[144] Nu Holdings Ltd. SEC Filing

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) Form 144 filing: The filer notifies a proposed sale of 25,000 Class A ordinary shares through J.P. Morgan Securities LLC with an aggregate market value of $327,500, and an approximate sale date of 08/18/2025 on the NYSE. The shares were acquired as a gift on 11/05/2021 from Youssef Lahrech (who acquired them 10/01/2021). The filing shows 3,768,057,942 shares outstanding. It also discloses two prior sales by the same person in the past three months: 100,000 shares on 06/27/2025 for $1,350,000 and 100,000 shares on 07/17/2025 for $1,400,000. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Routine Form 144 by an insider proposing to sell 25,000 shares; recent larger disposals were also reported.

The filing documents a proposed sale of 25,000 Class A ordinary shares via J.P. Morgan Securities, valued at $327,500, with an expected execution date of 08/18/2025. The shares were received as a gift on 11/05/2021. The filing also discloses two recent sales totaling 200,000 shares in June and July 2025, producing $2,750,000 gross proceeds. Relative to the issuer's reported outstanding shares (3,768,057,942), the proposed sale and recent sales are immaterial in percentage terms, indicating these are routine liquidity transactions rather than company-altering events.

Compliance/Risk Analyst

TL;DR: Filing appears to meet Rule 144 disclosure requirements and includes the required representation about material non-public information.

The form supplies required details: acquisition date, nature of acquisition (gift), broker information, amounts, and recent sales history. The signer represents no undisclosed material adverse information, and the filing lists J.P. Morgan Securities as the broker. From a compliance perspective, the document contains the standard attestations and transaction specifics necessary to satisfy Rule 144 notice obligations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A ordinary shares	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	25000	327500	3768057942	08/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A ordinary shares	11/05/2021	Gift	Youssef Lahrech, who acquired the shares on 10/01/21			25000	11/05/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Youssef Lahrech C/o Nu Holdings Limited Campbells Corporate Services Limited Willow House, Cricket Square E9 KY1-9010	Class A ordinary shares	06/27/2025	100000	1350000
Youssef Lahrech C/o Nu Holdings Limited Campbells Corporate Services Limited Willow House, Cricket Square E9 KY1-9010	Class A ordinary shares	07/17/2025	100000	1400000

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Nu Holdings (NU) propose to sell according to this Form 144?

The filer proposes to sell 25,000 Class A ordinary shares with an aggregate market value of $327,500, approximately on 08/18/2025.

Who is the broker handling the proposed NU share sale?

The proposed sale is to be handled by J.P. Morgan Securities LLC at 390 Madison Avenue, New York.

How were the shares being sold acquired?

The 25,000 Class A ordinary shares were acquired as a gift on 11/05/2021 from Youssef Lahrech, who acquired them on 10/01/2021.

Has the filer sold NU shares recently?

Yes. The filing discloses two sales in the past three months: 100,000 shares on 06/27/2025 for $1,350,000 and 100,000 shares on 07/17/2025 for $1,400,000.

How many NU shares are outstanding per this filing?

The filing lists 3,768,057,942 shares outstanding.