PFIS (PFIS) EVP Susan Hubble awarded 655 restricted stock units

Filing Impact

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Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Hubble Susan L reported acquisition or exercise transactions in this Form 4 filing.

PEOPLES FINANCIAL SERVICES CORP. executive Susan L. Hubble, EVP and Chief Information Officer, reported updated equity holdings, including a new grant of restricted stock units. On June 26, 2026, she was granted 655 RSUs, which will vest in three annual installments beginning June 26, 2027.

Each RSU represents a contingent right to receive one share of PFIS common stock. Following this filing, she holds 2,010 shares of common stock directly, including 159 time-based restricted shares and 1,851 shares solely owned, plus 2,255 shares held indirectly through an IRA and previously granted RSUs tied to future vesting dates.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Hubble Susan L

Role EVP/CHIEF INFORMATION OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	655	$0.00	--
holding	Restricted Stock Units	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 655 shares (Direct, null); Common Stock — 2,010 shares (Direct, null); Common Stock — 2,255 shares (Indirect, By IRA)

Footnotes (1)

This amount includes 159 shares of time based restricted common stock solely owned by Ms. Hubble and 1,851 shares solely owned by Ms. Hubble. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock. On 3/28/2025, Ms. Hubble was granted 819 RSUs vesting in three annual installments beginning 3/11/2026. 279 RSUs vested on 3/11/2026 leaving 271 RSUs to vest on 3/11/2027 and 269 RSUs to vest on 3/11/2028. On 6/26/2026, Ms. Hubble was granted 655 RSUs vesting in three annual installments beginning 6/26/2027.

Key Figures

New RSU grant: 655 RSUs Direct common stock: 2,010 shares Indirect common stock (IRA): 2,255 shares +3 more

6 metrics

New RSU grant 655 RSUs Granted on June 26, 2026; vests in three annual installments

Direct common stock 2,010 shares Directly held after transactions, including restricted shares

Indirect common stock (IRA) 2,255 shares Held indirectly through an IRA

Time-based restricted common stock 159 shares Included within direct holdings

Prior RSU grant 819 RSUs Granted March 28, 2025; vests 2026–2028

RSUs vested March 11, 2026 279 RSUs From 2025 grant; remaining RSUs vest in 2027 and 2028

Key Terms

restricted stock unit (RSU), time based restricted common stock, contingent right, vesting, +1 more

5 terms

restricted stock unit (RSU) financial

"Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock."

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

time based restricted common stock financial

"This amount includes 159 shares of time based restricted common stock solely owned by Ms. Hubble"

contingent right financial

"Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock."

vesting financial

"279 RSUs vested on 3/11/2026 leaving 271 RSUs to vest on 3/11/2027 and 269 RSUs to vest on 3/11/2028."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

IRA financial

"By IRA"

An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/30/2026 - 11:17 AM Accepted by SEC EDGAR 06/30/2026 - 11:16 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hubble Susan L

(Last)

(First)

(Middle)

C/O PEOPLES SECURITY BANK & TRUST CO

30 E D PREATE DRIVE

(Street)

MOOSIC

PENNSYLVANIA

18507

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP/CHIEF INFORMATION OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								2,010⁽¹⁾	D
Common Stock								2,255	I	By IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾							⁽³⁾	⁽³⁾	Common Stock	279		540⁽⁴⁾	D
Restricted Stock Units	⁽²⁾	06/26/2026		A		655		⁽⁵⁾	⁽⁵⁾	Common Stock	655	$0	655	D

Explanation of Responses:

1. This amount includes 159 shares of time based restricted common stock solely owned by Ms. Hubble and 1,851 shares solely owned by Ms. Hubble.

2. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.

3. On 3/28/2025, Ms. Hubble was granted 819 RSUs vesting in three annual installments beginning 3/11/2026.

4. 279 RSUs vested on 3/11/2026 leaving 271 RSUs to vest on 3/11/2027 and 269 RSUs to vest on 3/11/2028.

5. On 6/26/2026, Ms. Hubble was granted 655 RSUs vesting in three annual installments beginning 6/26/2027.

	/s/ James M. Bone, Jr., CPA as Attorney in Fact for Susan Hubble	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did PFIS executive Susan Hubble report on this Form 4?

Susan L. Hubble reported an updated equity position, highlighted by a grant of 655 restricted stock units on June 26, 2026. The filing also details her direct and indirect common stock holdings and previously awarded RSUs that vest over several future dates.

How many restricted stock units did PFIS grant to Susan Hubble and how do they vest?

She received 655 restricted stock units on June 26, 2026, vesting in three annual installments beginning June 26, 2027. This structure spreads the compensation over time and ties future share delivery to continued service with Peoples Financial Services Corp.

What do the RSUs reported by Susan Hubble represent for PFIS shareholders?

Each restricted stock unit represents a contingent right to receive one share of PFIS common stock. This means the RSUs become actual shares only as they vest, gradually increasing Hubble’s share ownership according to the schedule disclosed in the filing’s footnotes.

What are Susan Hubble’s direct common stock holdings in PFIS after this filing?

She directly holds 2,010 shares of common stock, including 159 time-based restricted shares and 1,851 shares solely owned. These figures reflect her personal stake in Peoples Financial Services Corp., separate from RSUs and shares held indirectly through an IRA account.

How many PFIS shares does Susan Hubble hold indirectly and through what vehicle?

She holds 2,255 shares of PFIS common stock indirectly through an IRA. This indirect ownership is reported separately from her direct holdings and shows additional personal exposure to the company’s stock via a retirement account structure.

What earlier RSU grant to Susan Hubble is referenced, and how much remains unvested?

An earlier grant of 819 RSUs dated March 28, 2025 is referenced. Of these, 279 RSUs vested on March 11, 2026, leaving 271 RSUs scheduled to vest on March 11, 2027 and 269 RSUs scheduled to vest on March 11, 2028.