Every Form 4 that Off The Hook YS Inc. (OTH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow OTH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OTH filings page.
NextBoat Inc. director, President and Chairman Jason Daniel Ruegg reported several non-market stock transfers involving Common Stock. He made bona fide gifts totaling 125,000 shares at an indicated value of $2.05 per share, with no consideration received. After these gifts, his directly held balance was 2,528,750 shares. Separately, Ruegg Capital Group Inc., which he solely owns, transferred 54,000 shares as compensation for services, also valued at $2.05 per share, with no cash consideration. Following this transfer, indirect holdings through Ruegg Capital Group Inc. were 10,721,000 shares. The filing also corrects prior reports by recognizing 5,000 shares issued upon vesting of Restricted Stock Units previously omitted.
John Brian reported open-market sale transactions in this Form 4 filing.
NextBoat Inc. director and CEO John Brian reported an indirect disposition of 120,000 shares of common stock. The filing lists a reference price of $2.41 per share, equal to the NYSE American closing price on the transfer date, but clarifies this did not represent proceeds to him.
The shares, held through BK Investments LLC, were transferred to a third-party service provider as consideration for professional services previously rendered to the company, a cost Mr. Brian personally bore. He received no cash or other economic consideration from this transfer. Following the transaction, indirect holdings reported for Mr. Brian were 1,133,350 shares of NextBoat common stock.
NextBoat Inc.’s Chief Financial Officer Corbin Chad Gregory reported routine equity compensation activity tied to Restricted Stock Units (RSUs). A grant of 100,000 RSUs vested on May 26, 2026, each RSU converting into one share of common stock.
Upon vesting, he surrendered 16,233 shares to the company to cover tax withholding, based on a market price of $2.44 per share, and received 33,767 net shares. The filing notes that no shares were sold into the market. Two additional RSU grants of 50,000 shares each remain unvested.
OFF THE HOOK YS INC. director and CEO John Brian reported an indirect open-market sale of Common Stock through BK Investments LLC. The transaction involved 120,000 shares sold on May 15, 2026 at $2.41 per share. Following the sale, entities associated with him indirectly hold 1,133,350 shares of Common Stock.
OFF THE HOOK YS INC. President and Chairman Jason Daniel Ruegg made an open-market purchase of 10,000 shares of Common Stock at $2.0294 per share. After this transaction, he beneficially owned 13,903,750 shares, including 2,653,750 shares held directly and 11,250,000 shares held through Ruegg Capital Group Inc.
OFF THE HOOK YS INC. director and vice president Andrew James Simmons reported an open-market purchase of 10,000 shares of Common Stock at an average price of $2.0144 per share. After this transaction, he directly holds a total of 1,225,873 Common Stock shares, indicating a modest increase in his personal stake.
OFF THE HOOK YS INC. director and CEO John Brian, through BK Investments LLC, completed an open-market purchase of 53,350 shares of common stock. The weighted average purchase price was $2.059 per share, with individual trades between $1.98 and $2.0646 per share.
After this transaction, entities associated with John Brian beneficially own 1,253,350 shares of Off The Hook YS Inc. common stock, held indirectly through BK Investments LLC.
Off The Hook YS Inc. director Gonnelli Robert Rosario reported buying additional company shares. On January 16, 2026, he purchased 5,000 shares of common stock of Off The Hook YS Inc. at a price of $2.60 per share. After this transaction, he beneficially owned 162,000 shares of the company’s common stock, held in direct ownership.
Off The Hook YS Inc. insider reports stock distribution. A company vice president and director reported acquiring 1,200,000 shares of common stock of Off The Hook YS Inc. on 12/30/2025. The filing shows these shares were received for no cash consideration as a distribution from OTH Florida Acquisition Corp., an affiliate of the company. Following this transaction, the insider beneficially owns 1,215,873 shares held directly.
Off The Hook YS Inc. disclosed that its Chief Operating Officer, Blake Phillips, received new restricted stock unit (RSU) awards on 12/22/2025. The filing reports a total of 400,000 RSUs beneficially owned following these transactions.
One grant covers 150,000 RSUs that vest over two years, but only if Phillips remains employed and the company meets specified net income performance goals. The amount reported is the maximum that can vest, with at least 50% vesting at a threshold net income level and additional vesting on a pro‑rata basis up to the target level.
A second grant of 250,000 RSUs vests in equal installments over a two‑year period on the anniversary of the grant, also conditioned on continued employment. Each RSU represents the right to receive one share of common stock upon vesting, aligning the COO’s compensation with the company’s performance and share value.
Off The Hook YS Inc. reported equity awards to its Chief Financial Officer, who received a total of 150,000 restricted stock units (RSUs) on 12/17/2025. Each RSU represents a contingent right to receive one share of common stock upon vesting.
One 50,000 RSU grant vests over two years based on continued employment and achievement of specified company net income performance goals, with the amount that actually vests tied to performance. A second 50,000 RSU grant vests in equal installments over two years on each anniversary of the grant, and a third 50,000 RSU grant vests in full six months after the grant date, both subject to continued employment. Following these grants, the reporting person beneficially owns 150,000 RSU-based derivative securities directly.
Off The Hook Ys Inc. disclosed that a director acquired restricted stock units on 12/15/2025. The transactions involved separate grants of 5,000 RSUs and 150,000 RSUs, each with a conversion or exercise price of $0.
Each RSU represents a contingent right to receive one share of the company’s common stock upon vesting, and these RSUs vested immediately on the grant date. After these awards, the director beneficially owned 155,000 derivative securities, held with direct ownership.
Off The Hook YS Inc. reported an insider equity grant involving its Chief Executive Officer, director and 10% owner, Brian John. On 12/11/2025, he was awarded 5,000 restricted stock units (RSUs), each representing a contingent right to receive one share of the company’s common stock upon vesting.
The RSUs had a conversion or exercise price of $0 and, according to the filing, vested immediately on the grant date. Following this grant, Brian John beneficially owned 5,000 derivative securities directly in the form of these RSUs.
Off The Hook YS Inc. reported an insider equity award to its president, chairman, director and 10% owner, Jason Ruegg. On 12/11/2025, he acquired 5,000 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the company's common stock upon vesting.
The RSUs had an exercise price of $0 and vested immediately on the grant date, as disclosed. Following this transaction, the reporting person beneficially owned 5,000 derivative securities directly, each linked to one share of Off The Hook YS Inc. common stock.
Off The Hook YS Inc. (OTH) disclosed insider buying by a company director in a Form 4 report. On 12/11/2025, the director purchased 971 shares of common stock at $2.95 per share. On 12/12/2025, two additional open-market purchases were reported: 4,029 shares at $3.00 per share and 2,000 shares at $2.84 per share. Following these transactions, the director beneficially owned 157,000 shares of Off The Hook YS Inc. common stock, held directly.
Off The Hook YS Inc. director and reporting person Robert Gonnelli disclosed acquiring 5,000 shares of common stock on December 10, 2025. The transaction price was $3.05 per share, reported as an acquisition of non-derivative securities.
Following this purchase, Gonnelli’s directly held stake in Off The Hook YS Inc. increased to 150,000 common shares. The report is marked as filed by one reporting person and is an amendment to an earlier report originally filed on December 12, 2025.
Off The Hook YS Inc. director reported a personal stock purchase. On 12/10/2025, the reporting person bought 5,000 shares of common stock in an open-market transaction at $3.05 per share, coded as a purchase ("P"). After this trade, the insider beneficially owns 148,000 common shares in total, held as a direct ownership position. The filing is made by one reporting person and reflects a standard insider transaction disclosure rather than a company-level financing event.
Off The Hook YS Inc. reported an equity award to director Jim Segrave. On December 10, 2025, he received three grants of restricted stock units (RSUs) with a conversion price of $0.
The awards include 5,000 RSUs and 20,000 RSUs that vested immediately on the grant date, and an additional 30,000 RSUs that vest in full on the first anniversary of the grant date, subject to his continued service with the company. Each RSU represents a contingent right to receive one share of common stock upon vesting.
Following these transactions, Segrave beneficially owned 55,000 derivative securities (RSUs) directly.
OFF THE HOOK YS INC. director filed a Form 4 reporting new restricted stock unit (RSU) awards in the company’s common stock. On 12/09/2025, the director received three RSU grants at an exercise price of $0. One grant covers 5,000 RSUs and another covers 20,000 RSUs, both of which vested immediately on the grant date. A third grant of 30,000 RSUs will vest in full on the first anniversary of the grant date, subject to the director’s continued service with the company. Each RSU represents the right to receive one share of common stock upon vesting, and following these awards the director beneficially owns 55,000 derivative securities.
Off The Hook Ys Inc. reported an equity award for a company insider. Vice President and Director Andrew Simmons filed a Form 4 disclosing a grant of 5,000 restricted stock units (RSUs) of the company’s common stock on 12/09/2025. Each RSU represents a contingent right to receive one share of common stock.
The filing notes that these 5,000 RSUs vested immediately on the grant date, with a stated price of $0 for the derivative security. After this grant, Simmons beneficially owns 5,000 derivative securities directly. This is a routine insider compensation disclosure rather than a market transaction in existing shares.
Off The Hook YS Inc. director Mike Kosloske reported new equity awards in the form of restricted stock units (RSUs). On 12/09/2025 he acquired three RSU grants at an exercise price of $0, covering 5,000, 20,000, and 30,000 underlying shares of common stock, for a total of 55,000 RSUs held directly after the transactions. One block of 5,000 RSUs and a second block of 20,000 RSUs vested immediately on the grant date, while the remaining 30,000 RSUs are scheduled to vest in full on the first anniversary of the grant date, contingent on his continued service with the company. Each RSU converts into one share of common stock upon vesting.
Off The Hook YS Inc. reported an equity award to one of its directors totaling 55,000 restricted stock units (RSUs) tied to common stock. The RSU grants were dated 12/09/2025 and carry a conversion price of $0, meaning no cash exercise price is required when they vest. The filing shows 5,000 RSUs and 20,000 RSUs that vested immediately on the grant date, giving the director an immediate contingent right to receive 25,000 shares.
An additional 30,000 RSUs are scheduled to vest in full on the first anniversary of the 12/09/2025 grant date, as long as the director continues to serve the company. After these grants, the director beneficially owns 55,000 derivative securities in the form of RSUs, all held directly.
Off The Hook YS Inc. director Robert Gonnelli reported open-market purchases of the company’s common stock. He bought 5,000 shares on 11/26/2025 and another 5,000 shares on 11/28/2025, both at a price of $3.50 per share. After these transactions, he beneficially owns 145,000 shares of Off The Hook YS Inc. common stock in direct ownership, indicating a larger personal stake in the company.
Off The Hook YS Inc. (OTH) filed a Form 4 showing an insider stock purchase by its CEO. Brian S. John, who is a director, officer (CEO) and 10% owner, bought 10,000 shares of common stock on 11/21/2025 at a price of $3.138 per share in an open-market purchase coded "P."
After this transaction, he beneficially owns 5,035,000 shares of common stock. This total includes 25,000 shares he purchased in the company’s initial public offering and 5,000,000 shares held by Off The Hook Acquisition Corp., an entity for which he is the control person, reflecting a significant aligned ownership stake.
OFF THE HOOK YS INC. (OTH) reported an insider share purchase by a senior executive. Vice President and Director Andrew Simmons filed a Form 4 as a single reporting person in connection with this transaction.
On 11/21/2025, Simmons bought 15,873 shares of OTH common stock in an open-market purchase at a price of $3.1886 per share, coded as a "P" transaction. Following this trade, he directly owns 15,873 shares of the company’s common stock.