Pagaya Technologies Ltd. SEC Filings

Pagaya Technologies Ltd. insider Form 4: Director Avi Zeevi reported two distributions of Class A ordinary shares received in kind from related Viola funds on 09/23/2025 and 09/24/2025. The 09/23/2025 distribution shows 6,384 shares acquired, increasing Zeevi's reported beneficial ownership to 72,696 Class A shares. The 09/24/2025 distribution shows 76,319 shares acquired, increasing reported beneficial ownership to 149,015 Class A shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/25/2025. The filings state the shares were distributed in kind to partners of Viola Ventures IV Principals Fund, L.P. and Viola Ventures 4, L.P.

Pagaya Technologies Ltd. (Form 144) notice reports a proposed sale of 201,314 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $7,076,560.67. The shares represent part of 65,319,849 shares outstanding and are slated for sale on 09/24/2025 on NASDAQ. The filer indicates these shares were acquired on 09/23/2025 as a distribution from a partnership and were received as a distribution in kind. The filing also discloses multiple related sales on 09/23/2025 and 08/12/2025 by Viola-related entities totaling several large transactions with gross proceeds listed per sale.

Pagaya Technologies Ltd. (PGYWW) Form 144 notifies a proposed sale of 1,910 common shares (approximate aggregate market value $71,941.30) to be sold through Morgan Stanley Smith Barney on 09/23/2025 on NASDAQ. The shares were originally acquired in a private acquisition from the issuer on 12/15/2016 and paid for in cash. The filing also discloses multiple large sales by affiliated entities on 08/12/2025, including aggregate gross proceeds shown per seller (examples: Viola Ventures IV (A), L.P. grossed $31,601,021.67; Viola Ventures IV (B), L.P. grossed $33,016,961.07), indicating recent significant dispositions by related parties. The filer attests there is no undisclosed material adverse information and the notice contains standard Rule 144 representations.

Form 144 filed for Pagaya Technologies Ltd. (PGYWW) reporting a proposed sale of 96,275 shares of common stock through Morgan Stanley Smith Barney LLC on 09/23/2025 with an aggregate market value of $3,626,255.64. The securities were acquired on 12/15/2016 in a private acquisition from the issuer and payment was in cash. The filing also discloses multiple affiliated sales on 08/12/2025 by several Viola Ventures entities reporting individual gross proceeds (for example, $33,016,961.07 and $31,601,021.67 among others). The filer certifies no undisclosed material adverse information and includes the standard Rule 144 representation.

Form 144 notice for Pagaya Technologies Ltd. (PGYWW) reporting a proposed sale of 14,924 common shares through Morgan Stanley Smith Barney LLC on 09/23/2025 with an aggregate market value of $562,121.41. The shares were acquired in a private acquisition from the issuer on 12/15/2016 and paid in cash. The filing discloses multiple related entity sales on 08/12/2025, including one sale of 1,103,877 shares with gross proceeds of $33,016,961.07 and other large dispositions by Viola-related entities. The filer certifies no undisclosed material adverse information and includes the required attestation language.

Form 144 notice for Pagaya Technologies Ltd. (PGYWW) shows a proposed sale of 23,788 common shares through Morgan Stanley Smith Barney on 09/23/2025 with an aggregate market value of $895,989.29. The filing reports 65,319,849 shares outstanding. The shares to be sold were acquired on 05/22/2020 in a private acquisition from the issuer and paid in cash on the same date. The filing also discloses multiple prior sales on 08/12/2025 by related Viola entities, including large dispositions such as 1,106,877 and 1,056,537 shares, producing multimillion-dollar gross proceeds. The notice contains the required representation that the seller is not aware of undisclosed material adverse information.

Pagaya Technologies Ltd. (PGYWW) filed a Form 144 notifying a proposed sale of securities under Rule 144. The notice reports 5,225 shares of common stock to be sold through Morgan Stanley Smith Barney LLC with an aggregate market value of $196,802.76 and total shares outstanding listed as 65,319,849. The approximate sale date is 09/23/2025. The securities were acquired on 12/15/2016 in a private acquisition from the issuer and paid in cash. The filing also discloses multiple sales during the past three months by related Viola entities on 08/12/2025, including transactions of 1,103,877; 1,056,537; 180,360; 60,823; and 16,283 shares with gross proceeds shown for each. The filer affirms no undisclosed material adverse information and includes the standard certification against false statements.

Amendment No. 5 to a Schedule 13D reports pro rata in-kind share distributions and conversions by Oak HC/FT funds resulting in a combined beneficial ownership of 4,215,672 Class A Ordinary Shares, equal to 6.0% of Pagaya Technologies Ltd.'s Class A shares on the stated basis. On September 18, 2025 the Funds distributed Ordinary Shares: Fund II 3,284,484; Fund V 2,077,698; Fund V-A 503,993; Fund V-B 459,029. Immediately prior, Fund V converted 2,031,325 Series A preferred, Fund V-A converted 492,744, and Fund V-B converted 448,784 to Ordinary Shares. The filing clarifies shared voting/dispositive power among Funds and identifies Lamont and Adams as control persons of the relevant general partners.

Pagaya Technologies Ltd. (PGYWW) filed a Form 144 notice reporting a proposed sale of 108,005 shares of common stock through Merrill Lynch Pierce Fenner and Smith on NASDAQ, with an approximate sale date of 09/19/2025 and an aggregate market value of $4,731,699.05. The filing states total shares outstanding of 65,319,849.

The shares were acquired on 09/18/2025 as distributions in kind from Oak HC/FT Associates II, LLC (80,031 shares) and Oak HC/FT Associates V, LP (27,974 shares). The filer reports no securities sold in the past three months.