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Director at Rocky Brands (RCKY) receives 503-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROCKY BRANDS, INC. director Robyn R. Hahn received a grant of 503 shares of Common Stock, without par value, as a non-derivative equity award. The shares were acquired at a stated price of $0.0000 per share, bringing Hahn’s directly held position to 5,657 shares following the grant.

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Insider Hahn Robyn R.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, without par value 503 $0.00 --
Holdings After Transaction: Common Stock, without par value — 5,657 shares (Direct)
Footnotes (1)
Shares granted 503 shares Equity grant to director Robyn R. Hahn
Grant price per share $0.0000 per share Reported transaction price for awarded shares
Shares owned after transaction 5,657 shares Total directly held by Robyn R. Hahn after grant
Transaction date 2026-04-01 Date of non-derivative equity grant
Common Stock, without par value financial
"security_title: "Common Stock, without par value""
non-derivative financial
"transaction_type: "non-derivative""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
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FAQ

What insider transaction did RCKY director Robyn R. Hahn report?

Director Robyn R. Hahn reported receiving a grant of 503 shares of ROCKY BRANDS, INC. common stock. This non-derivative award increased her directly held position to 5,657 shares following the transaction, reflecting additional equity-based compensation rather than an open-market stock purchase.

Was the RCKY director’s 503-share award an open-market purchase?

No, the 503 shares were reported with transaction code A, meaning a grant, award, or other acquisition. The transaction price per share was listed as $0.0000, indicating an equity award rather than a cash purchase on the open market by the director.

How many RCKY shares does Robyn R. Hahn hold after this grant?

After receiving the 503-share grant, Robyn R. Hahn directly holds 5,657 shares of ROCKY BRANDS, INC. common stock. This total is disclosed as the number of shares beneficially owned following the reported non-derivative transaction on the insider ownership report.

What does transaction code A mean in the RCKY insider filing?

Transaction code A in the RCKY insider filing stands for a grant, award, or other acquisition of stock. In this case, it reflects a non-derivative equity grant of 503 common shares to director Robyn R. Hahn, rather than a standard market buy or sell transaction.

Is the 503-share RCKY grant to the director held directly or indirectly?

The 503-share grant is reported as directly owned, with the ownership type marked as D. This means the shares are held in Robyn R. Hahn’s direct ownership, not through an intermediary entity such as a trust, partnership, or family investment vehicle.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hahn Robyn R.

(Last)(First)(Middle)
39 EAST CANAL STREET

(Street)
NELSONVILLE OHIO 45764

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value04/01/2026A503A$0.00005,657D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)