Principal Financial EVP granted 278 PFG shares

Agrawal Vivek reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/31/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Agrawal Vivek reported acquisition or exercise transactions in this Form 4 filing.

Principal Financial Group EVP & Chief Growth Officer Vivek Agrawal received a grant of 278 shares of Common Stock on a compensation basis. The award is described in a footnote as a grant of restricted stock units. Following this grant, Agrawal directly holds 46,302 shares, indicating the award is relatively small compared with his overall direct ownership.

Insider Trade Summary

Grant/Award: 278 shares

Grant/Award 1 txn

Insider Agrawal Vivek

Role EVP & Chief Growth Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	278	$0.00	$0.00

Holdings After Transaction: Common Stock — 46,302 shares (Direct)

Holdings Before and After: Common Stock, 46,024 to 46,302 shares (Direct)

Footnotes (1)

1. F1. Grant of restricted stock units.

Key Figures

Stock grant size: 278 shares Grant price: $0.00 per share Shares owned after grant: 46,302 shares

3 metrics

Stock grant size 278 shares Grant of restricted stock units on March 27, 2026

Grant price $0.00 per share Compensation-related award, not open-market purchase

Shares owned after grant 46,302 shares Total direct Common Stock holdings following transaction

Key Terms

restricted stock units, Form 4, EVP & Chief Growth Officer, Common Stock

4 terms

restricted stock units financial

"Grant of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

EVP & Chief Growth Officer financial

"officer_title": "EVP & Chief Growth Officer""

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PFG executive Vivek Agrawal report?

Vivek Agrawal reported an acquisition of 278 shares of Common Stock. The filing describes this as a grant of restricted stock units, representing compensation rather than an open-market purchase and increasing his direct holdings to 46,302 shares after the transaction.

Was the PFG insider transaction a market purchase or a stock grant?

The transaction was a stock grant, not a market purchase. The Form 4 footnote specifies it as a grant of restricted stock units, meaning the shares were awarded as compensation with a stated price of $0.00 per share in the filing.

How many PFG shares does Vivek Agrawal hold after this Form 4?

After the reported transaction, Vivek Agrawal directly holds 46,302 shares of Principal Financial Group Common Stock. This total includes the 278-share grant reported in the filing, showing his updated direct ownership position following the award.

How large is the PFG stock grant reported for Vivek Agrawal?

The stock grant covers 278 shares of Principal Financial Group Common Stock. It is recorded with a transaction price of $0.00 per share, reflecting a compensation-related award of restricted stock units rather than a cash-funded stock purchase.

Does the PFG Form 4 show any stock sales by Vivek Agrawal?

The Form 4 does not report any stock sales by Vivek Agrawal. It shows only one acquisition transaction, a grant of 278 restricted stock units that increases his direct holdings to 46,302 shares, with no dispositions listed in the transaction summary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Agrawal Vivek

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IOWA 50392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Growth Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/27/2026		A		278	A	$0(1)	46,302	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units.

	Chris Agbe-Davies as Attorney-in-Fact	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)