STOCK TITAN

Oportun (OPRT) director Richard Tambor makes 144,508-share stock gifts

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Oportun Financial Corp director Richard N. Tambor reported four bona fide gifts of Oportun common stock totaling 144,508 shares on June 15, 2026. The transactions are coded as gifts, with no sale proceeds, and reflect transfers classified as dispositions in the filing.

Some shares were moved to trusts, including the Richard Tambor Revocable Living Trust dated January 6, 2026, for which he serves as trustee, and The Dorsey Grant Revocable Living Trust dated January 6, 2026, where he is not trustee but may be deemed to beneficially own the shares. The filing shows that Tambor continues to hold Oportun shares directly and indirectly after these transfers.

Positive

  • None.

Negative

  • None.
Insider Tambor Richard N.
Role null
Type Security Shares Price Value
Gift Common Stock 36,127 $0.00 --
Gift Common Stock 36,127 $0.00 --
Gift Common Stock 36,127 $0.00 --
Gift Common Stock 36,127 $0.00 --
Holdings After Transaction: Common Stock — 40,650 shares (Direct, null); Common Stock — 36,127 shares (Indirect, Richard Tambor Revocable Living Trust)
Footnotes (1)
  1. Represents a transfer of securities by the Reporting Person to the Richard Tambor Revocable Living Trust dated January 6, 2026, for which the Reporting Person is the trustee. Represents a transfer of securities by the Reporting Person to The Dorsey Grant Revocable Living Trust dated January 6, 2026. The Reporting Person is not the trustee but may be deemed to beneficially own the shares held by the trust.
Total gifted shares 144,508 shares Aggregate bona fide gifts of common stock on June 15, 2026
Number of gift transactions 4 transactions All coded G (bona fide gift) in Form 4
Shares per gift 36,127 shares Each of the four bona fide gift entries
Reported price per share $0.0000 per share Indicates non-cash gift transfers
Direct holdings example after gift 40,650 shares One direct ownership line’s total following a gift
Indirect holdings example after gift 36,127 shares Each named revocable living trust holding after transfer
bona fide gift financial
"All four transactions are coded as G with description "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Form 4 regulatory
"The Form 4 indicates Tambor continues to hold Oportun common stock"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
revocable living trust financial
"Richard Tambor Revocable Living Trust dated January 6, 2026"
beneficially own financial
"may be deemed to beneficially own the shares held by the trust"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect ownership financial
"indicates indirect ownership through named revocable living trusts"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tambor Richard N.

(Last)(First)(Middle)
C/O OPORTUN FINANCIAL CORPORATION
1825 SOUTH GRANT STREET, SUITE 850

(Street)
SAN MATEO CALIFORNIA 94402

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Oportun Financial Corp [ OPRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026GV36,127D(1)40,650D
Common Stock06/15/2026GV36,127A(1)36,127IRichard Tambor Revocable Living Trust
Common Stock06/15/2026GV36,127D(2)4,523D
Common Stock06/15/2026GV36,127A(2)36,127IThe Dorsey Grant Revocable Living Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a transfer of securities by the Reporting Person to the Richard Tambor Revocable Living Trust dated January 6, 2026, for which the Reporting Person is the trustee.
2. Represents a transfer of securities by the Reporting Person to The Dorsey Grant Revocable Living Trust dated January 6, 2026. The Reporting Person is not the trustee but may be deemed to beneficially own the shares held by the trust.
Remarks:
/s/Kathleen Layton (Attorney-in-Fact)06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Oportun (OPRT) director Richard Tambor report?

Richard N. Tambor reported four bona fide gifts of Oportun common stock totaling 144,508 shares on June 15, 2026. These are non-market transfers coded as gifts, not open-market sales or purchases, and are treated as dispositions in the Form 4.

Were Richard Tambor’s Oportun (OPRT) transactions open-market sales or purchases?

No, the Form 4 shows no open-market buys or sells. All four transactions are coded as G (bona fide gift) at a reported price of $0.0000 per share, indicating non-cash transfers rather than sales into the market.

How many Oportun (OPRT) shares did Richard Tambor transfer as gifts?

The transaction summary reports 144,508 shares of Oportun common stock were transferred as bona fide gifts. This total reflects four separate gift transactions, each involving 36,127 shares, recorded on June 15, 2026 in the Form 4 filing.

What trusts are involved in Richard Tambor’s Oportun (OPRT) share transfers?

Shares were transferred to the Richard Tambor Revocable Living Trust dated January 6, 2026 and The Dorsey Grant Revocable Living Trust dated January 6, 2026. Tambor is trustee of the first trust and may be deemed to beneficially own shares held by the second.

Does Richard Tambor still hold Oportun (OPRT) shares after these gifts?

Yes. The Form 4 indicates Tambor continues to hold Oportun common stock both directly and indirectly following the gift transactions. Individual line items show direct and trust-related holdings after each transfer, though the filing does not aggregate a single combined total.

What does the bona fide gift code mean in the Oportun (OPRT) Form 4?

Transaction code G denotes a bona fide gift, meaning shares were transferred without payment, such as for estate or family purposes. In this Form 4, all four transactions for Oportun common stock are coded as bona fide gifts rather than market trades.