Regis Corp SEC Filings

Regis Corporation (RGS) Form 4: The filing reports that Michael Heath Ferranti, Executive Vice President of Brand Operations and a director, was granted and acquired 5,400 shares of common stock with a reported price of $0. After the transaction, Ferranti beneficially owns 13,621 shares. The award vests in three equal annual installments (one‑third on each of the first, second and third anniversaries of the grant date), subject to continued employment and the grant agreement terms. The transaction is recorded as an acquisition of non‑derivative securities and is exempt from cash consideration.

Regis Corporation (RGS) Form 4 shows that James Raymon Suarez, EVP Merchandising & Education, was awarded 5,400 shares of common stock on 09/05/2025 at a reported price of $0, increasing his beneficial ownership to 13,987 shares. The award vests in three equal installments: one-third on each of the first, second and third anniversaries of the grant date, subject to continued employment and grant terms.

The filing was signed by Amy Seidel by power-of-attorney on 09/09/2025. The Form 4 reports a non-derivative acquisition of shares and provides the vesting schedule; no cash purchase or option exercise is reported.

Michelle St. DeVore, Senior Vice President, Marketing at Regis Corporation (RGS), reported an award-based acquisition of 2,500 shares of Regis common stock on 09/05/2025. The transaction price is reported as $0, indicating a grant rather than an open-market purchase. Following the reported transaction, the reporting person beneficially owns 5,000 shares. The award vests in three equal annual tranches: one-third on each of the first, second, and third anniversaries of the grant date, subject to continued employment and the grant terms. The Form 4 was signed by power-of-attorney on 09/09/2025.

Jim Brian Lain, an executive of Regis Corporation (RGS), reported the acquisition of 5,400 shares of Regis common stock on 09/05/2025 under a grant that vested over time. Following the reported transaction, the reporting person beneficially owned 14,588 shares. The grant was recorded with a price of $0, and the filing explains the award vests in three equal installments—one-third on each of the first, second and third anniversaries of the grant date—subject to continued employment and the grant terms. The Form 4 was signed by a power-of-attorney on 09/09/2025.

Regis Corporation (RGS) Chief Financial Officer Kersten Delores Zupfer reported a Form 4 disclosing an award vesting and an ownership correction. On 09/05/2025 the reporting person was issued 5,400 shares of common stock at a $0 price as an award vesting payment. The filing states the award vests in three equal annual installments (1/3 on each of the first, second and third anniversaries of the grant date) subject to continued employment and grant terms.

The Form 4 shows 16,976 shares beneficially owned following the transaction after a reconciliation corrected the reported balance. The form was signed by power-of-attorney on 09/09/2025.

Regis Corporation describes a year of strategic execution and leadership transition as it advances its brand transformation. The company acquired Alline Salon Group, adding 314 salons and bringing total franchised or owned salons to 3,941 (3,647 franchised; 294 company-owned). Management reports stabilized same-store sales and a return to profitable growth and began a relationship with a customer loyalty and engagement partner. Chief Executive Officer Matthew Doctor stepped down effective June 30, 2025, and Jim Lain became interim CEO on July 1, 2025. The Board formed a Succession Planning Committee led by newly appointed director Susan Lintonsmith to conduct an internal and external CEO search. Directors Mark Light and Ann Rhoades will not stand for re-election at the annual meeting, supporting Board refreshment.

The proxy notes corporate governance and compensation practices: a 1-for-20 reverse stock split was effected on November 29, 2023; no related party transactions occurred in fiscal 2025; the Board seeks shareholder approval to increase shares under the Employee Stock Purchase Plan by 150,000 to 377,500; and audit and tax fees for Grant Thornton LLP were $660,000 and $258,447, respectively, for the year ended June 30, 2025.

Regis Corporation filed a current report to share that it has announced financial results for its fiscal year ended June 30, 2025. The company reported these results in a press release dated September 3, 2025, which is included as Exhibit 99.1 to the report and incorporated by reference.

The report clarifies that the earnings information in this item is being furnished rather than filed, meaning it is not subject to certain liability provisions under federal securities laws and is not automatically incorporated into other securities filings.

Regis Corporation (RGS) operates 3,941 salons as of June 30, 2025, including 3,647 franchised and 294 company-owned locations. In December 2024 the company acquired Alline Salon Group, adding 314 salons and driving a $36.4 million (498.6%) increase in company-owned salon revenue for fiscal 2025. Franchise-related metrics declined as system-wide franchised salons fell and advertising fund contributions decreased $3.8 million (14.8%) while franchise rental income fell $18.7 million (19.6%). The company recognized an income tax benefit of $115.5 million in fiscal 2025 driven by a $110.2 million release of a U.S. valuation allowance and reports approximately $477 million of U.S. federal net operating losses. Regis highlights concentration risk from its 1,049 SmartStyle/Cost Cutters salons in Walmart, reliance on franchisees for operations, and an IRS review exposure related to a $29 million employee retention credit from the acquired Alline business.

Regis Corporation (RGS) filed a Form D notice for a Regulation D private offering under Rule 506(b) seeking up to $1,336,984 in aggregate securities, consisting of warrants to purchase common stock and the underlying equity to be issued on exercise. The filing shows $0 sold to date, 1 investor has already invested, and the offering is intended to remain open for more than one year. No sales commissions or finders' fees are reported, and no proceeds are allocated to named executive officers or directors. The filing was signed by Kersten D. Zupfer, EVP and CFO.