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Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings Inc. officer Masahiro Goto reported routine equity compensation activity involving Restricted Stock Units. On April 27, 2026, 69,800 Restricted Stock Units that vested on April 1, 2026 were settled into an equal number of shares of Common Stock, with no cash exercise price.
In connection with this settlement, 30,694 shares were withheld to cover tax withholding obligations, at a reported price of $7.71 per share, which reflects conversion from Japanese yen at JPY159.56 = US$1. After these transactions, Goto directly holds 274,068 shares of Common Stock and 94,800 Restricted Stock Units, each representing the right to receive one share of Common Stock. The withholding is a tax payment mechanism rather than an open-market sale.
Nomura Holdings director Ishizuka Masahiro reported a routine change in ownership of the company’s common stock. He received an indirect grant of 221.046 shares of common stock at $8.41 per share, held in an officers' stock ownership plan, bringing that indirect position to 556.898 shares. Separately, a holding entry shows he directly owns 9,900 shares of common stock after the reported date. The reported dollar price reflects a conversion from Japanese yen using a disclosed spot exchange rate on the transaction date.
Nomura Holdings, Inc. provides a detailed update on its corporate governance, capital efficiency and sustainability initiatives. The company targets income before income taxes of over ¥500 billion and aims to maintain ROE of 8–10% toward 2030 while preserving financial soundness.
ROE has improved from 5.1% for the fiscal year ended March 2024 to 10.0% for the year ended March 2025 and 11.3% for the first half of the year ended March 2026, while PBR reached 1.1x as of December 31, 2025. Nomura also commits to reducing strategic shareholdings by 25% in names held between April 2022 and March 2027 and enhancing board oversight through a majority of outside directors.
The report highlights human capital and diversity goals: female managers at core subsidiary Nomura Securities reached 20.3% and female branch/department managers 10.3% as of April 30, 2025, meeting existing targets. Group-wide, women account for 22% of managers, with a new goal of 30% by 2030, supported by global talent, training, and inclusion programs.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 15 percent year on year. Income before income taxes rose 14 percent to 539.8 billion yen, and net income attributable to shareholders reached a record 362.1 billion yen, up 6 percent. Diluted EPS was 118.99 yen.
Fourth quarter net revenue was 577.2 billion yen, 5 percent higher quarter on quarter and 27 percent higher year on year, with net income of 73.9 billion yen and diluted EPS of 24.34 yen. Segment results were highlighted by all-time highs in Wealth Management and Wholesale pretax income, and Investment Management assets under management climbing to about 136.9 trillion yen.
Nomura declared a year-end dividend of 24 yen per share for shareholders of record at March 31, 2026, implying an annual dividend of 51 yen versus 57 yen for the prior year. The company also plans to grant RSUs and PSUs in late May 2026, with the maximum number of shares related to these awards estimated at approximately 30 million shares and the total grant amount at about 40 billion yen.
Nomura Holdings reported solid growth for the year ended March 31, 2026. Net revenue rose to 2,167.7 billion yen, up 14.5% year on year, while income before income taxes increased 14.4% to 539.8 billion yen. Net income attributable to shareholders reached 362.1 billion yen, a 6.3% increase, with return on shareholders’ equity at 10.1%.
Wealth Management and Wholesale were key drivers, with income before income taxes up 22.8% and 20.6%, respectively. Investment Management grew net revenue 34.3% but saw a slight profit decline as expenses jumped 65.5%. Banking revenue increased, though its pre‑tax income fell 14.3%.
Assets under management stood at 136.9 trillion yen, helped by acquiring Macquarie asset management companies for about 1.8 billion U.S. dollars (approximately 281.4 billion yen). Total assets reached 62,645.9 billion yen and equity 3,854.9 billion yen. Annual dividends were 51.00 yen per share, with a 41.4% payout ratio.
Nomura Holdings, Inc. has completed a share buyback program approved by its Board of Directors on January 30, 2026. The company repurchased 14,309,600 common shares from April 1 to April 15, 2026, for an aggregate 18,521,431,000 yen, via stock exchange purchases through a trust bank.
Under the overall program, the Board had authorized repurchases of up to 100 million shares, or 3.2% of issued shares, with a total value of up to 60 billion yen for the period from February 17 to September 30, 2026. As of April 15, 2026, Nomura had cumulatively repurchased 46,861,200 shares for 59,999,879,300 yen, effectively using the full monetary authorization and bringing this buyback program to a close.
Nomura Holdings, Inc. has withdrawn its shelf registration statement dated May 17, 2024 covering the disposal of treasury shares for stock-based compensation. The shelf had allowed issuance of common stock for Restricted Stock Units (RSUs) and Performance Share Units (PSUs) up to a maximum of 50,000,000,000 yen.
The company has filed an extraordinary report with the Kanto Local Finance Bureau covering previously granted RSUs and PSUs, with a total issuance price of 1,470,158,179 yen. The withdrawal does not affect those granted RSUs and PSUs, meaning existing awards remain in place despite the shelf being cancelled.
Nomura Holdings, Inc. reports progress on its share repurchase program and related treasury share actions for the month from March 1 to March 31, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to ¥60,000,000,000, the company bought back 24,638,300 shares in March for a total of ¥30,180,151,350. Cumulatively, 32,551,600 shares have been repurchased for ¥41,478,448,300, representing progress of 32.6 by share count and 69.1 by amount. During the same period, Nomura canceled 75,000,000 treasury shares, totaling ¥57,665,917,500, and recorded total issued shares of 3,088,562,601 and treasury holdings of 186,846,208 shares as of March 31, 2026.
Nomura Holdings Inc. officer Tobari Akihito has reported his initial ownership position in a Form 3 filing. He holds 94,468 shares of Common Stock directly and 96.374 shares indirectly through an officers' stock ownership plan.
He also holds Restricted Stock Units that each represent the right to receive one share of Common Stock. These RSUs cover 17,100 underlying shares with an exercise date of April 1, 2026, 13,200 underlying shares with an exercise date of April 1, 2027, and 8,500 underlying shares with an exercise date of April 1, 2028. The RSUs have an exercise price of 0.0000 and no separate expiration date.
Nomura Holdings reported strong regulatory capital and loss‑absorbing buffers as of December 31, 2025. Common equity Tier 1 capital was 3,132.7 billion yen, supporting a Common equity Tier 1 capital ratio of 13.07% and a Tier 1 capital ratio of 15.31% on total risk‑weighted assets of 23,959.0 billion yen.
The consolidated capital adequacy ratio stood at 16.10%, while the consolidated leverage ratio was 5.03%. External TLAC ratios were 27.23% on a risk‑weighted assets basis and 10.01% on a leverage exposure basis, indicating substantial capacity to absorb losses under regulatory standards.