Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings director Koji Nagai reported compensation-related stock transactions rather than open-market trading. On April 24, 2026, 220,643 Notional Stock Units linked to Nomura common stock were exercised and, as disclosed, vested on April 1, 2026 and were settled in cash on April 24, 2026, with no shares issued. Each unit represents the right to receive cash equal in value to one share of common stock, so these entries reflect cash-settled equity compensation and an internal disposition to the issuer, not share purchases or sales in the market.
Nomura Holdings officer Toshiyasu Iiyama reported compensation-related stock transactions involving Common Stock and equity units. On April 27, 2026, 107,300 Restricted Stock Units converted into the same number of Common shares, with 49,450 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 60,745 Notional Stock Units were settled in cash, linked to Common Stock valued at $8.21 per share, and 60,745 shares were disposed of to the issuer. After these transactions, Iiyama directly held 301,656 Common shares. No Notional Stock Units or Restricted Stock Units remain outstanding in this filing.
Nomura Holdings executive Sotaro Kato reported compensation-related stock activity involving vested awards and tax withholding. On April 27, 2026, 42,300 Restricted Stock Units vested and were settled in shares of common stock, with 22,483 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 35,736 Notional Stock Units vested and were settled entirely in cash, so no new shares were issued. Following these events, Kato directly held 62,774 shares of common stock, plus remaining balances of both Restricted Stock Units and Notional Stock Units.
Nomura Holdings Inc. executive Akihito Tobari reported routine equity compensation activity. On April 27, 2026, 17,100 Restricted Stock Units that had vested on April 1, 2026 were settled into an equal number of common shares.
To cover tax obligations on this settlement, 6,602 common shares were withheld rather than sold in the market. Following these transactions, Tobari directly holds 111,568 common shares and 21,700 remaining Restricted Stock Units. On April 24, 2026, he also acquired 73.682 common shares indirectly through an officers' stock ownership plan, bringing that indirect plan balance to 170.056 shares.
NOMURA HOLDINGS INC officer Hiroyasu Koike reported routine equity compensation activity. On April 27, 2026, 10,000 Restricted Stock Units were settled into common shares, and 4,744 shares were withheld at about $7.71 per share to cover tax obligations.
Following these transactions, Koike held 117,729 common shares directly. Separately, on April 24, 2026, he acquired 294.729 common shares indirectly through an officers' stock ownership plan at about $8.41 per share, bringing those indirect holdings to 660.372 shares.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Shoji Ogawa reported a routine equity compensation grant in the form of Common Stock. He received 221.046 shares at $8.41 per share, credited to an officers' stock ownership plan, bringing his indirect holdings in that plan to 497.894 shares. Separately, he directly holds 58,140 shares of Nomura common stock.
Nomura Holdings Inc. officer Mori Takako reported routine equity compensation activity. Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026, delivering 7,900 shares of Common Stock.
In connection with this settlement, 3,779 shares of Common Stock were withheld to satisfy tax withholding obligations at a reported price of $7.71 per share, which is not an open-market sale. After these transactions, Mori directly holds 26,704 shares of Common Stock and 7,600 Restricted Stock Units, each representing the right to receive one share of Common Stock.
Nomura Holdings executive Akio Hori reported routine equity compensation activity and related tax withholding. On April 27, 2026, Restricted Stock Units representing 6,100 shares of Common Stock were exercised and settled in shares, and 2,952 shares were withheld to cover tax obligations.
Following these transactions, Hori directly held 59,182 shares of Common Stock, and 5,500 Restricted Stock Units remained outstanding. Separately, on April 24, 2026, an additional 73.682 shares of Common Stock were acquired indirectly through an officers' stock ownership plan, bringing that indirect plan holding to 155.153 shares.
NOMURA HOLDINGS INC officer Hiroyuki Moriuchi reported routine equity compensation activity. On April 27, 2026, 9,200 Restricted Stock Units were settled into an equal number of common shares after vesting on April 1, 2026, with each unit representing one share.
In connection with this settlement, 4,376 common shares were disposed of to satisfy tax withholding obligations at a reported price of $7.71 per share, converted from Japanese yen using a JPY159.56 = $1 rate. Following these transactions, Moriuchi holds 35,052 common shares directly. The filing shows compensation-related exercises and tax withholding, not open‑market buying or selling.
Nomura Holdings executive Horiuchi Yuko reported routine equity compensation activity. On April 27, 2026, 5,400 Restricted Stock Units were exercised into an equal number of common shares, following vesting on April 1, 2026. Each unit represented the right to receive one share of common stock.
In connection with this settlement, 2,630 common shares were disposed of to cover tax withholding obligations at a reported price of $7.71 per share, converted from Japanese yen using a JPY159.56 = $1.00 exchange rate. After these transactions, Horiuchi directly owned 18,448 shares of Nomura Holdings common stock.