Rocky Brands director awarded 472 RCKY shares

ROCKY BRANDS, INC. reported that director Tracie Winbigler received a grant of 472 shares of Common Stock, without par value, at a price of $0.00 per share as a stock award.

Rhea-AI Filing Summary

ROCKY BRANDS, INC. reported that director Tracie Winbigler received a grant of 472 shares of Common Stock, without par value, at a price of $0.00 per share as a stock award. Following this non‑open‑market acquisition, her direct holdings increased to 14,246 common shares.

Insider Trade Summary

Grant/Award: 472 shares

Grant/Award 1 txn

Insider Winbigler Tracie A.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, without par value	472	$0.00	$0.00

Holdings After Transaction: Common Stock, without par value — 14,246 shares (Direct)

Key Figures

Stock award size: 472 shares Award price: $0.00 per share Holdings after award: 14,246 shares +1 more

4 metrics

Stock award size 472 shares Grant of Common Stock, without par value

Award price $0.00 per share Price for the 472-share grant

Holdings after award 14,246 shares Total direct common shares after transaction

Transaction code A Grant, award, or other acquisition

Key Terms

Common Stock, without par value, Grant, award, or other acquisition, Form 4

3 terms

Common Stock, without par value financial

"security_title: "Common Stock, without par value""

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rocky Brands (RCKY) report for Tracie Winbigler?

Rocky Brands reported that director Tracie Winbigler received a grant of 472 shares of common stock. The shares were awarded at a price of $0.00 per share as compensation, rather than purchased in the open market.

How many Rocky Brands (RCKY) shares does Tracie Winbigler hold after this Form 4?

After the reported transaction, director Tracie Winbigler directly holds 14,246 shares of Rocky Brands common stock. This total reflects the addition of the 472-share award disclosed in the Form 4 insider filing.

Was the Rocky Brands (RCKY) insider transaction a stock purchase or an award?

The transaction was a stock award, not an open-market purchase. Director Tracie Winbigler received 472 shares of common stock at $0.00 per share, consistent with a grant or compensation-related acquisition rather than a cash investment.

Did Tracie Winbigler sell any Rocky Brands (RCKY) shares in this Form 4?

No sales were reported in this Form 4. The filing shows only an acquisition coded as a grant or award of 472 shares, increasing Tracie Winbigler’s direct holdings to 14,246 shares of Rocky Brands common stock.

What does transaction code "A" mean in the Rocky Brands (RCKY) Form 4?

Transaction code "A" on the Form 4 indicates a grant, award, or other acquisition. In this case, it reflects 472 Rocky Brands common shares awarded to director Tracie Winbigler, received at no purchase price as part of compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 12:13 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Winbigler Tracie A.

(Last) (First) (Middle)

39 EAST CANAL STREET

(Street)

NELSONVILLE OHIO 45764

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	07/01/2026		A		472	A	$0.0000	14,246	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy D. Siegfried, Attorney-in-Fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)