Prudential Financial, Inc. filings document the insurer's formal disclosures for earnings, segment reporting and material events. Recent 8-K reports furnish quarterly results, financial supplements and Regulation FD materials for the company's U.S. Businesses, International Businesses and PGIM investment-management segment.
The filings also record preliminary financial information, PGIM assets under management disclosures, segment reporting changes, general account alternative investment income, and capital-structure references to common stock and junior subordinated notes. Other event reports cover Prudential of Japan sales-suspension updates and the company's response to an unsolicited mini-tender offer involving Prudential common stock.
Prudential Financial Inc director reports new stock-based awards. On 12/11/2025, a non-employee director acquired 108 notional share units under the company’s deferred compensation plan, each representing one share of common stock, bringing the director’s total notional share units to 9,508. The same day, the director also received 19 restricted stock units tied to common stock, increasing total restricted stock units to 1,738.
The notional share units and restricted stock units have a stated value of $117.05 per underlying share and are generally payable in common stock or cash at the director’s election after service ends. The restricted stock units vest at the earlier of the annual meeting or May 13, 2026 and have been deferred until retirement from the board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
A director of Prudential Financial Inc reported receiving deferred equity awards related to service on the board on 12/11/2025. The report shows the acquisition of 169 mandatory notional share units, 295 optional notional share units and 19 2025 restricted stock units, each tied to one share of Prudential common stock or its economic equivalent under the company’s deferred compensation arrangements for non-employee directors.
The mandatory and optional notional share units generally become payable in common stock or cash at the director’s election, based on plan rules connected to the timing of fees, retirement and other elected dates. The 2025 restricted stock units vest at the earlier of the annual meeting or May 13, 2026 and have been deferred until retirement from the board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
Prudential Financial Inc. reported an insider ownership update for a non-employee director reflecting new equity-based awards on 12/11/2025. The director acquired 15 "notional shares - mandatory" deferred stock units and 19 2025 restricted stock units, each linked to one share of Prudential common stock, with the form listing a price of $117.05.
Following these grants, the director beneficially owns 1,370 deferred stock units and 1,738 restricted stock units. The notional shares and restricted stock units are issued under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors, with amounts payable in common stock or cash at dates elected by the director, including around retirement, and the 2025 restricted stock units vest at the earlier of the annual meeting or May 13, 2026.
PFH filed a Form 144 notice covering the proposed sale of 6,662 common shares. The shares have an stated aggregate market value of $774,657.00 and are expected to be sold on or about 12/11/2025 through Morgan Stanley Smith Barney LLC on the NYSE.
The seller plans to obtain the shares by exercising employee stock options and immediately selling enough shares to cover costs. The options being exercised were granted on 02/14/2017 (2,117 shares), 10/02/2017 (1,222 shares), 02/13/2018 (2,926 shares), and 06/12/2018 (397 shares), all with acquisition and payment dates of 12/11/2025. The filing notes that 350,000,000 shares of this class were outstanding, which is a baseline figure for the issuer’s capital structure.
Prudential Financial, Inc. announced that its Board of Directors has authorized the repurchase of up to $1.0 billion of its outstanding common stock. The authorization covers potential buybacks during the period from January 1, 2026 through December 31, 2026.
The company states that the timing and amount of any share repurchases will be determined by management based on market conditions and other considerations. Repurchases may be carried out in the open market, through derivative or accelerated share repurchase arrangements, other negotiated transactions, and through plans designed to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
Prudential Financial Inc. Senior Vice President Mr. Schmidt reported a charitable gift of 100 shares of Prudential common stock on 12/05/2025. The transaction is coded “G,” indicating a gift, and the filing notes it was made to a 501(c)(3) charitable foundation at a reported price of $0, consistent with a non-cash transfer.
After this transaction, Mr. Schmidt beneficially owns 11,435 shares directly and 307 shares indirectly through a 401(k) account. In addition to these shares, he also holds 14,905 vested stock options, 9,429 restricted stock units and 33,449 target performance shares, with the final number of performance shares depending on achievement of stated performance goals.
Prudential Financial Inc. reported an insider stock transaction by a Senior Vice President. On 12/02/2025, the officer sold 8,000 shares of Prudential common stock at $107.69 per share. After this sale, he directly owns 11,535 common shares and indirectly owns 307 shares through a 401(k) plan.
The officer also holds equity-based incentives, including 14,905 vested stock options, 9,429 restricted stock units, and 33,449 target performance shares, with the final number of performance shares depending on achievement of performance goals. A small adjustment was made to prior share counts to reflect 18 shares acquired under The Prudential Employee Savings Plan between September 30, 2024 and September 30, 2025.
A holder of PFH common stock has filed a Form 144 notice for a proposed sale of 8,000 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $861,520.00 and an approximate sale date of 12/02/2025. The filing also reports 350,000,000 shares of the issuer’s common stock outstanding.
The 8,000 shares were acquired on 02/13/2024 through the release of performance shares that were originally awarded on 02/09/2021 by the issuer. The notice includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Prudential Financial Inc. filed a Form 13F-HR combination report, indicating some holdings are reported here and others by additional managers. The filing lists 3,583 information table entries with an aggregate reported value of 84,141,576,980, and includes 6 other included managers.
Other managers reporting for Prudential in this submission include firms such as Jennison Associates LLC, Russell Investments Group, Ltd., and PGIM Custom Harvest LLC. The report was signed on Prudential’s behalf by Richard Baker, Second Vice President.
Prudential Financial (PRU) insider activity: Mr. Lowrey, Chairman of the Board and Director, reported an open-market sale of 48,164 shares of common stock at a weighted average price of $107.39 on 11/10/2025.
After the sale, he beneficially owns 165,564 shares directly and 311 shares indirectly through a 401(k) account. He also holds 67,691 vested stock options, 63,888 restricted stock units, and 287,860 target performance shares, with the final performance share count dependent on goal achievement.
The sale price reflects multiple transactions between $107.04 and $107.66, and detailed trade breakdowns are available upon request as noted in the filing.