PFIS (PFIS) COO John R. Anderson III granted 673 RSUs, details updated share holdings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

ANDERSON JOHN R III reported acquisition or exercise transactions in this Form 4 filing.

PEOPLES FINANCIAL SERVICES CORP. executive John R. Anderson III reported equity compensation changes rather than open‑market trades. On June 26, 2026, he received a grant of 673 Restricted Stock Units (RSUs), each representing one share of PFIS common stock, vesting in three annual installments beginning June 26, 2027.

The filing also notes an earlier grant of 866 RSUs from March 28, 2025, with 295 RSUs having vested on March 11, 2026 and additional tranches scheduled to vest on March 11, 2027 and March 11, 2028. After these updates, Anderson holds 6,551.378 shares of common stock directly, plus 1,880 shares through a 401(k) profit sharing plan and joint holdings with his spouse, reflecting a mix of time‑based restricted stock, dividend reinvestment shares, and long‑term incentive awards.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider ANDERSON JOHN R III

Role EVP/CHIEF OPERATING OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	673	$0.00	--
holding	Restricted Stock Units	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 673 shares (Direct, null); Common Stock — 6,551.378 shares (Direct, null); Common Stock — 1,880 shares (Indirect, PSBT 401(k) Profit Sharing Plan)

Footnotes (1)

This amount includes 167 shares of time-based restricted common stock and 6,344.378 shares solely owned by Mr. Anderson which includes 73.053 shares acquired on 3/13/2026 under the Issuer's Dividend Reinvestment Stock Purchase Plan (DRP) and 62.577 DRP shares acquired on 6/15/2026, and 40 shares held jointly with his spouse. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock. On 3/28/2025, Mr. Anderson was granted 866 RSUs vesting in three annual installments beginning 3/11/2026. 295 RSUs vested on 3/11/2026 leaving 286 RSUs to vest on 3/11/2027 and 285 RSUs to vest on 3/11/2028. On 6/26/2026, Mr. Anderson was granted 673 RSUs vesting in three annual installments beginning 6/26/2027.

Key Figures

New RSU grant: 673 RSUs Prior RSU grant: 866 RSUs RSUs vested: 295 RSUs +3 more

6 metrics

New RSU grant 673 RSUs Granted June 26, 2026, vesting in three annual installments

Prior RSU grant 866 RSUs Granted March 28, 2025 with three-year vesting schedule

RSUs vested 295 RSUs Vest date March 11, 2026 from 2025 grant

Future vesting tranches 286 & 285 RSUs Scheduled to vest March 11, 2027 and March 11, 2028

Direct common stock 6,551.378 shares Directly owned common shares after reported transactions

401(k) holdings 1,880 shares Indirect ownership via PSBT 401(k) Profit Sharing Plan

Key Terms

Restricted Stock Units, time-based restricted common stock, Dividend Reinvestment Stock Purchase Plan, vesting in three annual installments, +1 more

5 terms

Restricted Stock Units financial

"The filing lists Restricted Stock Units with grants and vesting details."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

time-based restricted common stock financial

"Footnotes state the amount includes 167 shares of time-based restricted common stock."

Dividend Reinvestment Stock Purchase Plan financial

"Footnotes reference shares acquired under the Issuer's Dividend Reinvestment Stock Purchase Plan (DRP)."

vesting in three annual installments financial

"Footnotes describe RSU grants vesting in three annual installments beginning on specific dates."

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/30/2026 - 11:21 AM Accepted by SEC EDGAR 06/30/2026 - 11:20 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ANDERSON JOHN R III

(Last)

(First)

(Middle)

C/O PEOPLES SECURITY BANK & TRUST CO

30 E D PREATE DRIVE

(Street)

MOOSIC

PENNSYLVANIA

18507

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP/CHIEF OPERATING OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								6,551.378⁽¹⁾	D
Common Stock								1,880	I	PSBT 401(k) Profit Sharing Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾							⁽³⁾	⁽³⁾	Common Stock	295		571⁽⁴⁾	D
Restricted Stock Units	⁽²⁾	06/26/2026		A		673		⁽⁵⁾	⁽⁵⁾	Common Stock	673	$0	673	D

Explanation of Responses:

1. This amount includes 167 shares of time-based restricted common stock and 6,344.378 shares solely owned by Mr. Anderson which includes 73.053 shares acquired on 3/13/2026 under the Issuer's Dividend Reinvestment Stock Purchase Plan (DRP) and 62.577 DRP shares acquired on 6/15/2026, and 40 shares held jointly with his spouse.

2. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.

3. On 3/28/2025, Mr. Anderson was granted 866 RSUs vesting in three annual installments beginning 3/11/2026.

4. 295 RSUs vested on 3/11/2026 leaving 286 RSUs to vest on 3/11/2027 and 285 RSUs to vest on 3/11/2028.

5. On 6/26/2026, Mr. Anderson was granted 673 RSUs vesting in three annual installments beginning 6/26/2027.

	/s/ James M. Bone, Jr., CPA As Attorney In Fact for John Anderson	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did PFIS executive John R. Anderson III report in this Form 4?

John R. Anderson III reported an equity award and updated holdings. He received 673 Restricted Stock Units on June 26, 2026, and disclosed his direct, joint, and 401(k) share positions, along with the vesting schedule of a prior RSU grant.

How many Restricted Stock Units did PFIS grant to John R. Anderson III?

PFIS granted John R. Anderson III 673 Restricted Stock Units on June 26, 2026. Each RSU represents a contingent right to receive one PFIS common share, vesting in three annual installments beginning June 26, 2027, as part of his long‑term incentive compensation.

What is the vesting schedule for John R. Anderson III’s prior PFIS RSU grant?

A prior grant of 866 RSUs to John R. Anderson III vests over three years. Footnotes state 295 RSUs vested March 11, 2026, with additional tranches of 286 and 285 RSUs vesting on March 11, 2027 and March 11, 2028, respectively.

How many PFIS common shares does John R. Anderson III hold directly and indirectly?

After the reported transactions, Anderson holds 6,551.378 PFIS common shares directly and 1,880 shares indirectly through a PSBT 401(k) Profit Sharing Plan. Footnotes also note 40 shares held jointly with his spouse and time‑based restricted common stock included in direct holdings.

Are there any PFIS open‑market stock purchases or sales by John R. Anderson III in this filing?

The filing does not show any open‑market purchases or sales. It reports an RSU grant and updated holdings, including restricted stock, dividend reinvestment shares, and 401(k) plan shares, reflecting compensation and accumulated ownership rather than discretionary market trades.

What does each PFIS Restricted Stock Unit (RSU) represent for John R. Anderson III?

Each PFIS Restricted Stock Unit represents a contingent right to receive one share of PFIS common stock. The units vest over time in scheduled installments, aligning Anderson’s compensation with the company’s long‑term performance and retention objectives as disclosed in the footnotes.