Welcome to our dedicated page for PennyMac Mortgage Investment Trust SEC filings (Ticker: PMT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PennyMac Mortgage Investment Trust's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PennyMac Mortgage Investment Trust's regulatory disclosures and financial reporting.
PennyMac Corp., an indirect wholly owned subsidiary of PennyMac Mortgage Investment Trust (PMT), is issuing $75,000,000 of new 8.500% Exchangeable Senior Notes due 2029 in a registered direct placement. The notes are priced at 101.24583333% of face value, for total gross proceeds of about $75.93 million, and will form a single series with the existing 8.500% exchangeable notes already outstanding.
The notes pay 8.500% interest, payable semiannually on June 1 and December 1, and mature on June 1, 2029. They are senior unsecured obligations of PennyMac Corp., fully and unconditionally guaranteed on a senior unsecured basis by PMT. The notes are exchangeable into PMT common shares at an initial rate of 63.3332 shares per $1,000 principal amount (equivalent to an initial exchange price of about $15.79 per share), subject to adjustment and certain make‑whole features after specified corporate events.
Net proceeds of approximately $75.6 million are expected to be used to repay a portion of borrowings under secured MSR and servicing advance facilities, to repurchase or repay part of PennyMac Corp.’s 5.50% 2026 exchangeable notes, and for general corporate purposes. The notes will not be listed on an exchange, and carry typical risks for unsecured, exchangeable debt, including subordination to secured and subsidiary-level obligations and the potential impact of PMT share price, interest rates and credit quality on trading values.
PennyMac Mortgage Investment Trust disclosed that its indirect wholly owned subsidiary, PennyMac Corp., issued $75 million aggregate principal amount of 8.500% Exchangeable Senior Notes due 2029 in a registered direct placement. This reopening brings the total outstanding notes in this series to $291,500,000 in aggregate principal amount.
Net proceeds were approximately $75.5 million, which are intended to repay borrowings under secured mortgage servicing rights and servicing advance facilities, repurchase or repay a portion of the Issuer’s 5.50% Exchangeable Senior Notes due 2026, and fund other general business purposes. The notes mature on June 1, 2029 and pay interest at 8.500% per year, semiannually on June 1 and December 1.
Holders can exchange each $1,000 principal amount into 63.3332 common shares, equivalent to an initial exchange price of approximately $15.79 per share, with PennyMac Corp. paying principal in cash and settling any excess value in cash, common shares, or both. The notes and the parent guarantee are senior unsecured obligations and include holder put rights upon certain corporate events.
PennyMac Corp., an indirect wholly owned subsidiary of PennyMac Mortgage Investment Trust, is issuing $75 million of additional 8.500% Exchangeable Senior Notes due 2029 in a registered direct placement. The notes are priced at 101.08055556% of principal, pay cash interest semiannually on June 1 and December 1, and mature on June 1, 2029. They are senior unsecured obligations of PennyMac Corp. and are fully and unconditionally guaranteed on a senior unsecured basis by PMT.
Holders can exchange the notes into PMT common shares at an initial rate of 63.3332 shares per $1,000 of notes, equivalent to an initial exchange price of about $15.79 per PMT share, subject to adjustment and potential make‑whole increases after certain corporate events. PMT estimates net proceeds of about $75.5 million, to be used to repay secured MSR and servicing advance facilities, repurchase or repay a portion of its 5.50% 2026 Exchangeable Notes, and for general corporate purposes.
PennyMac Mortgage Investment Trust reported an insider share purchase by its Chairman and CEO, who is also a director. On 11/17/2025, the reporting person acquired 10,000 common shares of beneficial interest in an open market transaction coded as a purchase. The weighted average purchase price was $12.40 per share, based on multiple trades executed between $12.38 and $12.41.
Following this transaction, the reporting person beneficially owns a total of 357,794 common shares of beneficial interest. This total includes 77,053 restricted share units, which will be settled in an equal number of common shares upon vesting, and 280,741 common shares of beneficial interest. The holdings are reported as directly owned.
PennyMac Mortgage Investment Trust reports quarterly results for the period ended September 30, 2025. Net income was $58.3 million, up from $41.4 million a year earlier, and net income attributable to common shareholders was $47.8 million, or $0.55 per basic and diluted share.
Total assets reached $18.5 billion, compared with $14.4 billion at year-end 2024, driven largely by growth in loans held for investment and mortgage-backed securities. Total liabilities were $16.6 billion, leaving shareholders’ equity of $1.88 billion, including $541.5 million of preferred equity and $1.93 billion of additional paid-in capital.
Net investment income for the quarter was $99.2 million, reflecting servicing income, gains on investments and financings, and interest income partly offset by interest expense and fair value changes on mortgage servicing rights and hedging. The trust continues to operate through its credit sensitive, interest rate sensitive, and correspondent production segments while maintaining its REIT status by distributing at least 90% of taxable income.
PennyMac Mortgage Investment Trust (PMT) reported insider buying by a director. On 10/24/2025, the director purchased 774.0093 and 695.8411 common shares at $12.67 per share in open‑market transactions. Following these trades, beneficial ownership was reported as 55,500.0248 shares in one line item and 56,195.8659 shares in another, each amount including 7,795 restricted stock units that settle in an equal number of shares upon vesting. These are personal purchases; proceeds do not go to PMT.
PennyMac Mortgage Investment Trust furnished an update on its financial results for the quarter ended September 30, 2025. The company made a press release and slide presentation available on October 21, 2025, provided as Exhibits 99.1 and 99.2, and posted additional supplemental information on its website.
The information under Item 2.02, including the exhibits, is furnished and not deemed filed for purposes of Section 18 of the Exchange Act.
PennyMac Mortgage Investment Trust director Catherine A. Lynch reported an open-market purchase of common shares on 09/22/2025. The filing shows an acquisition of 2,823 common shares at a price of $12.02 per share. After the transaction, Ms. Lynch beneficially owns 54,710.9183 common shares directly. That total comprises 7,795 restricted stock units that will convert to the same number of shares upon vesting and 46,915.9183 presently held common shares. The report was submitted through an attorney-in-fact and reflects a routine insider purchase by a non-employee director.
Form 4 – PennyMac Mortgage Investment Trust (PMT)
Director Catherine A. Lynch reported two purchases on 07/25/2025 under a broker-administered dividend reinvestment plan (transaction code “P”). She acquired 772.6053 common shares at $12.30 and 593.2284 shares at $12.56, totaling 1,365.8337 shares for roughly $16.9 k.
After these transactions, Lynch directly owns 51,887.9183 PMT shares, comprising 44,092.9183 common shares and 7,795 restricted stock units that will convert to an equal number of shares upon vesting. No derivative securities were involved.