NRG Energy (NRG) Form 4: CTO credited 28 shares at $0

Accepted by SEC EDGAR 11/05/2025 - 05:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

NRG Energy (NRG) disclosed an insider transaction: the Executive Vice President and Chief Technology Officer reported acquiring 28 shares of common stock on 11/03/2025 at $0, coded “A.”

According to the note, the amount reflects dividend equivalent rights credited in connection with deferred or restricted stock units, which settle in NRG common stock. Following the transaction, the officer directly beneficially owns 45,819 shares. The filing also notes a de minimis rounding adjustment of 2 securities and that the holdings include 414 dividend equivalent rights.

Insider Trade Summary

Grant/Award: 28 shares

Grant/Award 1 txn

Insider Liyanearachchi Dak

Role Exec VP, Chief Technology Ofc.

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $.01 per share	28	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $.01 per share — 45,819 shares (Direct)

Holdings Before and After: Common Stock, par value $.01 per share, 45,791 to 45,819 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 2 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 414 dividend equivalent rights.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NRG (NRG) report on this Form 4?

An officer acquired 28 shares of NRG common stock on 11/03/2025 at $0, coded as an acquisition (A).

Who is the reporting person in NRG’s Form 4?

The reporting person is an Executive Vice President and Chief Technology Officer of NRG Energy.

How many NRG shares does the insider hold after the transaction?

Direct beneficial ownership is 45,819 shares following the reported transaction.

What are dividend equivalent rights (DERs) noted in the filing?

They are credits tied to dividends on deferred or restricted stock units, settled in NRG common stock; the holdings include 414 DERs.

Was there any price paid for the acquired NRG shares?

The shares were reported at $0, consistent with dividend equivalent rights accruals.

Were there any adjustments noted in the Form 4?

Yes, a de minimis adjustment of 2 securities due to fractional rounding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Liyanearachchi Dak

(Last) (First) (Middle)

804 CARNEGIE CENTER

(Street)

PRINCETON NJ 08540

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec VP, Chief Technology Ofc.

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.01 per share	11/03/2025		A		28	A	$0(1)	45,819	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 2 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 414 dividend equivalent rights.

	Christine Zoino, by Power of Attorney	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.