Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation (Nasdaq: NTRS) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its activities as a commercial banking and financial services company. This SEC filings page for NTRS brings together those disclosures, including annual and quarterly reports and current reports on Form 8-K, with AI-powered tools to help interpret the information.
For Northern Trust, Form 10-K annual reports and Form 10-Q quarterly reports describe its wealth management, asset servicing, asset management and banking businesses, as well as risk factors, capital position and segment performance. Form 8-K current reports capture specific events, such as earnings releases and investor presentations, leadership changes, debt offerings and share repurchase authorizations. Recent 8-K filings, for example, have disclosed a new common stock repurchase authorization, the issuance of senior and subordinated notes under a shelf registration statement, and executive leadership changes in the asset management business.
Investors can also use this page to access proxy statements on executive compensation and governance matters, and Form 4 insider transaction reports that show purchases and sales of Northern Trust securities by directors and officers. These documents help build a picture of how management and the board oversee the company and manage their own holdings.
Stock Titan enhances these filings with AI-generated summaries and explanations that highlight key points from long documents, such as capital actions, changes in leadership, or updates to business strategy. Real-time updates from the SEC’s EDGAR system mean new NTRS filings appear promptly, while AI insights on 10-Ks, 10-Qs and 8-Ks can save time for readers seeking to understand Northern Trust’s financial condition, regulatory disclosures and corporate actions.
Northern Trust Corp officer Guy Gibson reported an open-market sale of 1,043 shares of common stock at $147.43 per share on February 12, 2026. After this transaction, he beneficially owned 35,013 shares, which include 29,332 stock units payable on a 1-for-1 basis in common stock.
A holder of NTRS common stock has filed a notice of proposed sale of 1,148 shares through Fidelity Brokerage Services on or about February 12, 2026, to be sold on NASDAQ. The filing cites an aggregate market value of 166,752.74 for these shares.
The securities were acquired via restricted stock vesting from the issuer as compensation on three dates in 2025 and 2026, in amounts of 35, 155, and 958 shares. The filing notes that 189,117,369 shares of this class were outstanding, providing a baseline for the issuer’s share count.
An affiliate has filed a Rule 144 notice to sell 1,043 common shares through Fidelity Brokerage Services on NASDAQ. The shares have an aggregate market value of $153,764.28 and are part of 189,117,369 shares outstanding, with an approximate sale date of February 12, 2026.
The securities were acquired on February 5, 2026 via restricted stock vesting from the issuer as compensation, and there are no other issuer securities sales listed for this holder in the past three months.
Northern Trust Corporation filed a report stating that its Chief Financial Officer, David W. Fox, Jr., and Northern Trust Asset Management President, Michael Hunstad, will speak at the Bank of America Securities 2026 Financial Services Conference in Miami Beach on February 10, 2026.
The company made an audio webcast of the presentation available through its investor relations website for 30 days, and furnished the conference slides as Exhibit 99.1. Those slides highlight Northern Trust Asset Management’s $1.4T in assets under management as of December 31, 2025, with about 75% institutional and 25% wealth and retail clients, and show a diversified mix across equity, fixed income, cash, alternatives and multi-asset strategies.
Northern Trust Corporation Executive Vice President Thomas A. South reported equity compensation activity in company stock. On February 5, 2026, he acquired 16,850 shares of common stock at $0, consistent with stock units vesting into shares.
On the same date, 1,063 shares at $148.88 per share were withheld to cover federal, state, and Medicare taxes upon vesting of 3,941 previously reported stock units, with the remaining 2,878 shares distributed to him. Following these transactions, he beneficially owned 87,595 common shares directly, including 50,189 stock units payable 1-for-1 in common stock, and 4,167.55 shares held indirectly in a 401(k) plan as of December 31, 2025.
Northern Trust Corporation officer Jason J. Tyler, President of Wealth Management, reported an acquisition of 7,185 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, indicating a stock award rather than an open‑market purchase.
After this award, Tyler beneficially owns 79,694 common shares, which the filing notes include 28,765 stock units that are payable automatically on a 1‑for‑1 basis in Northern Trust common stock. The filing reports these holdings as directly owned.
Northern Trust Corporation’s chief administrative officer Alexandria Taylor acquired 5,690 shares of common stock on February 5, 2026 at a reported price of $0, indicating an award rather than an open-market purchase. Following this grant, she beneficially owns 45,749.536 shares, including 27,848 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an automatic stock-based award. On 02/05/2026, he acquired 19,437 common stock units at $0 per unit, payable on a 1-for-1 basis in Northern Trust common shares, bringing his directly held common stock to 83,423 shares.
In addition to his direct holdings, the filing lists indirect ownership through family trusts. These include 361,818.44 common shares held by a trust, plus 6,959.85, 6,958.85, and 6,959.85 common shares held by separate trusts for three children, with his spouse serving as trustee.
Northern Trust Corporation executive Clive Bellows reported equity compensation activity in company stock. On February 5, 2026, he received 7,758 shares of common stock at $0 per share, increasing his directly held position to 36,325 shares before related tax withholding.
On the same date, 1,044 shares were withheld at $112.39 per share to cover Federal, State and Medicare taxes tied to the distribution of previously reported vested stock units, leaving him with 35,281 directly held shares. Footnotes note 33,707 stock units that are payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Co-President Guy Gibson reported equity transactions in company stock. On February 5, 2026, he acquired 6,449 shares of common stock at $0 per share, likely from vesting or an equity award. The same day, 925 shares were withheld at $148.88 per share to cover federal, state, and Medicare taxes upon vesting of 1,968 previously reported stock units, with the remaining 1,043 shares delivered as common stock. After these transactions, he beneficially owned 36,056 shares, which include 29,332 stock units payable on a 1‑for‑1 basis in common shares.