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Northern Trust Corporation director Siddharth N. Mehta reported receiving two common stock awards. On April 21, 2026, he acquired 989 shares of common stock at $0.00 per share and an additional 34.89 shares at $171.74 per share as compensation-related grants.
The filing shows direct ownership totals after these awards of 12,460.75 shares and 11,471.75 shares on the respective lines. A footnote explains that these holdings include 6,888.75 stock units that are payable on a 1-for-1 basis in Northern Trust common shares.
Klevorn Marcy S reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Marcy S. Klevorn reported compensation-related stock awards. On April 21, 2026, she received 989 stock units that are payable on a 1-for-1 basis in Northern Trust common stock. The same day, she was also awarded 34.89 shares of common stock at a reported value of $171.74 per share. Both transactions are labeled as grants or awards rather than open-market purchases or sales, indicating routine equity compensation that increases her direct holdings.
NORTHERN TRUST CORP director Dean M. Harrison reported new equity awards in company stock. On April 21, 2026, he acquired 989 stock units that are payable on a 1-for-1 basis in Northern Trust common stock, at a stated price of $0.00 per unit.
He also received 34.89 shares of common stock at $171.74 per share. After these awards, his direct holdings totaled 34,514.87 shares. In addition, he has indirect holdings of 47 shares through an LLC and 1,000 shares through a trust.
Northern Trust Corp director Chandra Dhandapani reported compensation-related share awards. On April 21, 2026, Dhandapani acquired 989 stock units of Northern Trust common stock at $0.00 per unit, bringing reported direct holdings to 6,682.19 shares. The footnote states these are stock units payable automatically on a 1-for-1 basis in common shares. On the same date, Dhandapani also acquired 34.89 shares of common stock at $171.74 per share, with reported direct ownership of 5,693.19 shares following that transaction. Both transactions are coded as awards or other acquisitions rather than open-market purchases or sales.
CROWN SUSAN reported acquisition or exercise transactions in this Form 4 filing.
NORTHERN TRUST CORP director Susan Crown reported new equity-based compensation awards and updated share holdings. She received two grants of Common Stock Units on April 21, 2026: one for 989 units at $0.00 per unit and another for 34.89 units at $171.74 per unit. Following these awards, she directly holds 38,684.14 Common Stock Units, which are payable on a one-for-one basis in NTRS shares upon her termination of service as a director. She also owns 18,400 shares of Northern Trust common stock directly, plus additional indirect holdings of 339,696 shares held by trusts for the benefit of her children and 4,000 shares held by an LLC whose members include trusts for her and her children. The filing reflects routine director compensation and updated direct and indirect ownership, rather than open-market buying or selling.
Northern Trust Corporation reported results from its 2026 annual meeting of stockholders held on April 21, 2026. Stockholders representing 168,937,566 shares, or 91.15% of common stock as of the February 23, 2026 record date, were present in person or by proxy.
All 13 director nominees were elected, each receiving significantly more votes "for" than "against". Stockholders also approved, on an advisory basis, 2025 named executive officer compensation. In addition, they approved the Corporation’s 2026 Employee Stock Purchase Plan and ratified the appointment of KPMG LLP as independent registered public accounting firm for the 2026 fiscal year.
Northern Trust Corporation furnished slides from its 2026 Annual Meeting of Stockholders, highlighting 2025 performance and strategy. For 2025, GAAP revenue was $8,086.4 million, with expenses of $5,754.4 million and pre-tax income of $2,339.5 million, resulting in diluted EPS of $8.74.
The company reported a pre-tax margin of 28.9% and return on average common equity of 14.4%. Client assets included $17 trillion in assets under custody/administration and $1.8 trillion in assets under management as of December 31, 2025. Regulatory capital remained strong, with a Common Equity Tier 1 ratio of 12.6%. Total capital returned to shareholders was $1,874 million with a payout ratio of 111%, and the slides outlined medium-term targets such as a 33% pre-tax margin and mid-teens return on equity.
Northern Trust Corporation reported strong first quarter 2026 results, with net income of $525.5 million and diluted EPS of $2.71, up from $1.90 a year earlier. Total revenue on a fully taxable equivalent basis rose 14% year-over-year to $2.21 billion, while net income increased 34%.
Trust, investment and other servicing fees grew 11% to $1.34 billion, supported by higher markets, client inflows and new business. Net interest income (FTE) rose 15% to $661.6 million as average earning assets expanded 11%. Operating leverage exceeded 700 basis points, driving a 32.0% pre-tax margin and a 17.4% return on average common equity.
Client assets remained sizable, with assets under custody/administration of $18.6 trillion and assets under management of $1.8 trillion. Capital ratios stayed well above regulatory minimums, including a Common Equity Tier 1 ratio of 12.0% under the standardized approach. The company returned 100% of earnings to common shareholders through $150.8 million of dividends and $358.9 million of share repurchases.
Tribbett Charles A reported acquisition or exercise transactions in this Form 4 filing.
Northern Trust Corp director Charles A. Tribbett received 86.31 stock units of common stock on April 1, 2026 at a reference value of $141.41 per share. After this award, he directly holds 36,711.58 shares. He also has 2,822 shares held indirectly through a trust. The stock units are payable on a 1-for-1 basis in common shares.
Northern Trust Corp director Donald Thompson reported receiving stock-based awards of common stock rather than making open-market purchases. On March 31, 2026, he acquired 268.68 shares at $139.57 per share, and on April 1, 2026, he acquired 142.85 shares at $141.41 per share as grant or award transactions.
After these awards, Thompson directly held 30,312.85 shares of Northern Trust common stock. The filing also lists an indirect holding of 1,743 shares by a trust. A footnote explains that the reported positions represent stock units payable on a 1-for-1 basis in common shares, underscoring that these are compensation-related equity units rather than discretionary market trades.