Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRSO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Northern Trust's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Northern Trust's regulatory disclosures and financial reporting.
Northern Trust Corporation Executive Vice President Thomas A. South reported a stock-based award and related tax-share withholding. He acquired 19,892 shares of common stock as a grant at no cost, and 8,606 shares were disposed of at $147.24 per share to satisfy tax obligations. Following these transactions, he held 98,881 shares directly and 4,167.55 shares indirectly through a 401(k) plan as of 12-31-2025, and his holdings include 50,189 stock units payable on a 1-for-1 basis in common shares.
Northern Trust Corp EVP & Chief Financial Officer David W. Fox Jr. reported equity compensation activity in the company’s common stock. He received a grant of 2,604 shares on February 17, 2026 at a stated price of $0.00 per share, reflecting a stock award rather than a market purchase. On the same date, 1,154 shares were disposed of at $147.24 per share to cover tax obligations through share withholding, not an open-market sale. Following these transactions, he held 21,612 shares directly, with additional indirect holdings in trusts established for his benefit and his descendants, where he serves as trustee with investment control.
Northern Trust Corp EVP and General Counsel Susan Cohen Levy reported a mix of equity award activity in company stock. She received a grant of 16,452 shares of common stock at no cost, and 7,130 shares were withheld at $147.24 per share to cover tax obligations, leaving 62,049 shares held directly. She also reports indirect holdings of 38,026 shares through a 2024 GRAT and 35,412 shares through an irrevocable trust, plus 20,277 stock units payable 1-for-1 in common shares.
Northern Trust Corporation President of Wealth Management Jason J. Tyler reported an option exercise and related share withholding. He exercised employee stock options covering 4,599 shares of common stock, then had 3,057 shares withheld to satisfy tax obligations. After these transactions, he directly owned 81,236 shares of common stock. Footnotes also note 28,765 stock units that are payable on a one-for-one basis in Northern Trust common shares.
Northern Trust Corp filed a Form 13F combination report detailing its institutional investment holdings. The summary page shows 20,753 reportable positions, with a Form 13F Information Table Value Total of 784,379,399,994. The filing notes 11 other included managers and an extensive list of additional managers reporting for Northern Trust.
Northern Trust Corporation insider transaction: Co-President of Asset Servicing Clive Bellows reported an open-market sale of 1,148 shares of Northern Trust common stock on February 12, 2026 at a price of $145.26 per share. Following this sale, he directly owned 34,133 common shares. His reported holdings also include 34,030 stock units payable on a 1-for-1 basis in common shares, and the filing corrects an earlier disclosure about the number of such stock units previously reported in December 2025.
Northern Trust Corp officer Guy Gibson reported an open-market sale of 1,043 shares of common stock at $147.43 per share on February 12, 2026. After this transaction, he beneficially owned 35,013 shares, which include 29,332 stock units payable on a 1-for-1 basis in common stock.
A holder of NTRS common stock has filed a notice of proposed sale of 1,148 shares through Fidelity Brokerage Services on or about February 12, 2026, to be sold on NASDAQ. The filing cites an aggregate market value of 166,752.74 for these shares.
The securities were acquired via restricted stock vesting from the issuer as compensation on three dates in 2025 and 2026, in amounts of 35, 155, and 958 shares. The filing notes that 189,117,369 shares of this class were outstanding, providing a baseline for the issuer’s share count.
An affiliate has filed a Rule 144 notice to sell 1,043 common shares through Fidelity Brokerage Services on NASDAQ. The shares have an aggregate market value of $153,764.28 and are part of 189,117,369 shares outstanding, with an approximate sale date of February 12, 2026.
The securities were acquired on February 5, 2026 via restricted stock vesting from the issuer as compensation, and there are no other issuer securities sales listed for this holder in the past three months.
Northern Trust Corporation filed a report stating that its Chief Financial Officer, David W. Fox, Jr., and Northern Trust Asset Management President, Michael Hunstad, will speak at the Bank of America Securities 2026 Financial Services Conference in Miami Beach on February 10, 2026.
The company made an audio webcast of the presentation available through its investor relations website for 30 days, and furnished the conference slides as Exhibit 99.1. Those slides highlight Northern Trust Asset Management’s $1.4T in assets under management as of December 31, 2025, with about 75% institutional and 25% wealth and retail clients, and show a diversified mix across equity, fixed income, cash, alternatives and multi-asset strategies.