Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation filings document financial results, governance matters, investor presentations and capital structure disclosures for a financial services holding company. Recent Form 8-K reports include earnings releases, conference-call materials, Regulation FD presentations, annual meeting materials and stockholder voting results.
The filing record also describes securities registered on Nasdaq, including common stock and depositary shares representing interests in Series E non-cumulative perpetual preferred stock. Proxy materials cover board elections, executive compensation, equity plan approvals and auditor ratification, while material-event filings document debt offerings involving senior notes and subordinated notes.
Northern Trust Corp executive Guy Gibson, Co-President of Asset Servicing, reported an open-market sale of 3,009 shares of common stock on March 5, 2026. The shares were sold at a weighted average price of about $142.39 per share. After this sale, Gibson directly owns 29,332 shares of Northern Trust common stock.
Northern Trust Corp EVP & Chief Financial Officer David W. Fox Jr reported an open‑market sale of 3,255 shares of common stock. The sale occurred on March 4, 2026 at a weighted average price of $143.89 per share, with prices ranging from $143.86 to $144.07.
Following the sale, he directly owned 14,552 Northern Trust shares. He also had indirect holdings through trusts totaling 38,575, 5,000, and 11 shares, held in trusts established for his benefit and for him and his descendants, where he serves as trustee with investment control.
NTRS reports proposed and recent Rule 144 sales of common stock. The notice lists 3,009 restricted common shares associated with restricted stock vesting to be sold and records 1,043 common shares sold on 02/12/2026 for $153,764.28. The broker is Fidelity Brokerage Services LLC.
Northern Trust Co-President of Asset Servicing Clive Bellows reported tax-related share withholdings. On 2026-03-01, 662 and 2,454 shares of common stock at $143.15 per share were withheld to cover federal, state and Medicare taxes on vesting stock units. After these tax-withholding dispositions, he directly owned 31,017 common shares.
Northern Trust Corp executive David W. Fox Jr., EVP and Chief Financial Officer, reported a tax-related share disposition tied to vesting equity. On the transaction date, 2,355 shares of common stock were withheld at $143.15 per share to cover Federal, State and Medicare taxes when 5,610 previously reported stock units vested. The remaining 3,255 shares from that vesting were delivered to him as common stock.
After this tax-withholding disposition, Fox directly owned 17,807 common shares, which include 14,552 stock units payable on a 1-for-1 basis in common stock. He also had indirect ownership through trusts holding 38,575, 5,000, and 11 shares, where he serves as trustee with investment control.
Northern Trust Corp President of Wealth Management Jason J. Tyler reported a tax-related share disposition. On March 1, 2026, 3,837 shares of Northern Trust common stock were withheld at $143.15 per share to cover federal, state and Medicare taxes when 8,656 previously reported stock units vested.
After this tax-withholding disposition, Tyler directly owned 89,395 common shares. Of this amount, 20,109 are stock units that will be automatically settled on a 1-for-1 basis in Northern Trust common stock, illustrating a significant portion of his stake remains tied to equity compensation.
Northern Trust Corp’s Chief Administrative Officer Alexandria Taylor reported a tax-withholding disposition of 1,868 shares of common stock. The shares were withheld at $143.15 per share to cover federal, state and Medicare taxes when 4,211 previously reported stock units vested.
According to the filing, the remaining 2,343 shares from this vesting were delivered to Taylor as common stock. After these transactions, Taylor directly owned 47,451.536 shares, which includes 23,637 stock units payable on a 1-for-1 basis in Northern Trust common stock.
Northern Trust Corp Executive Vice President Thomas A. South reported an automatic tax-related share disposition. On March 1, 2,544 shares of common stock at $143.15 per share were withheld to cover Federal, State and Medicare taxes when 6,059 previously reported stock units vested. The remaining 3,515 shares were delivered to him as common stock. After these transactions, he directly held 96,337 common shares, and his holdings also include 44,130 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corp Chairman and CEO Michael O’Grady reported an automatic tax-related share disposition. On March 1, 2026, 11,129 shares of common stock were withheld at $143.15 per share to cover federal, state and Medicare taxes when 26,526 previously reported stock units vested. After this tax-withholding disposition, he directly owned 56,897 common shares.
The filing also notes substantial indirect holdings through trusts, including 417,676.44 shares held by a trust and additional smaller trust accounts for three children. One trust lists his spouse as trustee, indicating indirect family ownership rather than additional direct insider trading activity.