Welcome to our dedicated page for Pennymac Mortg SEC filings (Ticker: PMT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Mortgage Investment Trust (NYSE: PMT) SEC filings page on Stock Titan provides structured access to the trust’s regulatory disclosures, along with AI-powered summaries that help explain complex documents. PMT is a mortgage REIT that invests primarily in residential mortgage loans and mortgage-related assets, and its filings offer detailed insight into how it manages credit risk, interest rate exposure and capital.
Investors can review annual reports on Form 10-K and quarterly reports on Form 10-Q to see segment results for credit sensitive strategies, interest rate sensitive strategies and correspondent production. These reports describe net gains on investments and financings, net loan servicing fees, net interest income, and expenses such as loan servicing fees, management fees and loan fulfillment fees paid to PennyMac Financial Services, Inc. and its affiliates. AI summaries highlight key metrics, segment performance and notable changes in the investment portfolio.
Frequent current reports on Form 8-K disclose material events, including quarterly earnings announcements, annual meeting voting results and new debt issuances. Recent 8-K filings describe the creation of direct financial obligations through 8.500% Exchangeable Senior Notes due 2029 issued by PennyMac Corp., an indirect wholly owned subsidiary of PMT, and guaranteed by the trust. These filings outline interest rates, maturity dates, exchange features into PMT common shares, ranking of the notes and intended uses of proceeds, such as repayment of borrowings under secured mortgage servicing rights and servicing advance facilities.
Filings also list PMT’s NYSE-listed securities, including common shares of beneficial interest, multiple series of cumulative redeemable preferred shares and senior notes. Proxy-related disclosures and annual meeting 8-Ks provide information on trustee elections, auditor ratification and advisory votes on executive compensation. With real-time updates from EDGAR and AI-generated explanations, this page helps users quickly understand the implications of PMT’s regulatory filings, including capital structure changes, segment reporting and governance matters.
PennyMac Mortgage Investment Trust Chief Digital Officer James Follette reported multiple equity compensation events tied to performance-based restricted share units and restricted stock units. Several PSU awards granted in 2023, 2024, and 2025 vested one-third on February 23, 2026 based on 2025 return on equity and relative total stockholder return, producing a 79.2% payout and converting into common shares.
Additional restricted stock units were granted that vest in three equal installments and settle in common shares upon vesting. The filing also shows common shares withheld to cover tax obligations upon PSU vesting, and reports total holdings of 22,495 units and shares, consisting of 10,132 restricted stock units and 12,363 common shares.
PennyMac Mortgage Investment Trust director and president Doug Jones reported multiple equity award and vesting transactions tied to performance-based restricted share units and restricted stock units. Several PSU awards granted in 2023, 2024 and 2025 vested one-third on February 23, 2026 based on a 79.2% payout factor for 2025 performance metrics.
The vested PSUs were exercised into common shares of beneficial interest, and a portion of those shares was withheld to cover tax obligations at prices of $12.29 and $23.29 per share. Jones also received a new restricted stock unit grant of 37,037 common shares that will vest in three equal annual installments.
Following these transactions, Jones holds a reported total of 107,913 common shares of beneficial interest, consisting of 80,841 restricted share units and 27,072 common shares, with the restricted units settling into an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Stanley Perotti reported multiple equity compensation transactions on
PennyMac Mortgage Investment Trust Chief Legal Officer Derek Stark reported multiple equity compensation transactions involving performance-based restricted share units and common shares. On
Stewart Stacey D. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Stacey D. Stewart received an equity award rather than buying shares on the market. She was granted 10,699 restricted share units on
The restricted share units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares of beneficial interest upon vesting. After this grant, her reported holdings total 70,282 common shares of beneficial interest, consisting of 18,494 restricted share units and 51,788 common shares.
PennyMac Mortgage Investment Trust director Renee Schultz reported an equity grant in the form of restricted share units tied to her service as a trustee. She acquired 10,699 common shares of beneficial interest as a grant, at a stated price of $0.00 per share. These restricted share units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting. After this award, she holds a total of 44,833 common shares or equivalents, consisting of 18,494 restricted share units and 26,339 common shares of beneficial interest.
Pouraghabagher Setareh reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Setareh Pouraghabagher reported an equity award related to her service as a trustee. She received 10,699 restricted share units, granted at no cash cost, which will vest on the first anniversary of the grant date and be settled in the same number of common shares.
After this award, she holds a total of 24,490 common share–equivalents, consisting of 18,494 restricted share units and 5,996 common shares of beneficial interest, all reported as directly owned.
McAllister, Nancy reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Nancy McAllister received an equity grant as board compensation. On February 23, 2026, she was awarded 10,699 restricted share units that vest in full on the first anniversary of the grant and will be settled in an equal number of common shares upon vesting. After this grant, she directly holds a total of 86,315.001 interests, consisting of 18,494 restricted share units and 67,821.001 common shares, and also has an indirect interest in 12,365.740 common shares held jointly with another individual.
Lynch Catherine A. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Catherine A. Lynch received an equity award of 10,699 common shares of beneficial interest as a grant for her service as a trustee. These are structured as restricted share units that vest on the first anniversary of the grant and settle in an equal number of common shares upon vesting. After this award, she beneficially owns a total of 68,343.6494 shares, consisting of 18,494 restricted stock units and 49,849.6494 common shares.
Preston Paul DuFauchard, Jr. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Preston Paul DuFauchard, Jr. received a grant of 10,699 restricted share units as compensation for his service as a trustee. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting.
After this award, his reported holdings consist of 18,494 restricted share units and 51,942 common shares of beneficial interest, for a total of 70,436 shares and units. The grant was recorded at a price of $0.00 per unit, reflecting its nature as an equity award rather than an open-market purchase.