Bay Pond reports 4.55% stake in Northpointe

Bay Pond Partners, L.P. filed an amended ownership report for Northpointe Bancshares, Inc. common stock.

Rhea-AI Filing Summary

Bay Pond Partners, L.P. filed an amended ownership report for Northpointe Bancshares, Inc. common stock. The firm reports beneficial ownership of 1,574,192 shares, representing 4.55% of the common stock outstanding. Bay Pond has shared voting power and shared dispositive power over all 1,574,192 shares, with no sole voting or dispositive authority. The filing indicates that Bay Pond now holds 5 percent or less of this class of securities.

Key Figures

Shares beneficially owned: 1,574,192 shares Percent of class: 4.55% Shared voting power: 1,574,192 shares +1 more

4 metrics

Shares beneficially owned 1,574,192 shares Common stock of Northpointe Bancshares, Inc. reported by Bay Pond Partners, L.P.

Percent of class 4.55% Percentage of Northpointe Bancshares common stock beneficially owned by Bay Pond Partners, L.P.

Shared voting power 1,574,192 shares Shares over which Bay Pond Partners, L.P. has shared power to vote or direct the vote

Shared dispositive power 1,574,192 shares Shares over which Bay Pond Partners, L.P. has shared power to dispose or direct disposition

Key Terms

beneficially owned, shared voting power, shared dispositive power, percent of class

4 terms

beneficially owned financial

"Amount beneficially owned: 1,574,192"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared voting power financial

"Shared Voting Power 1,574,192.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

shared dispositive power financial

"Shared Dispositive Power 1,574,192.00"

percent of class financial

"Percent of class: 4.55 %"

Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What ownership in NPB does Bay Pond Partners now report?

Bay Pond Partners reports beneficial ownership of 1,574,192 shares of Northpointe Bancshares (NPB) common stock, representing 4.55% of the outstanding class, with shared voting and dispositive power over all reported shares.

Does Bay Pond Partners control more or less than 5% of NPB stock?

Bay Pond Partners reports owning 4.55% of Northpointe Bancshares (NPB) common stock, which is 5 percent or less of the class, as indicated in the Ownership of 5 Percent or Less disclosure.

What type of voting power does Bay Pond have over NPB shares?

Bay Pond reports 0 shares with sole voting power and 1,574,192 shares with shared voting power in Northpointe Bancshares (NPB), meaning voting decisions are made jointly with other parties over all reported shares.

What dispositive power does Bay Pond hold over its NPB position?

Bay Pond reports no sole dispositive power and shared dispositive power over 1,574,192 shares of Northpointe Bancshares (NPB), indicating decisions to sell or otherwise dispose of these shares are made jointly with another party.

Who signed the NPB ownership filing for Bay Pond Partners?

The filing was signed by Ihsan Speede as an Authorized Person for Bay Pond Partners, L.P., with an additional signature line indicating Wellington Alternative Investments LLC as its general partner, dated 08/14/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 08/13/2026 - 04:25 PM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Northpointe Bancshares, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP No.

1

Names of Reporting Persons

Bay Pond Partners, L.P.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 1,574,192.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,574,192.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,574,192.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.6 %

12

Type of Reporting Person (See Instructions)

PN

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Northpointe Bancshares, Inc.
(b)	Address of issuer's principal executive offices: 3333 Deposit Drive Northeast, Grand Rapids MI 49546
Item 2.
(a)	Name of person filing: Bay Pond Partners, L.P.
(b)	Address or principal business office or, if none, residence: c/o Wellington Management Company LLP, 280 Congress Street, Boston MA 02210
(c)	Citizenship: Delaware
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.:
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 1,574,192
(b)	Percent of class: 4.55 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 1,574,192
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 1,574,192
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Bay Pond Partners, L.P.

Signature:	Ihsan Speede
Name/Title:	Authorized Person
Date:	08/14/2026

Comments accompanying signature: Wellington Alternative Investments LLC; Its General Partner Signature: Ihsan Speede Name/Title: Authorized Person Date: 08/14/2026