NRG: SVP & CAO adds 14 shares; direct holdings now 7,624

NRG Energy (NRG) reported an insider transaction on a Form 4.

Rhea-AI Filing Summary

NRG Energy (NRG) reported an insider transaction on a Form 4. The company’s SVP & Chief Accounting Officer acquired 14 shares of common stock on 11/03/2025 at $0, recorded as an acquisition. Following this, the reporting person directly holds 7,624 shares.

According to the footnotes, the 14-share entry represents dividend equivalent rights accrued on deferred and/or restricted stock units, which are settled in NRG common stock in step with the underlying units. The disclosure also notes 128 shares acquired under the Employee Stock Purchase Plan since the last filing, a de minimis 3-share rounding adjustment, and 159 dividend equivalent rights included.

Insider Trade Summary

Grant/Award: 14 shares

Grant/Award 1 txn

Insider Spencer Gerald Alfred

Role SVP & Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $.01 per share	14	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $.01 per share — 7,624 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Includes 128 shares acquired under NRG's Employee Stock Purchase Plan since the Reporting Person's last filing. Reflects a de minimus adjustment of 3 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 159 dividend equivalent rights

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NRG (NRG) disclose?

The SVP & Chief Accounting Officer acquired 14 shares of common stock on 11/03/2025 at $0.

How many NRG shares does the reporting person hold after the transaction?

Direct beneficial ownership is 7,624 shares following the reported transaction.

What do the dividend equivalent rights in the NRG filing represent?

They are amounts accrued on deferred and/or restricted stock units and may be settled in NRG common stock proportionately with the underlying units.

Did the filing mention NRG Employee Stock Purchase Plan activity?

Yes. It notes 128 shares acquired under NRG’s Employee Stock Purchase Plan since the last filing.

Were there any adjustments noted in the filing?

Yes. A de minimis 3-share adjustment from fractional rounding and 159 dividend equivalent rights were included.

What is the reporting person’s relationship to NRG?

The filer is an Officer, serving as SVP & Chief Accounting Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/05/2025 - 05:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Spencer Gerald Alfred

(Last) (First) (Middle)

804 CARNEGIE CENTER

(Street)

PRINCETON NJ 08540

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.01 per share	11/03/2025		A		14	A	$0(1)	7,624	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Includes 128 shares acquired under NRG's Employee Stock Purchase Plan since the Reporting Person's last filing. Reflects a de minimus adjustment of 3 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 159 dividend equivalent rights

	Christine Zoino, by Power of Attorney	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.