Welcome to our dedicated page for Syntec Optics Holdings SEC filings (Ticker: OPTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Syntec Optics Holdings, Inc. (Nasdaq: OPTX) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including annual and quarterly reports and current reports on material events. These documents, filed with the U.S. Securities and Exchange Commission, offer detailed information about Syntec Optics’ optics and photonics manufacturing business, financial condition, risk factors, internal controls, and governance.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports for historical financial statements, segment performance commentary, and management’s discussion of results related to product lines such as Low Earth Orbit satellite optics, night vision and integrated scope optics, biomedical optics, and data center optics for Artificial Intelligence. These filings also describe the company’s vertically and horizontally integrated manufacturing platform and its focus on mission-critical OEM customers in defense, biomedical, communications, and consumer markets.
Syntec Optics’ Form 8-K current reports are particularly relevant for tracking significant developments. In 2025, 8-K filings disclosed Nasdaq notifications regarding delayed periodic filings and subsequent confirmation that the company had regained compliance after filing its Form 10-K and 10-Qs. Another 8-K detailed the resignation of the prior independent registered public accounting firm and the engagement of a new firm, as well as material weaknesses in internal control over financial reporting, including issues in documentation of controls, segregation of duties, reconciliation processes, IT general controls, cybersecurity-related controls, lease accounting, and stock-based compensation accounting.
On Stock Titan, these filings are updated from EDGAR and paired with AI-powered summaries that highlight key points, such as changes in listing compliance status, auditor changes, and internal control disclosures. Users can quickly scan which 8-Ks relate to Nasdaq listing rules, which 10-K or 10-Q filings contain updated financial data, and how Syntec Optics describes its strategy in light-enabled products. For those monitoring governance and potential insider activity, Form 4 and other ownership-related filings can also be accessed to see changes in beneficial ownership of OPTX securities.
Syntec Optics Holdings, Inc. filed a quarterly report highlighting its business status and notable financial and control items. The company had 36,920,226 shares issued and outstanding as of March 31, 2025 (up from 36,688,266 at year-end). Three customers accounted for 46% of revenues, with accounts receivable from those customers of approximately $3.3 million as of March 31, 2025 (versus $3.1 million a year earlier). The company has an $8.0 million line of credit with M&T Bank, with $6,263,863 outstanding and a weighted average borrowing rate of 7.31% at March 31, 2025. Retirement plan matching contributions were $49,000 for the three months ended March 31, 2025 (compared with $45,000 a year earlier). The filing discloses multiple material weaknesses in internal control across accounting processes, IT general controls, revenue and expense cutoffs, related‑party identification, valuation methodology for contingent earnouts, stock‑based compensation identification, and lease accounting.
Syntec Optics Holdings, Inc. (OPTX) completed a reverse recapitalization and reported consolidated 2024 results showing 36,688,266 shares outstanding. Revenue disclosed by end-market totaled about $4.9M in 2024 versus $4.8M in 2023. The company reported a basic and diluted net (loss) income per share of $(0.07) in 2024 versus $0.06 in 2023. Cash flows show a $1,559,458 decrease in cash in 2024. Total current liabilities were about $10.6M and total long-term debt was approximately $3.15M. The company had $6,263,863 outstanding under a line of credit at year-end and disclosed it was not in compliance with loan covenants as of December 31, 2024 but obtained a lender waiver dated March 21, 2025. Significant customer concentration remains, with ~48% of revenues from three customers in 2024. The company maintains cybersecurity governance reporting to the board and has governance certificates among directors.
Syntec Optics Holdings, Inc. reported that it has fallen behind on key SEC filings, including its Form 10-K for the year ended December 31, 2024, and its Quarterly Reports on Form 10-Q for the quarters ended March 31, 2025 and June 30, 2025. Nasdaq has granted the Company an exception to the continued listing requirements for a maximum of 180 days, through October 13, 2025.
The Company states that its auditors have substantially completed their procedures for these periods. The subject matter review is complete and the engagement quality review is nearing completion, and Syntec Optics anticipates a simultaneous release of all three reports.
Syntec Optics Holdings, Inc. reported that it remains delayed in filing its 2024 Form 10-K and its Form 10-Q reports for the quarters ended March 31, 2025 and June 30, 2025. Nasdaq has granted an exception period for the company to regain compliance with all delinquent filings for up to 180 calendar days from the due date of the initial delinquent filing, or October 13, 2025. The company states that its auditors have substantially completed their procedures, with remaining work focused on final engagement quality review and national office quality control comments. Once these reviews are finalized, Syntec Optics expects the administrative steps and approvals needed to file the Form 10-K and both Form 10-Qs to be completed within about two additional days, and it indicates it is working closely with its auditors to complete the process as soon as practicable.
Syntec Optics Holdings reported that Nasdaq has sent another delinquency notice because the company has not filed its Form 10-K for the year ended December 31, 2024 and its Forms 10-Q for the quarters ended March 31, 2025 and June 30, 2025, leaving it out of compliance with Nasdaq Listing Rule 5250(c)(1).
Nasdaq previously granted an exception through October 13, 2025 to allow Syntec Optics to become current on all these reports. The company plans to submit an updated compliance plan by September 5, 2025 and held an audit committee meeting on September 4, 2025 that approved filing the 10-K after auditors presented their results. Another audit committee meeting is scheduled for September 11, 2025 for the two 10-Qs, and the company is targeting September 15, 2025 to file the 10-K and both 10-Qs to regain compliance.