STOCK TITAN

FiscalNote Holdings (NOTE) secures delisting default forbearance through Aug. 22, 2026

(High)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

FiscalNote Holdings, Inc. entered into letter agreements on July 22, 2026 with GPO FN Noteholder, LLC and YA II PN, Ltd. amending existing forbearance agreements dated April 21, 2026. Under the amended arrangements, these subordinated creditors agree to waive defaults under subordinated convertible debt arising from the delisting of FiscalNote’s Class A common stock from the New York Stock Exchange and to forbear from exercising any rights related to those defaults through August 22, 2026.

Positive

  • None.

Negative

  • Delisting-triggered debt defaults waived only through August 22, 2026 Defaults under subordinated convertible debt caused by the delisting of Class A common stock from the New York Stock Exchange are waived and subject to forbearance only until August 22, 2026.

Insights

Analyzing...

Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Forbearance period end date August 22, 2026 End date through which subordinated creditors waive delisting-related defaults and forbear from enforcing related rights
Forbearance amendment date July 22, 2026 Date FiscalNote entered letter agreements amending its forbearance agreements with GPO and YA
Original forbearance agreement date April 21, 2026 Date of the original forbearance agreements later amended by the July 22, 2026 letters
forbearance agreements financial
"entered into letter agreements amending its forbearance agreements dated April 21, 2026"
A forbearance agreement is a temporary deal between a borrower and a lender in which the lender agrees not to pursue default remedies or to relax payment terms for a set period. It matters to investors because it can preserve short-term cash flow and avoid an immediate default, but it can also signal financial stress and delay recognition of credit losses, so it affects risk assessment and valuation.
subordinated convertible debt instruments financial
"under the terms of subordinated convertible debt instruments issued to the Subordinated Creditors"
delisting regulatory
"arising from the delisting of the Company’s Class A common stock from the New York Stock Exchange"
Delisting occurs when a company's stock is removed from a stock exchange and is no longer available for trading there. This can happen voluntarily or because the company no longer meets the exchange's requirements. For investors, delisting means they can no longer buy or sell shares of that company on the exchange, which may make it more difficult to sell their investments or affect the stock's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did FiscalNote Holdings (NOTE) disclose about its debt defaults?

FiscalNote reported letter agreements with subordinated creditors under which they waive defaults on subordinated convertible debt tied to the delisting of Class A common stock and forbear from enforcing related rights through August 22, 2026.

Which creditors are involved in FiscalNote Holdings (NOTE) forbearance agreements?

The forbearance agreements involve GPO FN Noteholder, LLC and YA II PN, Ltd., described as subordinated creditors holding subordinated convertible debt instruments that experienced defaults following the delisting of FiscalNote’s Class A common stock from the New York Stock Exchange.

How long does the current forbearance for FiscalNote (NOTE) remain in effect?

The subordinated creditors have agreed to waive delisting-related defaults and forbear from exercising rights tied to those defaults until August 22, 2026. After that date, their rights under the subordinated convertible debt are not addressed in this disclosure.

What event caused FiscalNote Holdings (NOTE) to default under its subordinated convertible debt?

The defaults under the subordinated convertible debt instruments arose from the delisting of FiscalNote’s Class A common stock from the New York Stock Exchange. The subordinated creditors have agreed to waive these specific delisting-related defaults under the amended forbearance agreements.

When were FiscalNote’s (NOTE) forbearance agreements originally signed and how were they amended?

The original forbearance agreements with the subordinated creditors are dated April 21, 2026. On July 22, 2026, FiscalNote entered into letter agreements amending those forbearance agreements, confirming waivers of delisting-related defaults and forbearance through August 22, 2026.
DC false 0001823466 0001823466 2026-07-22 2026-07-22
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): July 22, 2026

 

 

FISCALNOTE HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39672   88-3772307
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

1201 Pennsylvania Avenue NW, 6th Floor,
Washington, D.C. 20004
(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (202)793-5300

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

N/A   N/A   N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 8.01.

Other Events.

On July 22, 2026, FiscalNote Holdings, Inc. (the “Company”) entered into letter agreements amending its forbearance agreements dated April 21, 2026, as amended, with each of GPO FN Noteholder, LLC (“GPO”) and YA II PN, Ltd. (“YA” and together with GPO, the “Subordinated Creditors”). Pursuant to the forbearance agreements, as amended, each Subordinated Creditor has agreed to waive defaults under the terms of subordinated convertible debt instruments issued to the Subordinated Creditors arising from the delisting of the Company’s Class A common stock from the New York Stock Exchange, and to forbear from exercising any rights relating to such defaults, until August 22, 2026.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit
Number
   Description
104    Cover Page Interactive Data File (formatted as Inline XBRL).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

FISCALNOTE HOLDINGS, INC.
By:  

/s/ Jon Slabaugh

Name:   Jon Slabaugh
Title:   Chief Financial Officer
Date: July 24, 2026

Filing Exhibits & Attachments

3 documents