Welcome to our dedicated page for Rivian Automotive / DE SEC filings (Ticker: RIVN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rivian Automotive, Inc.’s SEC filings document the electric vehicle manufacturer’s operating results, production and delivery disclosures, capital structure, governance, and shareholder matters. Form 8-K reports cover financial results, Regulation FD updates, press releases, shareholder letters, material events, and non-GAAP reconciliations tied to Rivian’s vehicle production and business performance.
The filing record also includes capital-structure disclosures, such as an unregistered issuance of Class A common stock, and proxy materials covering board matters, executive compensation, equity incentive awards, and shareholder voting. These documents frame Rivian as a Delaware operating company with direct consumer and commercial sales, U.S. manufacturing operations, and recurring disclosure obligations around financing, governance, compensation, and operating risk.
Volkswagen AG has filed a Form 3 – Initial Statement of Beneficial Ownership – for Rivian Automotive, Inc. (RIVN). The document, signed on 07/10/2025 and covering an event date of 06/30/2025, discloses that Volkswagen’s wholly-owned subsidiary, Volkswagen International America Inc., holds 146,880,123 shares of Rivian Class A common stock. All shares are reported as indirect ownership, and no derivative securities are listed. Because the position exceeds the Section 16 10 % threshold, both entities are classified as “10% Owner,” triggering ongoing reporting obligations for future transactions. The filing formally establishes Volkswagen as a significant shareholder and signals its institutional commitment to Rivian.
Rivian Automotive director Sanford Harold Schwartz received a grant of 16,812 restricted stock units (RSUs) on June 18, 2025, as reported in this Form 4 filing. The RSUs will vest on the first anniversary of the grant date.
Key details of the transaction:
- The RSUs were awarded at $0 exercise price
- Following the transaction, Schwartz directly owns 189,359 shares of Class A Common Stock
- The director has elected to defer the issuance of shares underlying the RSUs until termination of service as a director
- Settlement will occur in Class A Common Stock upon termination of service
This equity grant appears to be part of the company's director compensation program, demonstrating continued alignment between board member and shareholder interests through equity-based compensation.
Rivian Automotive director Rose M. Marcario received a grant of 16,812 restricted stock units (RSUs) on June 18, 2025, as reported in this Form 4 filing. The RSUs will vest on the first anniversary of the grant date.
Key details of the transaction:
- The RSUs were awarded at $0 exercise price
- Following the transaction, Marcario directly owns 125,594 shares of Class A Common Stock
- The director has elected to defer the issuance of shares until termination of service as a director
- The RSUs will settle in Class A Common Stock upon termination of service
This equity grant appears to be part of the company's director compensation program, demonstrating continued alignment between board member and shareholder interests.
Rivian Automotive Director Peter Krawiec reported significant insider transactions on Form 4, filed June 28, 2025, detailing changes in beneficial ownership of company securities.
Key transaction details:
- Acquired 16,812 restricted stock units (RSUs) on June 18, 2025 at $0 cost
- RSUs will vest on the first anniversary of the grant date
- Following the transaction, Krawiec directly owns 81,467 shares of Class A Common Stock
- Additionally holds indirect ownership of 34,531 shares through the Erin G. Krawiec 2019 Trust
This equity-based compensation grant aligns with typical director compensation practices and demonstrates continued commitment to the company's long-term success. The transaction was reported within the required SEC filing deadline.
Rivian Automotive director John Krafcik received a new equity compensation award on June 18, 2025, consisting of 16,812 restricted stock units (RSUs). The RSUs were granted at $0 cost and will fully vest one year from the grant date.
Following this transaction, Krafcik now beneficially owns a total of 59,501 shares of Rivian's Class A Common Stock held directly. This Form 4 filing indicates continued alignment of director compensation with shareholder interests through equity-based awards.
- Transaction Type: RSU Grant (Acquisition)
- Vesting Schedule: 100% on first anniversary
- Director's Role: Non-employee director
- Filing Date: June 28, 2025