Oportun Financial Corp SEC Filings

Joseph Andrew Schueller, SVP-Controller, PAO & PFO of Oportun Financial Corp (OPRT), was granted 28,090 Restricted Stock Units (RSUs) on 09/10/2025. The report shows the reporting person beneficially owns 28,090 shares following the transaction, held in direct ownership. The RSUs vest over three years: one-third vests on the first anniversary of the grant date and the remaining two-thirds vest in quarterly installments thereafter, subject to continued service on each vesting date. Each RSU represents the right to receive one share of common stock at settlement. The Form 4 is signed on behalf of the reporting person by an attorney-in-fact on 09/11/2025.

Reporting person: Kathleen Layton, Chief Legal Officer of Oportun Financial Corp (OPRT). Transaction: On 09/10/2025 Ms. Layton had 4,214 shares of OPRT sold to cover tax withholding from the vesting of restricted stock units. The sales were automatic to satisfy tax obligations and were not discretionary trades by the reporting person. The weighted average sale price was $6.64, with individual trades ranging from $6.63 to $6.665 per share. After the transaction Ms. Layton beneficially owned 159,184 shares, held directly. The Form 4 was signed on 09/11/2025.

Oportun Financial Corporation (OPRT) filed a Form 144 reporting a proposed sale of 4,226 shares of common stock through Charles Schwab & Co., Inc. on 09/10/2025. The filing lists an aggregate market value of $28,067.00 and indicates 44,009,399 shares outstanding, placing the proposed sale at under 0.01% of outstanding shares.

The shares were recorded as acquired on 09/10/2025 via a Restricted Stock Lapse from Oportun Financial Corp and the consideration type is noted as Equity Compensation. The filer represents there are no undisclosed material adverse facts about the issuer.

Oportun Financial Corporation (OPRT) filed an amended Form 144 notifying a proposed sale of 3,417 common shares with an aggregate market value of $23,748.00. The shares are to be sold on 09/04/2025 on NASDAQ through Charles Schwab & Co., Inc. The securities were acquired on 06/28/2024 by a restricted stock lapse from Oportun Financial Corp and were received as equity compensation. The filer reports no securities sold by the same person during the past three months and affirms no undisclosed material adverse information.

Oportun Financial Corp (OPRT) filed a Form 144 reporting a proposed sale of 3,417 common shares by a person for whose account the securities are to be sold. The filing shows an aggregate market value of $23,748 based on the proposed sale and indicates 44,009,399 shares outstanding. The shares were acquired on 06/28/2024 through a restricted stock lapse as equity compensation from Oportun Financial Corp. The filing lists Charles Schwab & Co., Inc. as the broker and an approximate sale date of 09/04/2025. No securities were reported sold by this person in the past three months.

Oportun Financial Corporation amended its Current Report to disclose the appointment of Warren Wilcox to the board and to update board composition and non-employee director compensation. Mr. Wilcox will receive $50,000 annual cash for board service, $10,000 for Audit and Risk Committee service, and $7,500 for Compensation and Leadership Committee service, paid quarterly and prorated. He was granted a restricted stock unit award under the 2019 Equity Incentive Plan with an annual value of $125,000, prorated from appointment, vesting in four equal installments and fully vesting on July 18, 2026 subject to continued service.

Oportun Financial (OPRT) director Louis Miramontes received an award of 3,644 restricted stock units (RSUs) on 08/21/2025, increasing his reported beneficial ownership to 93,930 shares. The RSUs vest in four equal installments: October 18, 2025; January 18, 2026; April 18, 2026; and upon the earlier of the day before the issuer's 2026 annual meeting or July 18, 2026, provided he remains in service. Each RSU converts to one share of common stock at settlement. No derivative transactions were reported. The Form 4 was signed by Kathleen Layton as attorney-in-fact on 08/21/2025.

Warren Wilcox, a director of Oportun Financial Corporation (OPRT), received a grant of 18,041 restricted stock units (RSUs) reported on Form 4. The transaction date is 08/19/2025 and the Form 4 was signed on 08/21/2025. The RSUs vest in four equal installments: October 18, 2025; January 18, 2026; April 18, 2026; and upon the earlier of the day before the issuer's 2026 annual meeting or July 18, 2026, subject to continued service through each vesting date. Each RSU converts to one share of common stock at settlement. Following the reported acquisition, the reporting person beneficially owns 18,041 shares directly.