Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
RBB Bancorp filings document formal disclosures for a California bank holding company with common stock registered on the Nasdaq Global Select Market under RBB. Recent 8-K reports furnish operating results, financial-condition information, conference-call materials and Regulation FD presentations for RBB Bancorp and its subsidiaries, Royal Business Bank and RBB Asset Management Company.
The filing record also covers annual-meeting governance through the definitive proxy statement, including board matters, equity awards and executive compensation disclosures. Material-event filings address leadership and board changes, while securities disclosures identify the company's common stock, no par value, as its registered exchange-traded class.
RBB Bancorp director Morris David Richard reported a compensation-related stock transaction involving restricted stock units and common shares. On 2026-03-20, he exercised 3,164 restricted stock units at an exercise price of $20.43 per share, receiving an equal number of common shares. Of these, 1,234 shares were withheld to cover tax liabilities, leaving a net increase of 1,930 common shares. After these transactions, he directly holds 47,922 shares of common stock and retains restricted stock units representing 2,225 underlying common shares, which the footnotes state will be settled in common stock as they vest in future installments.
RBB Bancorp EVP/CFO Lynn M. Hopkins exercised restricted stock units into 1,878 shares of common stock at $20.43 per share. Of these, 674 shares were withheld to cover tax obligations, leaving 3,541 common shares held directly after the transactions. She also continues to hold multiple unvested restricted and performance stock unit awards that may settle in common stock if service and performance conditions are met.
RBB Bancorp executive vice president Jeffrey Yeh exercised 1,326 restricted stock units into an equal number of RBB common shares at an exercise price of $20.43 per share. To cover tax obligations, 476 common shares were withheld, a non-market disposition.
Following these transactions, Yeh directly holds 59,034 shares of common stock. He also continues to hold multiple restricted stock unit and performance stock unit awards that may convert into additional common shares over time, subject to multi-year vesting schedules and performance and employment conditions described in the awards.
RBB Bancorp President and CEO Johnny C. Lee exercised 2,740 restricted stock units into common shares at $20.43 per share. Of these, 984 shares were withheld to cover tax obligations, leaving him with 11,876 common shares held directly. The filing also updates his remaining restricted and performance stock unit awards and corrects an earlier administrative error regarding May 8, 2025 grants, clarifying that future RSU and PSU grants will be settled in common stock.
RBB Bancorp EVP and Chief Operations Officer Gary Fan exercised restricted stock units into common shares as part of his compensation. On this date, 1,315 restricted stock units converted into 1,315 shares of common stock at an exercise price of $20.43 per share.
Of these shares, 472 were withheld to cover tax obligations, leaving 843 net new shares from this vesting and 1,437 common shares held directly after the transactions. Fan also continues to hold derivative awards, including 18,000 stock options at an exercise price of $21.17 expiring in 2032, as well as multiple restricted stock unit and performance stock unit grants that may convert into additional common shares over time. The filing also corrects an earlier reporting error that had overstated certain RSU and PSU grants and clarifies that those awards will be settled in common stock.
RBB Bancorp files its Annual Report, outlining a minority-focused community banking franchise centered on Asian-American markets across California, Nevada, New York, Illinois, New Jersey and Hawaii. The company operates 24 branches and emphasizes commercial and consumer banking products.
As of December 31, 2025, RBB reported $4.2 billion in total assets, gross loans of $3.3 billion, deposits of $3.4 billion and shareholders’ equity of $523.4 million. Single-family residential mortgages were $1.66 billion (50.0% of loans) and commercial real estate loans were $1.3 billion (39.3% of loans).
The bank highlights its focus on stable deposits, noting $2.7 billion, or 80.6% of relationships, as stable under internal criteria. It details a securities portfolio of $411.3 million and discusses interest rate, credit, regulatory and operational risks, including the potential effects of rate shifts on margins, loan performance and securities values.
RBB Bancorp director David Richard Morris reported equity award activity on February 20, 2026. He exercised 2,225 restricted stock units, which were settled into an equal number of shares of common stock at a stated price of $22.20 per share. To cover the related tax obligations, 868 common shares were disposed of at $22.20 through a tax-withholding transaction. After these movements, he directly owned 45,992 common shares and 6,328 restricted stock units, which vest in installments after their 2024 grant dates and are settled in common stock.
RBB Bancorp EVP/COO Gary Fan reported equity award activity and corrections to prior disclosures. On 2026-02-20, he exercised 1,011 Restricted Stock Units into 1,011 shares of common stock at a stated price of $22.20 per share, and 417 shares were withheld at the same price to cover tax obligations, leaving 594 common shares directly owned after these transactions. The filing also reports updated holdings of options, restricted stock units, and performance stock units that vest over time, some subject to performance goals and continued employment. A footnote explains that a prior Form 4 filed on May 12, 2025 contained an administrative error that overstated RSU and PSU grants from May 8, 2025, and clarifies that those grants will be settled in common stock.
RBB Bancorp EVP Jeffrey Yeh reported equity award activity involving restricted stock units, performance stock units, and common stock on February 20, 2026. He exercised 922 restricted stock units into common shares and, in a related move, used 380 common shares to cover tax obligations at a stated price of $22.20 per share. Following these transactions, he directly held 58,184 common shares. The filing also details continuing holdings of restricted and performance stock units that vest over multi-year schedules based on time and performance conditions, and clarifies that prior grants on May 8, 2025 were previously overstated due to an administrative error.
RBB Bancorp EVP Vincent Liu reported equity award activity involving restricted stock units and common shares. On February 20, 2026, he exercised 932 restricted stock units, which converted into 932 shares of RBB common stock at a stated price of $22.20 per share. In a separate transaction that same day, 384 common shares were disposed of to cover tax obligations related to the award, also at $22.20 per share.
After these transactions, Liu directly held 16,149 shares of common stock and 3,670 restricted stock units. Footnotes explain that certain RSU grants vest in three equal annual installments beginning one year after their 2024 grant dates and that, once vested, the units have no expiration date and are settled in common stock.