Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRSO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Northern Trust's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Northern Trust's regulatory disclosures and financial reporting.
NTRS reports proposed and recent Rule 144 sales of common stock. The notice lists 3,009 restricted common shares associated with restricted stock vesting to be sold and records 1,043 common shares sold on 02/12/2026 for $153,764.28. The broker is Fidelity Brokerage Services LLC.
Northern Trust Co-President of Asset Servicing Clive Bellows reported tax-related share withholdings. On 2026-03-01, 662 and 2,454 shares of common stock at $143.15 per share were withheld to cover federal, state and Medicare taxes on vesting stock units. After these tax-withholding dispositions, he directly owned 31,017 common shares.
Northern Trust Corp executive David W. Fox Jr., EVP and Chief Financial Officer, reported a tax-related share disposition tied to vesting equity. On the transaction date, 2,355 shares of common stock were withheld at $143.15 per share to cover Federal, State and Medicare taxes when 5,610 previously reported stock units vested. The remaining 3,255 shares from that vesting were delivered to him as common stock.
After this tax-withholding disposition, Fox directly owned 17,807 common shares, which include 14,552 stock units payable on a 1-for-1 basis in common stock. He also had indirect ownership through trusts holding 38,575, 5,000, and 11 shares, where he serves as trustee with investment control.
Northern Trust Corp President of Wealth Management Jason J. Tyler reported a tax-related share disposition. On March 1, 2026, 3,837 shares of Northern Trust common stock were withheld at $143.15 per share to cover federal, state and Medicare taxes when 8,656 previously reported stock units vested.
After this tax-withholding disposition, Tyler directly owned 89,395 common shares. Of this amount, 20,109 are stock units that will be automatically settled on a 1-for-1 basis in Northern Trust common stock, illustrating a significant portion of his stake remains tied to equity compensation.
Northern Trust Corp’s Chief Administrative Officer Alexandria Taylor reported a tax-withholding disposition of 1,868 shares of common stock. The shares were withheld at $143.15 per share to cover federal, state and Medicare taxes when 4,211 previously reported stock units vested.
According to the filing, the remaining 2,343 shares from this vesting were delivered to Taylor as common stock. After these transactions, Taylor directly owned 47,451.536 shares, which includes 23,637 stock units payable on a 1-for-1 basis in Northern Trust common stock.
Northern Trust Corp Executive Vice President Thomas A. South reported an automatic tax-related share disposition. On March 1, 2,544 shares of common stock at $143.15 per share were withheld to cover Federal, State and Medicare taxes when 6,059 previously reported stock units vested. The remaining 3,515 shares were delivered to him as common stock. After these transactions, he directly held 96,337 common shares, and his holdings also include 44,130 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corp Chairman and CEO Michael O’Grady reported an automatic tax-related share disposition. On March 1, 2026, 11,129 shares of common stock were withheld at $143.15 per share to cover federal, state and Medicare taxes when 26,526 previously reported stock units vested. After this tax-withholding disposition, he directly owned 56,897 common shares.
The filing also notes substantial indirect holdings through trusts, including 417,676.44 shares held by a trust and additional smaller trust accounts for three children. One trust lists his spouse as trustee, indicating indirect family ownership rather than additional direct insider trading activity.
Northern Trust Corp executive Susan Cohen Levy reported a tax-withholding share disposition related to equity compensation. On March 1, 2026, 2,671 shares of common stock were withheld at $143.15 per share to cover Federal, State and Medicare taxes upon vesting of 6,361 previously reported stock units, with 3,690 shares delivered to her as common stock.
After this transaction, she held 59,378 shares directly, which includes 13,916 stock units payable on a 1-for-1 basis in common stock. Indirect holdings reported were 38,026 shares through a 2024 GRAT and 35,412 shares through an irrevocable trust for which her spouse is trustee.
Northern Trust Corp Controller John Landers reported a tax-related share disposition tied to vesting stock units. On the vesting of 1,020 previously reported stock units, 300 common shares were withheld to cover Federal, State and Medicare taxes, while 720 shares were delivered to him. Following this tax-withholding disposition, he directly holds 7,814 common shares, plus 2,250 stock units that will convert on a 1-for-1 basis into common stock.
Northern Trust Corp executive Michael Hunstad, President of Asset Management, reported a tax-withholding disposition of company stock tied to vesting equity awards. On this Form 4, 3,867 shares of common stock were withheld at a price of $143.15 per share to cover Federal, State and Medicare taxes when 9,164 previously reported stock units vested. The remaining 5,297 shares from that vesting were delivered to him as common stock. After this withholding, he directly holds 25,845 shares of Northern Trust common stock and 19,631 stock units that are payable on a one-for-one basis in additional common shares.