STOCK TITAN

[Form 4] PEOPLES FINANCIAL SERVICES CORP. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BONE JAMES M JR reported acquisition or exercise transactions in this Form 4 filing.

PEOPLES FINANCIAL SERVICES CORP. executive vice president and chief financial officer James M. Bone Jr. reported updated equity holdings. On June 26, 2026, he was granted 793 restricted stock units (RSUs), each representing a contingent right to receive one share of PFIS common stock, vesting in three annual installments beginning June 26, 2027.

Footnotes show an earlier grant of 932 RSUs on March 28, 2025, of which 317 RSUs vested on March 11, 2026, with 308 and 307 RSUs scheduled to vest on March 11, 2027 and March 11, 2028. Following these updates, Bone reports direct ownership of 10,799.6234 shares of common stock and indirect ownership of 162.8464 shares through his spouse, alongside his outstanding RSUs.

Positive

  • None.

Negative

  • None.
Insider BONE JAMES M JR
Role EVP/CHIEF FINANCIAL OFFICER
Type Security Shares Price Value
Grant/Award Restricted Stock Units 793 $0.00 --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 793 shares (Direct, null); Common Stock — 10,799.623 shares (Direct, null); Common Stock — 162.846 shares (Indirect, By Spouse)
Footnotes (1)
  1. This amount includes 846 shares of time-based restricted common stock solely owned by Mr. Bone; 8,983 shares held jointly with his spouse; 890 shares co-owned with Mr. Bone's father and siblings; and 80.6234 shares owned solely by Mr. Bone which includes 0.932 shares acquired 3/13/2026 under the Issuer's Dividend Reinvestment and Stock Purchase Plan (DRP) and 0.781 DRP shares acquired on 6/15/2026. This amount includes 1.8830 DRP shares acquired by Mr. Bone's spouse on 3/13/2026 and 1.578 DRP shares acquired on 6/15/2026. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock. On 3/28/2025, Mr. Bone was granted 932 RSUs vesting in three annual installments beginning 3/11/2026. 317 RSUs vested on 3/11/2026 leaving 308 RSUs to vest on 3/11/2027 and 307 RSUs to vest on 3/11/2028. On 6/26/2026, Mr. Bone was granted 793 RSUs vesting in three annual installments beginning 6/26/2027.
New RSU grant 793 RSUs Granted June 26, 2026, vesting in three annual installments
Prior RSU grant 932 RSUs Granted March 28, 2025 to EVP/CFO
RSUs vested 317 RSUs Vested March 11, 2026 from 2025 grant
Future vesting tranches 308 RSUs and 307 RSUs Scheduled to vest March 11, 2027 and March 11, 2028
Direct common shares 10,799.6234 shares Direct PFIS common stock ownership after reported transactions
Indirect common shares 162.8464 shares PFIS common stock owned indirectly through spouse
Restricted Stock Units financial
"Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dividend Reinvestment and Stock Purchase Plan financial
"0.932 shares acquired 3/13/2026 under the Issuer's Dividend Reinvestment and Stock Purchase Plan (DRP) and 0.781 DRP shares acquired on 6/15/2026."
A dividend reinvestment and stock purchase plan lets investors automatically use cash dividends to buy additional shares and often make extra share purchases directly from the company, usually at low or no commission. Think of it as an automatic savings plan for stock: dividends and optional contributions are turned into more shares, helping ownership grow through compounding and making regular investing simple and low-cost—key for long-term investors.
time-based restricted common stock financial
"This amount includes 846 shares of time-based restricted common stock solely owned by Mr. Bone;"
contingent right financial
"Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BONE JAMES M JR

(Last)(First)(Middle)
C/O PEOPLES SECURITY BANK & TRUST CO
30 E D PREATE DRIVE

(Street)
MOOSIC PENNSYLVANIA 18507

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP/CHIEF FINANCIAL OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10,799.6234(1)D
Common Stock162.8464(2)IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3) (4) (4)Common Stock317615(5)D
Restricted Stock Units(3)06/26/2026A793 (6) (6)Common Stock793$0793D
Explanation of Responses:
1. This amount includes 846 shares of time-based restricted common stock solely owned by Mr. Bone; 8,983 shares held jointly with his spouse; 890 shares co-owned with Mr. Bone's father and siblings; and 80.6234 shares owned solely by Mr. Bone which includes 0.932 shares acquired 3/13/2026 under the Issuer's Dividend Reinvestment and Stock Purchase Plan (DRP) and 0.781 DRP shares acquired on 6/15/2026.
2. This amount includes 1.8830 DRP shares acquired by Mr. Bone's spouse on 3/13/2026 and 1.578 DRP shares acquired on 6/15/2026.
3. Each restricted stock unit (RSU) represents a contingent right to receive one share of PFIS common stock.
4. On 3/28/2025, Mr. Bone was granted 932 RSUs vesting in three annual installments beginning 3/11/2026.
5. 317 RSUs vested on 3/11/2026 leaving 308 RSUs to vest on 3/11/2027 and 307 RSUs to vest on 3/11/2028.
6. On 6/26/2026, Mr. Bone was granted 793 RSUs vesting in three annual installments beginning 6/26/2027.
/s/ Stephanie A. Westington, CPA As Attorney In Fact For James M. Bone, Jr., CPA06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)