[Form 4] Personalis, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Personalis, Inc. director Karin Eastham received new equity awards. She was granted 6,250 shares of common stock in the form of restricted stock units and 37,500 stock options with an exercise price of $6.04 per share.
Both the RSUs and options vest 100% on the earlier of the one-year anniversary of the May 12, 2026 grant date or the day before Personalis’ next annual stockholder meeting, subject to continuous service. They also fully vest immediately before a qualifying Change in Control. After these grants, she directly holds 22,366 common shares and 37,500 options.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
EASTHAM KARIN
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option (right to buy) | 37,500 | $0.00 | -- |
| Grant/Award | Common Stock | 6,250 | $0.00 | -- |
Holdings After Transaction:
Stock Option (right to buy) — 37,500 shares (Direct, null);
Common Stock — 22,366 shares (Direct, null)
Footnotes (1)
- Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such Change in Control. 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the 2019 Plan) through the vesting date. In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the option shall vest and become exercisable immediately prior to the effectiveness of such Change in Control.
Key Figures
RSU grant size: 6,250 shares
Option grant size: 37,500 options
Option exercise price: $6.04 per share
+5 more
8 metrics
RSU grant size
6,250 shares
Restricted stock units granted to director on May 12, 2026
Option grant size
37,500 options
Stock options granted to director on May 12, 2026
Option exercise price
$6.04 per share
Conversion or exercise price for 37,500 options
Option expiration
May 12, 2036
Expiration date of stock option grant
Shares held after grant
22,366 shares
Total common stock directly owned after RSU grant
Options held after grant
37,500 options
Total stock options directly owned after transaction
RSU vesting condition
100% cliff vest
Earlier of one year from grant or day before next annual meeting
Change in Control vesting
Immediate vesting
RSUs and options vest immediately before a qualifying Change in Control
Key Terms
restricted stock unit ("RSU"), Continuous Service, Change in Control, 2019 Equity Incentive Plan, +1 more
5 terms
restricted stock unit ("RSU") financial
"Each share is represented by a restricted stock unit ("RSU")."
Continuous Service financial
"subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan"
Change in Control financial
"In the event of a Change in Control (as defined in the 2019 Plan), the shares underlying the RSU shall vest"
A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.
2019 Equity Incentive Plan financial
"as defined in the Company's 2019 Equity Incentive Plan (the "2019 Plan")"
Stock Option (right to buy) financial
"Stock Option (right to buy)"