Welcome to our dedicated page for Nu Hldgs SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nu Holdings Ltd. (NYSE: NU) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as a foreign private issuer. Nu files annual reports on Form 20-F and frequent current reports on Form 6-K, which together offer a detailed view of its financial position, performance, and key corporate events.
Through its Form 6-K submissions, Nu furnishes earnings releases and interim condensed consolidated financial statements prepared under IFRS. These filings include statements of income, comprehensive income, financial position, changes in equity, and cash flows, along with notes and independent auditors’ review reports. Investors can examine how Nu reports interest income and gains on financial instruments, fee and commission income, credit loss allowance expenses, deposits, credit card receivables, loans to customers, and other balance sheet items.
Nu also uses 6-K filings to disclose operational and strategic updates, such as quarterly customer metrics, activity rates, deposit and credit portfolio growth, efficiency ratios, and commentary from management. Other 6-Ks cover matters like the results of annual general meetings, regulatory developments, and licensing milestones, including Nubank’s intention to obtain a banking license in Brazil and Nu Mexico’s banking license approval.
On this page, Stock Titan enhances these filings with AI-powered summaries that highlight the most important points from lengthy documents, helping readers quickly understand changes in revenue, profitability, risk indicators, and capital structure. Real-time updates from EDGAR ensure that new Nu 6-Ks and 20-Fs appear promptly, while dedicated sections make it easier to locate quarterly earnings materials, annual reports, and other key disclosures.
For users tracking Nu’s evolution as a digital banking and financial services platform across Brazil, Mexico, and Colombia, this filings hub offers a concise entry point into the company’s official IFRS financials, governance information, and regulatory communications.
Nu Holdings Ltd. reported that entities associated with US CEO & Chief Growth Officer Cristina Helena Zingaretti Junqueira sold a total of 300,000 Class A ordinary shares in open-market transactions on March 23, 2026. The sales, executed by a family trust, were split into 220,000 shares at a weighted average price of $14.8151 and 80,000 shares at a weighted average price of $14.8105, across multiple trades within narrow price ranges around those levels.
After these transactions, family trusts associated with Junqueira continued to report holdings of 4,977,593 and 2,312,338 Class A shares, with additional indirect holdings of 490,899 shares and 1,539,000 shares, and a direct holding of 2,623,395 shares. A disclosed figure of 1,285,395 Class A shares represents unvested restricted share units that may vest only if her service continues. The filing states that she disclaims beneficial ownership of certain securities except to the extent of her pecuniary interest.
Nu Holdings Ltd. Chief Technology Officer Eric Young filed an initial ownership report for Class A ordinary shares. The filing lists 407,860 shares held indirectly through a family trust, where he disclaims beneficial ownership except for any pecuniary interest, and 4,948,232 Class A shares underlying unvested restricted share units that vest only with continued service.
Nu Holdings Ltd. filed an initial insider report for Chief Financial Officer Guilherme Marques Lago, showing his equity stake in the company. He directly holds 7,000,375 Class A ordinary shares, giving him substantial exposure to the company’s performance.
The figure includes 4,879,699 Class A ordinary shares underlying unvested Restricted Share Units, each RSU representing a right to receive one share if service conditions are met. He also holds a fully vested employee stock option to buy 1,500,000 Class A Shares at an exercise price of 0.4283 per share, expiring on June 10, 2029.
Nu Holdings Ltd. filed an initial ownership report for Chief Risk Officer Henrique Fragelli. He reports direct ownership of 2,315,190 Class A ordinary shares, a figure that includes 1,036,545 Class A shares underlying unvested restricted share units that vest subject to continued service.
He also holds employee stock options to acquire 1,767,000 Class A shares at an exercise price of $0.2919 per share expiring on July 2, 2028, and options to acquire 594,450 Class A shares at $0.4283 per share expiring on July 1, 2029. These options are described as fully vested and exercisable.
Nu Holdings Ltd. director Douglas M. Leone filed an initial ownership report showing his existing stake in the company. He holds 173,575 Class A ordinary shares directly, including 11,498 shares underlying unvested RSUs tied to prior grants and continued service.
He also reports indirect ownership of 27,753,845 Class A Shares through a family trust and 1,740,390 Class A Shares through family limited partnerships. He disclaims beneficial ownership of these indirect holdings except to the extent of his pecuniary interest.
Nu Holdings Ltd. director, Chairman and CEO, and more-than-10% owner David Velez Osorno filed an initial ownership report detailing his shareholdings. The filing is a snapshot of existing positions rather than new buy or sell activity.
He indirectly holds Class B ordinary shares that are convertible into Class A shares on a 1-for-1 basis, including 901,624,498 Class B shares through Rua California Ltd. and 1,500,000 Class B shares held by his spouse. He also directly owns 6,250,761 Class A ordinary shares, which include 3,861,558 Class A shares underlying unvested restricted share units that vest based on his continued service. Additional indirect holdings include 698,914 Class A shares held through Rua California Ltd. The filing notes that he disclaims beneficial ownership of certain securities except to the extent of his pecuniary interest.
Nu Holdings Ltd. director Jacqueline D. Reses filed an initial ownership report showing beneficial ownership of 18,658 Class A ordinary shares. This figure includes 12,320 shares underlying unvested restricted share units, which will vest over time if her service with the company continues.
Nu Holdings Ltd. director Anita M. Sands filed an initial ownership report showing she holds 183,150 Class A ordinary shares as of March 18, 2026. This figure includes 13,962 Class A ordinary shares underlying unvested restricted share units that will vest only if her service continues through the vesting dates.