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Provident Financial: 1,861 Blunden shares withheld

After the transaction, Blunden reported 209,043 directly held shares and 35,658 shares held indirectly by the ESOP.

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Form Type
4

Rhea-AI Filing Summary

Provident Financial Holdings Inc. (PROV) director Craig G. Blunden had 1,861 shares withheld on August 12, 2024, to satisfy tax withholding obligations connected with restricted-stock vesting. The transaction was reported at $13.24 per share. Afterward, his directly held common-stock position was 209,043 shares, including 3,750 restricted shares under the Provident 2022 Equity Incentive Plan that vest on August 12, 2026. He also reported 35,658 shares held indirectly by the ESOP.

Insider BLUNDEN CRAIG G
Role Director
Type Security Shares Price Value
Tax Withholding Common Stock, PAR value $0.01 F1, F2 1,861 $13.24 $25K
holding Common Stock, PAR value $0.01 -- -- --
Holdings After Transaction: Common Stock, PAR value $0.01 — 209,043 shares (Direct); Common Stock, PAR value $0.01 — 35,658 shares (Indirect, By ESOP)
Footnotes (2)
  1. F1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.
  2. F2. The ownership of 209,043 shares include 3,750 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on August 12, 2026.
Shares withheld for tax obligations 1,861 shares August 12, 2024; connected with restricted-stock vesting
Reported price per share $13.24 per share August 12, 2024 transaction
Direct common-stock holdings after transaction 209,043 shares Reported after the August 12, 2024 transaction
Restricted stock 3,750 shares Included in direct holdings; vests on August 12, 2026
Shares held indirectly by the ESOP 35,658 shares Reported on August 12, 2024
restricted stock technical
"vesting of restricted stock"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
ESOP financial
"By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
tax withholding obligations financial
"to satisfy tax withholding obligations"

FAQ

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How many PROV shares were withheld for taxes?

Director Craig G. Blunden had 1,861 shares withheld on August 12, 2024, to satisfy tax withholding obligations connected with restricted-stock vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BLUNDEN CRAIG G

(Last)(First)(Middle)
3756 CENTRAL AVENUE

(Street)
RIVERSIDE CALIFORNIA 92506

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PROVIDENT FINANCIAL HOLDINGS INC [ PROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, PAR value $0.0108/12/2024F1,861(1)D$13.24209,043(2)D
Common Stock, PAR value $0.0135,658IBy ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.
2. The ownership of 209,043 shares include 3,750 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on August 12, 2026.
/s/Craig G. Blunden10/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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