑Term Notes, Series A, fully guaranteed by Nomura Holdings, Inc. The notes are autocallable contingent coupon barrier notes linked to Palantir Technologies Inc. Class A common stock (PLTR), trade date April 28, 2026, original issue date April 30, 2026, and stated maturity May 3, 2029. Coupons are contingent and paid quarterly at 4.7625% per quarter (equivalent to 19.05% per annum) only if the reference asset closes at or above a contingent coupon barrier of $84.71 (60.00% of initial value) on coupon observation dates. The notes are automatically called if PLTR closes at or above the call barrier of $141.18 (100.00% of initial value) on call observation dates on or after October 28, 2026. At maturity, if not called, payment depends on final reference value versus the barrier: full principal plus final contingent coupon if final value is at or above the barrier; otherwise principal adjusted 1:1 by reference asset performance, exposing investors to up to 100% principal loss. Price to public is 100.00% with an agent commission of 4.00%. The estimated model value on the trade date was $936.50 per $1,000.