STOCK TITAN

[Form 4] ROCKY BRANDS, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Winbigler Tracie A. reported acquisition or exercise transactions in this Form 4 filing.

ROCKY BRANDS, INC. director Tracie A. Winbigler received a grant of 503 shares of Common Stock on April 1, 2026. The shares were awarded at a price of $0.00 per share, indicating a compensation-related equity award rather than a market purchase. Following this grant, Winbigler directly holds a total of 13,774 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.
Insider Winbigler Tracie A.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, without par value 503 $0.00 --
Holdings After Transaction: Common Stock, without par value — 13,774 shares (Direct)
Footnotes (1)
Shares granted 503 shares Equity award on April 1, 2026
Grant price $0.00 per share Indicates compensation-related stock award
Total holdings after transaction 13,774 shares Common stock directly held by Tracie A. Winbigler after grant
Common Stock, without par value financial
"security_title: "Common Stock, without par value""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winbigler Tracie A.

(Last)(First)(Middle)
39 EAST CANAL STREET

(Street)
NELSONVILLE OHIO 45764

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value04/01/2026A503A$0.000013,774D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RCKY director Tracie Winbigler report?

Director Tracie A. Winbigler reported receiving a grant of 503 shares of ROCKY BRANDS, INC. common stock. The grant was recorded as a compensation-related award, not an open-market purchase, and increased her directly held stake in the company.

How many RCKY shares does Tracie Winbigler hold after this Form 4 filing?

After the reported grant, Tracie A. Winbigler directly holds 13,774 shares of ROCKY BRANDS, INC. common stock. This total reflects her position immediately following receipt of the 503-share equity award disclosed in the Form 4 filing.

Was the RCKY insider transaction a market purchase or an equity award?

The RCKY insider transaction was an equity award, not a market purchase. The filing labels it as a grant or award acquisition with a price of $0.00 per share, indicating stock-based compensation rather than shares bought in the open market.

What transaction code was used for Tracie Winbigler’s RCKY share grant?

The transaction used code “A,” which stands for a grant, award, or other acquisition. This code signals that Tracie A. Winbigler received 503 shares of ROCKY BRANDS, INC. common stock as compensation rather than through an open-market trade.

Does the Form 4 for RCKY show any insider share sales by Tracie Winbigler?

The Form 4 shows no insider share sales by Tracie A. Winbigler. It reports only an acquisition via a 503-share grant of common stock, increasing her direct holdings to 13,774 shares with no dispositions listed in this filing.