Provident Financial corrects VP's share ownership

The corrected ownership note identifies 875 restricted shares vesting August 12, 2026, and 2,625 vesting May 23, 2028.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

Provident Financial Holdings Inc. Vice President Haryanto Lee Sunarto had 1,081 shares withheld by the issuer on May 23, 2026, to satisfy tax withholding obligations tied to restricted-stock vesting; the reported price was $17.23 per share. His direct holdings after the transaction were 5,044 shares. The reported indirect holding through ESOP was 10,258 shares as of May 23, 2026. The amendment corrects the ownership footnote in the earlier Form 4.

Insider Trade Summary

Tax Withholding: 1,081 shares

Tax Withholding 2 txns

Insider Sunarto Haryanto Lee

Role Vice President

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock PAR Value $0.01 F1, F2, F3	1,081	$17.23	$19K
holding	Common Stock PAR Value $0.01	--	--	--

Holdings After Transaction: Common Stock PAR Value $0.01 — 5,044 shares (Direct); Common Stock PAR Value $0.01 — 10,258 shares (Indirect, By ESOP)

Footnotes (3)

1. F1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.
2. F2. The ownership of 5,044 shares include 875 shares of restricted stock under the Provident 2013 Equity Incentive Plan, which vests on August 12, 2026, and 2,625 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on May 23, 2028.
3. F3. This Amendment to Form 4 is being filed solely to amend footnote (2) of the original Form 4 filed on October 7, 2026, to accurately reflect the correct ownership for the Reporting Person.

Key Figures

Shares withheld for tax withholding: 1,081 shares Reported price per share: $17.23 per share Direct shares following transaction: 5,044 shares +3 more

6 metrics

Shares withheld for tax withholding 1,081 shares May 23, 2026; related to restricted-stock vesting

Reported price per share $17.23 per share Shares withheld on May 23, 2026

Direct shares following transaction 5,044 shares Ownership footnote corrected by the amendment

Indirect shares held by ESOP 10,258 shares May 23, 2026

Restricted stock under Provident 2013 Equity Incentive Plan 875 shares Vests August 12, 2026

Restricted stock under Provident 2022 Equity Incentive Plan 2,625 shares Vests May 23, 2028

Key Terms

tax withholding obligations, restricted stock, vesting, ESOP

4 terms

tax withholding obligations financial

"satisfy tax withholding obligations in connection with the vesting of restricted stock"

restricted stock financial

"875 shares of restricted stock under the Provident 2013 Equity Incentive Plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

vesting financial

"in connection with the vesting of restricted stock"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

ESOP financial

"By ESOP"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did PROV's Vice President have withheld for taxes?

The issuer withheld 1,081 shares on May 23, 2026, to satisfy tax withholding obligations tied to restricted-stock vesting; the reported price was $17.23 per share.

What restricted stock was included in Haryanto Lee Sunarto's reported 5,044 shares?

The reported ownership included 875 shares under the Provident 2013 Equity Incentive Plan, which vest August 12, 2026, and 2,625 shares under the Provident 2022 Equity Incentive Plan, which vest May 23, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/07/2026 - 01:03 PM Accepted by SEC EDGAR 10/07/2026 - 01:02 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sunarto Haryanto Lee

(Last) (First) (Middle)

3756 CENTRAL AVENUE

(Street)

RIVERSIDE CALIFORNIA 92506

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PROVIDENT FINANCIAL HOLDINGS INC [ PROV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
10/07/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock PAR Value $0.01	05/23/2026		F		1,081(1)	D	$17.23	5,044(2)(3)	D
Common Stock PAR Value $0.01								10,258	I	By ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.

2. The ownership of 5,044 shares include 875 shares of restricted stock under the Provident 2013 Equity Incentive Plan, which vests on August 12, 2026, and 2,625 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on May 23, 2028.

3. This Amendment to Form 4 is being filed solely to amend footnote (2) of the original Form 4 filed on October 7, 2026, to accurately reflect the correct ownership for the Reporting Person.

	/s/Haryanto Lee Sunarto	10/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)