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Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.
Nomura Holdings Inc. director Koji Nagai reported new equity-linked compensation and updated share holdings. On May 25, 2026, he received three grants of Notional Stock Units, each covering 95,055 units tied to Nomura common stock, with future exercise dates in 2027, 2028, and 2029.
Each Notional Stock Unit entitles him to cash equal to the value of one share of common stock, rather than actual shares. Following these awards, he reports direct ownership of 512,942 shares of common stock and a small additional indirect interest through an officers' stock ownership plan.
Nomura Holdings Inc filed a Form 13F Combination Report reporting holdings in Section 13(f) securities. The report lists $37,713,188,553 in aggregate market value across 2,179 information-table entries and includes positions reported for 4 other included managers.
Nomura Holdings, Inc. plans to dispose of treasury shares to fund long-term stock-based compensation for directors, executive officers, and employees through Restricted Stock Units (RSUs) and Performance Share Units (PSUs). All awards use the company’s existing treasury stock as consideration via monetary compensation claims contributed in kind.
For RSUs, Nomura will dispose of 9,375,700, 9,295,800, 9,217,000 and 1,848,300 common shares at a disposition price of 1,274 yen per share, with payment periods between April 2027 and May 2030. For PSU No.3, 811,500 shares are earmarked for disposal over April 2029 to September 2029, with final grants tied to three-year Return on Equity and Total Shareholder Return performance, each weighted 50% and adjustable from 0% to 150% of the base share number.
Nomura Holdings, Inc. reports on its April 2026 share repurchase and treasury share activity under a previously authorized buyback program. The board had authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026.
During April 2026, the company repurchased 14,309,600 shares for a total of 18,521,431,000 JPY. Cumulatively under this authorization, 46,861,200 shares had been repurchased for 59,999,879,300 JPY, representing 46.9% of the maximum share amount and 100.0% of the maximum cash amount.
As of April 30, 2026, Nomura had 3,088,562,601 total issued shares and held 165,591,036 shares in treasury. Treasury share movements also included 35,525,232 shares delivered under a Restricted Stock Units plan as equity compensation.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 14.5% year on year, and net income attributable to shareholders of 362.1 billion yen. Basic EPS was 123.08 yen and diluted EPS was 118.99 yen, giving a return on shareholders’ equity of 10.1%.
Wealth Management net revenue rose to 487.9 billion yen and Investment Management to 258.5 billion yen, helped by consolidating businesses from the Macquarie acquisition. Wholesale net revenue increased to 1,162.2 billion yen, with solid Fixed Income and Equities performance.
Nomura completed the Macquarie Acquisition on December 1, 2025 for approximately $1.8 billion (about 281.4 billion yen), adding significant intangible assets and goodwill and lifting assets under management to 136.9 trillion yen. Value at risk was 5.8 billion yen, a 52.6% increase from March 31, 2025. The group employed 28,677 people globally as of March 31, 2026.
Nomura Holdings, Inc. has finalized the details of several Restricted Stock Unit (RSU) grants funded by disposing of treasury shares. On April 27, 2026, the company allotted multiple RSU tranches (Nos. 14, 20, 26, 32, 38, 44 and 50) as stock awards to directors, executive officers and employees of Nomura and its subsidiaries.
Each tranche specifies a set number of common shares, a per-share disposition price and a total disposition amount in yen. For example, RSU No.38 uses 14,254,866 shares at 490 yen per share, while RSU No.50 uses 9,993,957 shares at 888 yen per share. Contributions are made in kind via monetary compensation claims granted under earlier board decisions from 2019 to 2025, effectively converting past compensation into equity-based incentives.
Nomura Holdings reported record full-year results for FY2025/26 under US GAAP, with net income attributable to shareholders of Y362.1bn and net revenue of Y2,167.7bn. Income before income taxes rose to Y539.8bn and full-year ROE reached 10.1%, meeting the group’s 2030 Vision target for a second consecutive year.
All four operating segments contributed, with combined income before income taxes hitting an all-time high of Y506.9bn. Wealth Management and Wholesale both achieved their highest income since inception, while Investment Management lifted assets under management to Y136.9trn and Banking continued to expand its business base. The company declared annual dividends of Y51 per share, implying a 41% payout ratio.
Fourth-quarter performance softened sequentially: net revenue was Y577.2bn, income before income taxes Y107.7bn, and net income Y73.9bn, with ROE at 8.0%. International income before income taxes from the Americas, Europe, and Asia and Oceania declined year-on-year to Y91.5bn, while Japan generated Y448.3bn.
Nomura Holdings officer Christopher Paul Willcox reported several compensation-related share movements. On April 24, 2026, 1,361,548 Notional Stock Units tied to the value of common stock vested and were settled in cash, with no shares issued, alongside a corresponding derivative exercise and disposition to the issuer at $8.21 per share equivalent.
On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in common shares, with 5,054 shares withheld to cover tax obligations at an equivalent price of $7.71 per share. Following these transactions, Willcox directly held 14,586 shares of Nomura common stock.