Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRSO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Northern Trust's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Northern Trust's regulatory disclosures and financial reporting.
Northern Trust Corporation Executive Vice President Thomas A. South reported equity compensation activity in company stock. On February 5, 2026, he acquired 16,850 shares of common stock at $0, consistent with stock units vesting into shares.
On the same date, 1,063 shares at $148.88 per share were withheld to cover federal, state, and Medicare taxes upon vesting of 3,941 previously reported stock units, with the remaining 2,878 shares distributed to him. Following these transactions, he beneficially owned 87,595 common shares directly, including 50,189 stock units payable 1-for-1 in common stock, and 4,167.55 shares held indirectly in a 401(k) plan as of December 31, 2025.
Northern Trust Corporation officer Jason J. Tyler, President of Wealth Management, reported an acquisition of 7,185 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, indicating a stock award rather than an open‑market purchase.
After this award, Tyler beneficially owns 79,694 common shares, which the filing notes include 28,765 stock units that are payable automatically on a 1‑for‑1 basis in Northern Trust common stock. The filing reports these holdings as directly owned.
Northern Trust Corporation’s chief administrative officer Alexandria Taylor acquired 5,690 shares of common stock on February 5, 2026 at a reported price of $0, indicating an award rather than an open-market purchase. Following this grant, she beneficially owns 45,749.536 shares, including 27,848 stock units payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Chairman and CEO Michael O’Grady reported an automatic stock-based award. On 02/05/2026, he acquired 19,437 common stock units at $0 per unit, payable on a 1-for-1 basis in Northern Trust common shares, bringing his directly held common stock to 83,423 shares.
In addition to his direct holdings, the filing lists indirect ownership through family trusts. These include 361,818.44 common shares held by a trust, plus 6,959.85, 6,958.85, and 6,959.85 common shares held by separate trusts for three children, with his spouse serving as trustee.
Northern Trust Corporation executive Clive Bellows reported equity compensation activity in company stock. On February 5, 2026, he received 7,758 shares of common stock at $0 per share, increasing his directly held position to 36,325 shares before related tax withholding.
On the same date, 1,044 shares were withheld at $112.39 per share to cover Federal, State and Medicare taxes tied to the distribution of previously reported vested stock units, leaving him with 35,281 directly held shares. Footnotes note 33,707 stock units that are payable on a 1-for-1 basis in common stock.
Northern Trust Corporation Co-President Guy Gibson reported equity transactions in company stock. On February 5, 2026, he acquired 6,449 shares of common stock at $0 per share, likely from vesting or an equity award. The same day, 925 shares were withheld at $148.88 per share to cover federal, state, and Medicare taxes upon vesting of 1,968 previously reported stock units, with the remaining 1,043 shares delivered as common stock. After these transactions, he beneficially owned 36,056 shares, which include 29,332 stock units payable on a 1‑for‑1 basis in common shares.
Northern Trust Corporation executive Susan C. Levy reported an acquisition of company stock. On 02/05/2026, she acquired 4,694 shares of Northern Trust common stock at a price of $0 per share, increasing her directly held position to 52,727 shares, which includes 20,277 stock units payable on a 1-for-1 basis in common stock.
In addition to these direct holdings, entities associated with her hold shares indirectly. A 2024 grantor retained annuity trust holds 38,026 shares, and an irrevocable trust, for which her spouse is trustee, holds 35,412 shares of Northern Trust common stock.
Northern Trust Corporation officer John Landers, Controller, reported an acquisition of common stock. On 02/05/2026 he acquired 801 shares of Northern Trust common stock at a reported price of $0, bringing his beneficial ownership to 8,114 shares.
This total includes 3,270 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, reflecting both directly held shares and stock-based compensation.
Northern Trust Corporation executive Michael Hunstad reported an acquisition of company stock. On 02/05/2026, he acquired 4,527 shares of Northern Trust common stock at a price of $0 per share, bringing his beneficially owned total to 29,712 shares held directly.
A large portion of this reported ownership consists of stock units. The total includes 28,795 stock units that are payable automatically on a 1-for-1 basis in shares of Northern Trust’s common stock, meaning these units are structured to convert into the same number of common shares.
Northern Trust Corporation executive Aengus Hallinan, an Executive Vice President, reported receiving 4,029 shares of common stock on February 5, 2026. The transaction was coded as an acquisition at a price of $0 per share, indicating an award rather than a market purchase.
Following this grant, Hallinan directly beneficially owns 15,836 shares of Northern Trust common stock. A related footnote explains that the award represents stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock.