Every Form 4 that PennyMac Mortgage Investment Trust (PMT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PMT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PMT filings page.
PennyMac Mortgage Investment Trust (PMT) reported that Chief Accounting Officer Gregory L. Hendry sold 2,444 Common Shares of Beneficial Interest on September 1, 2026 at a price of $9.27 per share in an open-market or private transaction. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2026, indicating it was pre-arranged. Following this transaction, Hendry directly holds 7,330 common shares of PennyMac Mortgage Investment Trust.
PennyMac Mortgage Investment Trust insider Gregory L. Hendry, Chief Accounting Officer, sold 2,444 Common Shares of Beneficial Interest on August 3, 2026 at $9.37 per share in an open-market or private transaction. After this sale, he directly holds 9,774 shares. The sale occurred automatically under a Rule 10b5-1 trading plan adopted March 20, 2026.
PennyMac Mortgage Investment Trust Chief Revenue Officer Abbie Tidmore reported a routine tax-related share withholding. On the vesting of restricted share units, 484 common shares of beneficial interest were withheld to cover taxes at a price of $11.89 per share. After this non-open-market disposition, Tidmore holds 40,745 common shares and restricted stock units in total, consisting of 16,669 restricted stock units and 24,076 common shares of beneficial interest.
PennyMac Mortgage Investment Trust Chief Legal Officer Derek Stark reported a routine tax-related share disposition. On vesting of restricted share units, 931 Common Shares of beneficial interest were withheld to cover taxes at an indicated value of $11.89 per share. Following this withholding, Stark directly holds 62,539 shares, consisting of 18,255 restricted share units and 44,284 Common Shares of beneficial interest, with the restricted units to be settled in an equal number of shares upon vesting. This event reflects compensation-related tax withholding rather than an open-market sale.
PennyMac Mortgage Investment Trust director and president Doug Jones had 2,960 common shares of beneficial interest withheld at $11.89 per share to cover taxes upon the vesting of restricted share units. This was a non-market, tax-withholding disposition rather than an open-market sale.
After this transaction, Jones directly holds 98,217 shares in total, consisting of 60,314 restricted share units and 37,903 common shares of beneficial interest, which will be delivered as the units vest.
PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Perotti reported a routine tax-withholding transaction related to equity compensation. On March 12, 2026, 2,658 Common Shares of beneficial interest were withheld at a price of $11.89 per share to cover taxes upon the vesting of restricted share units. This was not an open-market sale or purchase.
Following the withholding, Perotti directly owned 53,277 Common Shares of beneficial interest, which include 34,372 restricted share units and 18,905 Common Shares to be or already settled in stock upon vesting. He also had an indirect holding of 99,654 Common Shares of beneficial interest through The Perotti Family Trust.
PennyMac Mortgage Investment Trust reported that Chairman and CEO David Spector had 5,255 Common Shares of Beneficial Interest withheld on tax-withholding disposition to cover taxes due upon vesting of restricted share units. This was not an open-market sale but a mechanism to satisfy tax obligations. After this transaction, he directly owns 420,487 shares, consisting of 105,026 restricted share units and 315,461 Common Shares of Beneficial Interest, with the restricted units to be settled in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust Chief Digital Officer James Follette reported a tax-related share disposition. On the Form 4 date, 586 common shares of beneficial interest were withheld at $12.26 per share to cover taxes upon vesting of restricted stock units, rather than being sold in the open market.
After this transaction, Follette directly holds 21,527 common shares of beneficial interest, consisting of 7,918 restricted stock units and 13,609 shares of common stock. The restricted stock units are scheduled to settle in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust director and president Doug Jones reported a tax-related share disposition. On February 28, 2026, 2,719 common shares of beneficial interest were withheld at $12.26 per share to cover taxes upon vesting of restricted share units.
After this tax-withholding disposition, Jones beneficially owns a total of 101,177 common shares of beneficial interest. This amount consists of 66,581 restricted share units, which will settle in an equal number of common shares upon vesting, and 34,596 currently held common shares of beneficial interest.
PennyMac Mortgage Investment Trust’s Chief Legal Officer Derek Stark reported a tax-related share disposition. On the vesting of restricted share units, 1,026 Common Shares of beneficial interest were withheld at $12.26 per share to cover taxes. After this withholding, Stark directly holds 63,470 shares, consisting of 20,083 restricted share units and 43,387 Common Shares of beneficial interest.
PennyMac Mortgage Investment Trust’s Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition. On February 28, 2026, 2,929 Common Shares of Beneficial Interest were withheld to cover taxes upon vesting of restricted share units at $12.26 per share. After this non‑market, tax-withholding disposition, Perotti directly held 55,935 common shares, and an additional 99,654 common shares were held indirectly through The Perotti Family Trust.
PennyMac Mortgage Investment Trust Chairman and CEO David Spector reported a Form 4 transaction where 5,791 Common Shares of Beneficial Interest were withheld to cover taxes upon the vesting of restricted share units at $12.26 per share. This was a tax-withholding disposition rather than an open-market trade.
After this transaction, Spector’s reported holdings total 425,742 shares, consisting of 115,472 restricted share units and 310,270 Common Shares of Beneficial Interest. The restricted share units are scheduled to be settled in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust insider Mark Elbaum, Chief Capital Markets Officer, reported a tax-withholding disposition related to equity compensation. On this Form 4, 1,314 Common Shares of Beneficial Interest were withheld at $12.15 per share to cover taxes upon vesting of restricted share units.
After this withholding, Elbaum directly holds a total of 28,648 shares, consisting of 24,896 restricted stock units and 3,752 common shares, with the restricted stock units settling in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust Chief Revenue Officer Abbie Tidmore reported a Form 4 transaction involving common shares of beneficial interest. On February 24, 2026, 468 shares were withheld at $12.15 per share to cover taxes upon vesting of restricted share units. After this tax-withholding disposition, Tidmore beneficially owned 41,229 shares, consisting of 17,975 restricted stock units and 23,254 common shares.
PennyMac Mortgage Investment Trust Chief Legal Officer Derek Stark reported a tax-related share disposition tied to equity compensation. On the event date, 954 Common Shares of beneficial interest were withheld at $12.15 per share to cover taxes upon the vesting of restricted share units.
After this withholding, Stark’s direct holdings totaled 64,496 Common Shares of beneficial interest. This consists of 22,098 restricted share units and 42,398 Common Shares of beneficial interest, with the restricted share units to be settled in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition tied to vesting equity awards. On February 24, 2026, 1,908 Common Shares of Beneficial Interest were withheld at $12.15 per share to cover taxes upon vesting of restricted share units.
Following this tax-withholding transaction, Perotti directly held 58,864 shares, consisting of 45,351 restricted share units and 13,513 common shares, with the units settling into an equal number of common shares upon vesting. He also indirectly held 99,654 shares through The Perotti Family Trust.
PennyMac Mortgage Investment Trust director and president Doug Jones reported a tax-related share withholding tied to equity compensation. On this Form 4, 4,017 Common Shares of beneficial interest were disposed of at $12.15 per share to satisfy tax obligations upon vesting of restricted share units.
After this withholding, Jones beneficially owns a total of 103,896 shares, consisting of 72,337 restricted share units and 31,559 Common Shares of beneficial interest. The restricted share units will be settled in an equal number of common shares as they vest over time.
PennyMac Mortgage Investment Trust Chief Digital Officer James Follette reported a small tax-related share disposition. On the vesting of restricted stock units, 382 Common Shares of Beneficial Interest were withheld at a price of $12.15 per share to cover taxes, a non-open-market transaction.
After this withholding, Follette’s direct holdings total 22,113 common shares, consisting of 9,069 restricted stock units and 13,044 shares of common stock that together represent his current equity position in the company.
PennyMac Mortgage Investment Trust director and CEO David Spector reported a tax-related share disposition. On the vesting of restricted share units, 7,487 common shares of beneficial interest were withheld to cover taxes at an indicated value of $12.15 per share. After this withholding, Spector’s direct holdings total 431,533 common shares of beneficial interest, including 126,984 restricted share units that will settle in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust’s Chief Capital Markets Officer, Mark Elbaum, reported equity compensation activity involving performance-based units and common shares. On February 23, 2026, 3,085 performance-based restricted share units vested and were converted into an equal number of common shares, reflecting a 79.2% payout for the 2025 performance period.
Of these shares, 1,208 common shares were withheld at $12.2900 per share to cover taxes. Elbaum also received a new grant of 18,518 restricted stock units that will vest in three equal installments and settle in common stock. Following these transactions, his reported holdings consist of 28,085 restricted stock units and 1,877 common shares of beneficial interest.
PennyMac Mortgage Investment Trust’s Chief Revenue Officer Abbie Tidmore reported multiple equity award transactions. On February 23, 2026, 1,263 and 2,056 performance-based restricted share units (PSUs) vested and were exercised into the same number of common shares at a stated price of $0.00 per share, reflecting equity compensation rather than an open-market purchase.
The filing also shows 809 common shares (308 and 501) disposed of at $12.29 per share to cover tax withholding obligations tied to these vestings, not discretionary selling. In addition, Tidmore received a grant of 11,111 restricted stock units, which will vest in three equal installments and settle in common shares. Following these transactions, Tidmore’s reported holdings consist of 20,101 restricted stock units and 21,596 common shares of beneficial interest, all held directly.
PennyMac Mortgage Investment Trust Chairman and CEO David Spector reported multiple equity compensation events tied to performance-based restricted share units (PSUs). Three PSU awards granted in 2023, 2024 and 2025 each vested as to one‑third on February 23, 2026, with the 2025 fiscal year payout determined at 79.2% based on return on equity and relative total stockholder return for the period from January 1, 2025 through December 31, 2025.
Upon vesting, the PSUs were exercised and settled into common shares of beneficial interest, and Spector also received a separate grant of 64,814 restricted stock units that vest in three equal annual installments and settle in an equal number of common shares. To satisfy tax liabilities on the PSU vesting, he disposed of 6,009, 5,453 and 7,769 common shares at $12.29 per share through share withholding. Following these transactions, his reported holdings consist of 141,867 restricted share units and 297,153 common shares of beneficial interest, for a total of 439,020 share-equivalent interests.
PennyMac Mortgage Investment Trust Chief Digital Officer James Follette reported multiple equity compensation events tied to performance-based restricted share units and restricted stock units. Several PSU awards granted in 2023, 2024, and 2025 vested one-third on February 23, 2026 based on 2025 return on equity and relative total stockholder return, producing a 79.2% payout and converting into common shares.
Additional restricted stock units were granted that vest in three equal installments and settle in common shares upon vesting. The filing also shows common shares withheld to cover tax obligations upon PSU vesting, and reports total holdings of 22,495 units and shares, consisting of 10,132 restricted stock units and 12,363 common shares.
PennyMac Mortgage Investment Trust director and president Doug Jones reported multiple equity award and vesting transactions tied to performance-based restricted share units and restricted stock units. Several PSU awards granted in 2023, 2024 and 2025 vested one-third on February 23, 2026 based on a 79.2% payout factor for 2025 performance metrics.
The vested PSUs were exercised into common shares of beneficial interest, and a portion of those shares was withheld to cover tax obligations at prices of $12.29 and $23.29 per share. Jones also received a new restricted stock unit grant of 37,037 common shares that will vest in three equal annual installments.
Following these transactions, Jones holds a reported total of 107,913 common shares of beneficial interest, consisting of 80,841 restricted share units and 27,072 common shares, with the restricted units settling into an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust Chief Financial Officer Daniel Stanley Perotti reported multiple equity compensation transactions on February 23, 2026. He acquired common shares of beneficial interest through the vesting and exercise of performance-based restricted share units, then disposed of a smaller portion of common shares to cover tax obligations at $12.29 per share. A footnote explains that certain performance-based awards for fiscal year 2025 vested based on a 79.2% payout tied to return on equity and relative total stockholder return. Additional restricted stock units were granted that vest in three equal annual installments and will settle in an equal number of common shares upon vesting. The filing also notes indirect ownership of common shares through The Perotti Family Trust.
PennyMac Mortgage Investment Trust Chief Legal Officer Derek Stark reported multiple equity compensation transactions involving performance-based restricted share units and common shares. On February 23, 2026, several performance-based restricted share unit awards vested and were exercised into common shares of beneficial interest at $0.00 per share. The filing shows related tax-withholding dispositions of common shares at $12.29 per share to cover tax obligations upon vesting. After these transactions, Stark directly owned 65,450 common shares of beneficial interest, consisting of 24,755 restricted share units and 40,695 common shares, which together represent his reported equity position following the grants, vesting, conversions, and tax withholdings.
Stewart Stacey D. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Stacey D. Stewart received an equity award rather than buying shares on the market. She was granted 10,699 restricted share units on February 23, 2026 in connection with her service as a Trustee, at no cash cost per unit.
The restricted share units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares of beneficial interest upon vesting. After this grant, her reported holdings total 70,282 common shares of beneficial interest, consisting of 18,494 restricted share units and 51,788 common shares.
PennyMac Mortgage Investment Trust director Renee Schultz reported an equity grant in the form of restricted share units tied to her service as a trustee. She acquired 10,699 common shares of beneficial interest as a grant, at a stated price of $0.00 per share. These restricted share units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting. After this award, she holds a total of 44,833 common shares or equivalents, consisting of 18,494 restricted share units and 26,339 common shares of beneficial interest.
Pouraghabagher Setareh reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Setareh Pouraghabagher reported an equity award related to her service as a trustee. She received 10,699 restricted share units, granted at no cash cost, which will vest on the first anniversary of the grant date and be settled in the same number of common shares.
After this award, she holds a total of 24,490 common share–equivalents, consisting of 18,494 restricted share units and 5,996 common shares of beneficial interest, all reported as directly owned.
McAllister, Nancy reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Nancy McAllister received an equity grant as board compensation. On February 23, 2026, she was awarded 10,699 restricted share units that vest in full on the first anniversary of the grant and will be settled in an equal number of common shares upon vesting. After this grant, she directly holds a total of 86,315.001 interests, consisting of 18,494 restricted share units and 67,821.001 common shares, and also has an indirect interest in 12,365.740 common shares held jointly with another individual.
Lynch Catherine A. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Catherine A. Lynch received an equity award of 10,699 common shares of beneficial interest as a grant for her service as a trustee. These are structured as restricted share units that vest on the first anniversary of the grant and settle in an equal number of common shares upon vesting. After this award, she beneficially owns a total of 68,343.6494 shares, consisting of 18,494 restricted stock units and 49,849.6494 common shares.
Preston Paul DuFauchard, Jr. reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Preston Paul DuFauchard, Jr. received a grant of 10,699 restricted share units as compensation for his service as a trustee. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting.
After this award, his reported holdings consist of 18,494 restricted share units and 51,942 common shares of beneficial interest, for a total of 70,436 shares and units. The grant was recorded at a price of $0.00 per unit, reflecting its nature as an equity award rather than an open-market purchase.
Corley Donna M reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Mortgage Investment Trust director Donna M. Corley received an equity award tied to her role as a Trustee. On the reported date, she was granted 10,699 common shares of beneficial interest at no cost, in the form of restricted share units that vest on the first anniversary of the grant. After this grant, she holds 32,701 shares and units in total, consisting of 18,494 restricted stock units and 14,207 common shares of beneficial interest.
PennyMac Mortgage Investment Trust trustee Scott W. Carnahan reported an equity award from the company. On February 23, 2026, he acquired 10,699 restricted share units at no cost in connection with his service as a trustee. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting. After this award, his direct holdings consist of 18,494 restricted share units and 9,377.61 common shares, totaling 27,871.61 common share equivalents, alongside additional indirect holdings in various trusts and retirement accounts.
PennyMac Mortgage Investment Trust director Catherine A. Lynch increased her holdings through dividend reinvestment purchases. On January 23, 2026, she acquired 766.0407 Common Shares of Beneficial Interest at $13.20 and 684.8954 shares at $13.28 under brokers' automatic dividend reinvestment plans.
After these transactions, she beneficially owned 57,646.8020 Common Shares directly, consisting of 7,795 restricted stock units and the remainder in common shares, with the restricted stock units to be settled in an equal number of common shares upon vesting.
PennyMac Mortgage Investment Trust reported an insider share purchase by its Chairman and CEO, who is also a director. On 11/17/2025, the reporting person acquired 10,000 common shares of beneficial interest in an open market transaction coded as a purchase. The weighted average purchase price was $12.40 per share, based on multiple trades executed between $12.38 and $12.41.
Following this transaction, the reporting person beneficially owns a total of 357,794 common shares of beneficial interest. This total includes 77,053 restricted share units, which will be settled in an equal number of common shares upon vesting, and 280,741 common shares of beneficial interest. The holdings are reported as directly owned.
PennyMac Mortgage Investment Trust (PMT) reported insider buying by a director. On 10/24/2025, the director purchased 774.0093 and 695.8411 common shares at $12.67 per share in open‑market transactions. Following these trades, beneficial ownership was reported as 55,500.0248 shares in one line item and 56,195.8659 shares in another, each amount including 7,795 restricted stock units that settle in an equal number of shares upon vesting. These are personal purchases; proceeds do not go to PMT.