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PFIS (NASDAQ: PFIS) EVP reports stock grant and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peoples Financial Services Corp. EVP and Chief Human Resources Officer Amy Vieney reported equity awards and related tax withholding in company stock. She acquired 706 shares of common stock as a grant at no cost and disposed of 238 shares at $53.60 per share to cover tax obligations through share delivery.

After these transactions, she directly holds 729.058 common shares, including 155 shares of time-based restricted common stock and 574.058 other directly owned shares. She also reports 277 restricted stock units outstanding, each representing one share of PFIS common stock, vesting in three equal annual installments beginning on March 11, 2026.

Positive

  • None.

Negative

  • None.
Insider VIENEY AMY
Role EVP/CHIEF HUMAN RESOURCES OFF
Type Security Shares Price Value
Grant/Award Common Stock 706 $0.00 --
Tax Withholding Common Stock 238 $53.60 $13K
holding Restricted Stock Units -- -- --
Holdings After Transaction: Common Stock — 967.058 shares (Direct); Restricted Stock Units — 277 shares (Direct)
Footnotes (1)
  1. This amount includes 155 shares of time based restricted common stock solely owned by Ms. Vieney and 574.0580 shares solely owned by Ms. Vieney. Each restricted stock unit represents a contingent right to receive one share of PFIS common stock. The restricted stock units vest in three equal annual installments beginning March 11, 2026.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VIENEY AMY

(Last) (First) (Middle)
C/O PEOPLES SECURITY BANK & TRUST CO.
30 E D PREATE DRIVE

(Street)
MOOSIC PA 18507

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/CHIEF HUMAN RESOURCES OFF
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 A 706 A $0 967.058 D
Common Stock 02/27/2026 F 238 D $53.6 729.058(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) (3) (3) Common Stock 277 277 D
Explanation of Responses:
1. This amount includes 155 shares of time based restricted common stock solely owned by Ms. Vieney and 574.0580 shares solely owned by Ms. Vieney.
2. Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.
3. The restricted stock units vest in three equal annual installments beginning March 11, 2026.
/s/ James M. Bone, Jr., As Attorney-in-Fact for Amy Vieney 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did PFIS executive Amy Vieney report on this Form 4?

Amy Vieney reported a stock grant and related tax withholding. She acquired 706 shares of PFIS common stock as a grant and disposed of 238 shares to satisfy tax liabilities by delivering shares instead of cash.

How many PFIS shares were granted to Amy Vieney in the reported transaction?

Amy Vieney was granted 706 shares of PFIS common stock at no cost. This grant increased her direct holdings before tax withholding, and formed the basis for the 238-share disposition used to pay associated tax obligations in stock.

How were taxes handled on Amy Vieney’s PFIS stock award?

Taxes were covered through a share-based withholding transaction. Vieney disposed of 238 PFIS common shares at $53.60 per share, using those delivered shares to pay the tax liability tied to her equity award instead of paying cash.

What PFIS common stock does Amy Vieney directly own after these transactions?

After the grant and tax withholding, Vieney directly owns 729.058 PFIS common shares. This total includes 155 shares of time-based restricted common stock and 574.058 other directly held shares, reflecting her updated post-transaction ownership position.

What restricted stock units (RSUs) does Amy Vieney hold in PFIS?

Vieney reports holding 277 PFIS restricted stock units. Each RSU represents a contingent right to receive one share of PFIS common stock, providing additional potential future ownership beyond her currently owned common and restricted shares.

When do Amy Vieney’s PFIS restricted stock units vest?

The 277 restricted stock units vest in three equal annual installments. Vesting begins on March 11, 2026, meaning one-third of the units become deliverable each year over a three-year schedule, subject to the applicable award terms.