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Rocky Brands (RCKY) sees AllianceBernstein disclose 6.8% ownership stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

AllianceBernstein L.P. reports beneficial ownership of 512,630 shares of Rocky Brands common stock, representing 6.8% of the outstanding class as of the reporting date. The firm holds 488,068 shares with sole voting power and 512,630 shares with sole dispositive power.

The shares are held solely for investment purposes in client discretionary advisory accounts, and AllianceBernstein certifies they were not acquired to change or influence control of Rocky Brands. AllianceBernstein, a majority-owned subsidiary of Equitable Holdings, states it operates under independent management and makes its own investment decisions.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



AllianceBernstein L.P.
Signature:Marcus Edwards
Name/Title:AVP/ Senior Compliance Associate
Date:02/17/2026

FAQ

What stake does AllianceBernstein hold in Rocky Brands (RCKY)?

AllianceBernstein L.P. reports beneficial ownership of 512,630 shares of Rocky Brands common stock, equal to 6.8% of the class. This ownership is held in discretionary investment advisory accounts managed for clients, not as a direct proprietary position.

Does AllianceBernstein control voting for its Rocky Brands (RCKY) shares?

AllianceBernstein has sole voting power over 488,068 shares of Rocky Brands and sole dispositive power over 512,630 shares. It reports no shared voting or dispositive power, meaning voting and sale decisions for these shares are controlled by AllianceBernstein alone.

Why is AllianceBernstein filing a Schedule 13G for Rocky Brands (RCKY)?

AllianceBernstein filed because its beneficial ownership in Rocky Brands exceeded 5%, triggering reporting requirements. The firm uses Schedule 13G to indicate the shares are held for investment purposes only, without the purpose or effect of changing or influencing control of the issuer.

Are AllianceBernstein’s Rocky Brands (RCKY) shares held for control purposes?

No. AllianceBernstein certifies the Rocky Brands securities were acquired and are held in the ordinary course of business, not to change or influence control. The filing states the position is not connected with any transaction intended to affect control of Rocky Brands.

How is AllianceBernstein related to Equitable Holdings regarding the Rocky Brands (RCKY) stake?

AllianceBernstein L.P. is a majority-owned subsidiary of Equitable Holdings, Inc. However, it states it operates under independent management and makes independent investment decisions. Equitable Holdings calculates and reports any beneficial ownership separately from AllianceBernstein, consistent with SEC guidance.
Rocky Brands Inc

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Footwear & Accessories
Footwear, (no Rubber)
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United States
NELSONVILLE