Peapack-Gladstone (PGC) EVP Lisa Chalkan sells 1,100 shares

Rhea-AI Filing Summary

Peapack-Gladstone Financial Corp executive Lisa Chalkan reported an open-market sale of company stock. On June 29, 2026, the EVP and Chief Credit Officer sold 1,100 shares of common stock at $47.60 per share, leaving 26,075 common shares held directly.

She also reports indirect ownership of 501.42 common shares through a 401(k) plan, and holds various phantom stock and restricted stock unit awards tied to Peapack-Gladstone common stock, which are scheduled to vest over time or upon meeting performance conditions.

Insider Trade Summary

Net Seller: 1,100 shares ($52,360)

Net Sell 9 txns

Insider Chalkan Lisa

Role EVP, Chief Credit Officer

Sold 1,100 shs ($52K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,100	$47.60	$52K
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Phantom Stock	--	--	--
holding	Phantom Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 26,075 shares (Direct, null); Restricted Stock Units — 3,266 shares (Direct, null); Phantom Stock — 2,113 shares (Direct, null); Common Stock — 501.42 shares (Indirect, 401(k))

Footnotes (1)

1. On March 20, 2025, the reporting person was granted 4,899 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. On March 20, 2026, the reporting person was granted 5,785 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. On March 20, 2023, the reporting person was granted 7,800 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. On March 20, 2025, the reporting person was granted 1,633 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. On March 20, 2026, the reporting person was granted 1,928 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. On March 20, 2024, the reporting person was granted 6,337 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. On March 20, 2024, the reporting person was granted 2,112 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Key Figures

Shares sold: 1,100 shares Sale price: $47.60 per share Direct common shares after sale: 26,075 shares +4 more

7 metrics

Shares sold 1,100 shares Open-market sale of common stock on June 29, 2026

Sale price $47.60 per share Price for sold common stock on June 29, 2026

Direct common shares after sale 26,075 shares Direct holdings following reported transaction

Indirect 401(k) holdings 501.42 shares Common stock held indirectly through 401(k)

Phantom stock underlying shares 2,112 shares Economic equivalent of common stock via phantom shares

Largest RSU position 5,785 underlying shares Restricted stock units granted March 20, 2026

Performance-based RSUs (2025 grant) 1,633 underlying shares Vest on third anniversary if conditions are met

Key Terms

Phantom Stock, Restricted Stock Units, 401(k), performance conditions, +1 more

5 terms

Phantom Stock financial

"On March 20, 2024, the reporting person was granted 6,337 phantom stock shares, vesting in three equal annual installments..."

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

Restricted Stock Units financial

"the reporting person was granted 4,899 restricted stock units (RSUs), vesting in three equal annual installments..."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

401(k) financial

"Common Stock holding reported as indirect with nature of ownership listed as 401(k)"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

performance conditions financial

"vesting on the third anniversary of the grant if certain performance conditions are met"

economic equivalent financial

"each phantom share is the economic equivalent of one share of common stock"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/30/2026 - 09:26 AM Accepted by SEC EDGAR 06/30/2026 - 09:25 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chalkan Lisa

(Last) (First) (Middle)

500 HILLS DRIVE, SUITE 300

PO BOX 700

(Street)

BEDMINSTER NEW JERSEY 07921

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEAPACK GLADSTONE FINANCIAL CORP [ PGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/29/2026		S		1,100	D	$47.6	26,075	D
Common Stock								501.42	I	401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)							(1)	(1)	Common Stock	3,266		3,266	D
Restricted Stock Units	(2)							(2)	(2)	Common Stock	5,785		5,785	D
Restricted Stock Units	(3)							(3)	(3)	Common Stock	3,120		3,120	D
Restricted Stock Units	(4)							(4)	(4)	Common Stock	1,633		1,633	D
Restricted Stock Units	(5)							(5)	(5)	Common Stock	1,928		1,928	D
Phantom Stock	(6)							(6)	(6)	Common Stock	2,113		2,113	D
Phantom Stock	(7)							(7)	(7)	Common Stock	2,112		2,112	D

Explanation of Responses:

1. On March 20, 2025, the reporting person was granted 4,899 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

2. On March 20, 2026, the reporting person was granted 5,785 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

3. On March 20, 2023, the reporting person was granted 7,800 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

4. On March 20, 2025, the reporting person was granted 1,633 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

5. On March 20, 2026, the reporting person was granted 1,928 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

6. On March 20, 2024, the reporting person was granted 6,337 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

7. On March 20, 2024, the reporting person was granted 2,112 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

	Lisa Chalkan	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PGC executive Lisa Chalkan report?

Lisa Chalkan reported an open-market sale of 1,100 shares of Peapack-Gladstone common stock at $47.60 per share. After this sale, she continued to hold 26,075 common shares directly, along with additional derivative and retirement-plan interests.

What is Lisa Chalkan’s remaining direct shareholding in PGC after the sale?

After the reported sale, Lisa Chalkan held 26,075 shares of Peapack-Gladstone common stock directly. This figure excludes her indirect 401(k) holdings and her phantom stock and restricted stock unit awards that may convert into shares in the future.

How many PGC shares did Lisa Chalkan sell and at what price?

She sold 1,100 shares of Peapack-Gladstone common stock at $47.60 per share in an open-market transaction. This is the only buy-or-sell transaction reported in this Form 4, alongside several position-holding entries.

What indirect holdings in PGC stock does Lisa Chalkan report?

Lisa Chalkan reports indirect ownership of 501.42 shares of Peapack-Gladstone common stock through a 401(k) plan. These retirement-plan holdings are in addition to her directly owned common shares and her various equity-based awards.

What phantom stock awards related to PGC does Lisa Chalkan hold?

She holds phantom stock awards economically equivalent to 2,112 underlying shares of Peapack-Gladstone common stock. Footnotes state these phantom shares were granted in 2024 and vest over time or based on specific performance conditions before delivering their economic value.

What restricted stock units tied to PGC common stock does Lisa Chalkan hold?

The filing shows several restricted stock unit positions, including 5,785, 3,266, 3,120, 1,928, and 1,633 underlying common shares. Footnotes explain these RSUs were granted between 2023 and 2026, vesting annually or on the third anniversary, sometimes subject to performance conditions.