Oportun officer plans $22K stock sale for taxes

Oportun Financial Corp (OPRT) received a notice that officer Joseph Andrew Schueller intends to sell shares of the company’s common stock under Rule 144.

Rhea-AI Filing Summary

Oportun Financial Corp (OPRT) received a notice that officer Joseph Andrew Schueller intends to sell shares of the company’s common stock under Rule 144. The filing reports 2,831 shares held at Charles Schwab & Co., Inc., with an aggregate market value of $22,075.00 as of September 10, 2026.

The notice states that shares are being sold to cover a tax obligation arising from the settlement of vested Restricted Stock Units, and identifies the planned sale date as September 10, 2026 on NASDAQ.

Key Figures

Shares reported: 2,831 shares Aggregate market value: $22,075.00 Planned sale date: September 10, 2026 +1 more

4 metrics

Shares reported 2,831 shares Common stock position listed for planned Rule 144 sale

Aggregate market value $22,075.00 Value of 2,831 shares as of September 10, 2026

Planned sale date September 10, 2026 Date associated with the Rule 144 sale and price information

Security type Common stock Class of Oportun Financial Corp securities to be sold

Key Terms

Rule 144, Restricted Stock Units, Equity Compensation

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"settlement of vested Restricted Stock Units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Equity Compensation financial

"09/10/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does the Form 144 filing disclose for OPRT?

It discloses that officer Joseph Andrew Schueller plans to sell Oportun Financial Corp common stock under Rule 144, with 2,831 shares reported and an aggregate market value of $22,075.00 as of September 10, 2026.

How many Oportun Financial Corp (OPRT) shares are involved in this Form 144?

The filing reports 2,831 shares of Oportun Financial Corp common stock held at Charles Schwab & Co., Inc., with an aggregate market value of $22,075.00 as of September 10, 2026.

What is the stated reason for the OPRT share sale in this Form 144?

The remarks state that the shares are sold to cover a tax obligation arising from the settlement of vested Restricted Stock Units awarded as equity compensation.

When is the planned sale date for the OPRT shares under this Form 144?

The planned sale date listed is September 10, 2026, with trading indicated on NASDAQ for Oportun Financial Corp common stock.

Who is the insider named in the OPRT Form 144 and what is their role?

The Form 144 names Joseph Andrew Schueller as the person for whose account the securities are to be sold, identified in the filing as an officer of Oportun Financial Corp.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 04:03 PM Accepted by SEC EDGAR 09/10/2026 - 04:01 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001853965
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Oportun Financial Corp
SEC File Number	001-39050
Address of Issuer	1825 SOUTH GRANT STREET, SUITE 850 SAN MATEO CALIFORNIA 94402
Phone	(650) 810-8823
Name of Person for Whose Account the Securities are To Be Sold	Schueller Joseph Andrew
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	2831	22075.00	45987253	09/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/10/2026	Restricted Stock Lapse - See Remarks	Oportun Financial Corp			2831	09/10/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.
Date of Notice	09/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joseph Andrew Schueller
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)