Provident Financial VP has 1,081 shares withheld for taxes

The post-transaction holdings are listed as 5,044 shares directly and 10,258 shares indirectly through the ESOP.

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

Haryanto Lee Sunarto, Vice President of Provident Financial Holdings Inc. (PROV), reported 1,081 shares withheld by the issuer to satisfy tax withholding obligations connected with restricted stock vesting on May 23, 2026. The reported price was $17.23 per share. His listed holdings afterward were 5,044 shares held directly and 10,258 shares held indirectly through the ESOP. A related ownership note states that ownership of 209,043 shares includes 3,750 restricted shares that vest on August 12, 2026.

Insider Trade Summary

Tax Withholding: 1,081 shares

Tax Withholding 2 txns

Insider Sunarto Haryanto Lee

Role Vice President

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock PAR Value $0.01 F1, F2	1,081	$17.23	$19K
holding	Common Stock PAR Value $0.01	--	--	--

Holdings After Transaction: Common Stock PAR Value $0.01 — 5,044 shares (Direct); Common Stock PAR Value $0.01 — 10,258 shares (Indirect, By ESOP)

Footnotes (2)

1. F1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.
2. F2. The ownership of 209,043 shares include 3,750 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on August 12, 2026.

Key Figures

Shares withheld for tax obligations: 1,081 shares Reported price per share: $17.23 per share Direct holdings after transaction: 5,044 shares +3 more

6 metrics

Shares withheld for tax obligations 1,081 shares May 23, 2026

Reported price per share $17.23 per share Transaction on May 23, 2026

Direct holdings after transaction 5,044 shares Listed after the May 23, 2026 transaction

Indirect ESOP holdings 10,258 shares Listed as held indirectly through the ESOP

Ownership stated in related note 209,043 shares The related note says this ownership includes 3,750 restricted shares

Restricted shares 3,750 shares Under the Provident 2022 Equity Incentive Plan; vest on August 12, 2026

Key Terms

tax withholding obligations, restricted stock, Provident 2022 Equity Incentive Plan, ESOP

4 terms

tax withholding obligations financial

"satisfy tax withholding obligations"

restricted stock financial

"in connection with the vesting of restricted stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Provident 2022 Equity Incentive Plan financial

"under the Provident 2022 Equity Incentive Plan"

ESOP financial

"By ESOP"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did PROV Vice President Haryanto Lee Sunarto have withheld for taxes?

PROV Vice President Haryanto Lee Sunarto had 1,081 shares withheld by the issuer to satisfy tax withholding obligations connected with restricted stock vesting on May 23, 2026. The reported price was $17.23 per share.

What plan covers the restricted shares reported for PROV?

The related ownership note identifies 3,750 restricted shares under the Provident 2022 Equity Incentive Plan, which vest on August 12, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/07/2026 - 11:02 AM Accepted by SEC EDGAR 10/07/2026 - 11:02 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sunarto Haryanto Lee

(Last) (First) (Middle)

3756 CENTRAL AVENUE

(Street)

RIVERSIDE CALIFORNIA 92506

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PROVIDENT FINANCIAL HOLDINGS INC [ PROV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock PAR Value $0.01	05/23/2026		F		1,081(1)	D	$17.23	5,044(2)	D
Common Stock PAR Value $0.01								10,258	I	By ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.

2. The ownership of 209,043 shares include 3,750 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on August 12, 2026.

	/s/Haryanto Lee Sunarto	10/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)