[144] PRECIGEN, INC. SEC Filing

Rhea-AI Filing Summary

Precigen, Inc. (PGEN) Form 144 notifies the market of a proposed sale of 252 common shares on Nasdaq with an aggregate market value of $970, against 297,972,920 shares outstanding. The filer reports acquiring 3,112,507 shares on 07/03/2018 in a public offering for cash.

The filing also discloses that Kapital Joe, LLC (Randal J. Kirk as agent) sold 1,403,360 common shares on 09/18/2025 for gross proceeds of $5,422,348. The signer certifies no undisclosed material adverse information and attests to the accuracy of the notice.

Positive

• Disclosure compliance: Form 144 properly lists the class, acquisition details, and recent sales, supporting regulatory transparency
• Long-held shares: The securities to be sold trace to a 07/03/2018 public offering, showing acquisition provenance

Negative

• Recent affiliate sale: Kapital Joe, LLC sold 1,403,360 shares on 09/18/2025 for $5,422,348, indicating notable insider/affiliate liquidity

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice; small proposed sale and a recent 1.4M-share disposition reported, reflecting insider/affiliate liquidity, not clearly material to valuation.

The filing records a proposed sale of 252 shares (aggregate value $970) under Rule 144 and documents a recent larger disposition by Kapital Joe, LLC of 1,403,360 shares for $5.42 million. For a company with ~298 million shares outstanding, the recent sale equals roughly 0.47% of the outstanding float, indicating insider/affiliate liquidity but not necessarily a material dilution event. The filing appears procedurally compliant and provides acquisition provenance dating to a 2018 public offering.

Corporate Governance Expert

TL;DR: Disclosure is consistent with Rule 144 requirements; signer affirms no undisclosed material information.

The document follows Rule 144 format by identifying the class, intended sale amount, provenance of the shares, and recent sales by related parties. The signature statement affirms the absence of undisclosed material information, which is standard. The recent sale by a related entity is disclosed, enabling investor transparency about insider/affiliate transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	252	970.00	297972920	09/19/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/03/2018	Public Offering	Issuer			3112507	07/03/2018	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kapital Joe, LLC Randal J. Kirk as agent 1881 Grove Avenue c/o Third Security LLC Radford, VA 24141	Common	09/18/2025	1403360	5422348.03

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Precigen's (PGEN) Form 144 disclose about the proposed sale?

The Form 144 states a proposed sale of 252 common shares with an aggregate market value of $970 on Nasdaq, against 297,972,920 shares outstanding.

Who acquired the shares being offered and when?

The shares were acquired in a public offering on 07/03/2018, totaling 3,112,507 shares acquired for cash.

Were there any recent related-party sales disclosed in the filing?

Yes. Kapital Joe, LLC (Randal J. Kirk as agent) sold 1,403,360 common shares on 09/18/2025 for gross proceeds of $5,422,348.

Does the filer assert there is undisclosed material information?

No. By signing the notice, the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.

On which exchange are the shares planned to be sold?

The filing indicates the sale is planned on Nasdaq.