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Rivian Automotive, Inc. Form 4 Filings

RIVN NASDAQ

Every Form 4 that Rivian Automotive, Inc. (RIVN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow RIVN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RIVN filings page.

Rhea-AI Summary

Rivian Automotive, Inc. Chief Administrative Officer Michael John Callahan sold 15,000 shares of Class A Common Stock at $15 per share on October 1, 2026, pursuant to a Rule 10b5-1 trading plan adopted on June 12, 2026. He directly held 1,001,776 shares after the sale.

Rhea-AI Summary

Rivian Automotive, Inc. (RIVN) reported that Chief Administrative Officer Michael John Callahan sold 15,000 shares of Class A common stock on September 11, 2026, at a weighted average price of $16.2927 per share in multiple trades between $16.175 and $16.52, pursuant to a Rule 10b5-1 trading plan adopted on June 12, 2026. After this sale, he directly holds 1,016,776 shares of Class A common stock.

Rhea-AI Summary

Rivian Automotive, Inc. (RIVN) reported that Chief Financial Officer Claire McDonough sold 8,023 shares of Class A Common Stock on August 20, 2026 at $16.00 per share. After this sale, she directly holds 819,178 shares. The sale was executed under a Rule 10b5-1 trading plan adopted on September 2, 2025.

Rhea-AI Summary

Rivian Automotive, Inc. (RIVN) reported that CEO Robert J. Scaringe had 44,033 shares of Class A Common Stock withheld on August 15, 2026 to satisfy tax withholding obligations related to the vesting of 86,539 Restricted Stock Units. Following this, he holds 878,253 shares directly, plus indirect holdings of 2,297 shares through an LLC and 2,632,766 shares through a trust.

Rhea-AI Summary

Rivian Automotive, Inc. (RIVN) reported that Chief Financial Officer Claire McDonough disposed of Class A common stock in two transactions. On August 15, 2026, 38,640 shares were withheld by the company to satisfy tax obligations arising from the vesting of 75,940 Restricted Stock Units at a reference price of $15.36 per share. On August 18, 2026, she sold 13,144 shares in the market at a weighted average price of $14.5047 per share, with prices ranging from $14.4050 to $14.67. The sale was executed pursuant to a Rule 10b5-1 trading plan adopted on September 2, 2025.

Rhea-AI Summary

Rivian Automotive, Inc. (RIVN) reported that Chief Administrative Officer Michael John Callahan had 42,082 shares of Class A Common Stock withheld on August 15, 2026 to satisfy tax withholding obligations tied to the vesting of 82,704 Restricted Stock Units at a reference price of $15.36 per share.

After this tax-withholding disposition, Callahan directly holds 1,031,776 Class A shares.

Rhea-AI Summary

Rivian Automotive, Inc. (RIVN) reported that Chief Accounting Officer Sreela Venkataratnam had 20,297 shares of Class A common stock withheld on August 15, 2026 to satisfy tax withholding obligations tied to the vesting of 39,890 Restricted Stock Units. After this tax-withholding disposition, she directly holds 564,599 shares of Class A common stock.

Rhea-AI Summary

Rivian Automotive director Aidan N. Gomez reported equity compensation activity. On July 20, 2026, 769 restricted stock units (RSUs) vested into shares of Class A Common Stock. On the same date, 343 shares were withheld by the company to satisfy tax withholding obligations at $17.45 per share, the closing price on July 17, 2026.

Rhea-AI Summary

Rivian Automotive director John Krafcik acquired 1,192 shares of Class A Common Stock on July 20, 2026 through the vesting of previously granted restricted stock units that settled in shares. After this equity award, he directly holds 79,393 shares of Rivian Class A Common Stock.

Rhea-AI Summary

Krawiec Peter reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive (RIVN) director Peter Krawiec received a grant of 884 restricted stock units that vested and settled in Class A common shares on July 20, 2026. Following the award, he holds 27,558 shares directly, plus 29,122 shares held by the Peter Krawiec 2025 GRAT, 32,778 by the Erin G. Krawiec 2025 GRAT, and 34,531 by the Erin G. Krawiec 2019 Trust.

Rhea-AI Summary

Schwartz Sanford Harold reported acquisition or exercise transactions in this Form 4 filing.

Schwartz Sanford Harold, a director of Rivian Automotive, Inc., reported the grant of 1,192 restricted stock units (RSUs) on July 20, 2026, which vested that day. He elected to defer issuance of the underlying Class A Common Stock until his termination as director, with 213,002 shares of Class A Common Stock reported as held after this award.

Rhea-AI Summary

Rivian Automotive director Karen Boone, through The Boone Family Trust, reported an open-market sale of 20,000 shares of Class A common stock on July 6, 2026 at $20.00 per share. Following the transaction, the trust held 110,000 shares indirectly and Boone also reported 115,794 shares held directly.

The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 24, 2025, and falls under an exception to a lock-up agreement. The remaining shares are subject to a lock-up that restricts sales for 45 days after the date of the final prospectus, subject to specified exceptions.

Rhea-AI Summary

Boone Karen reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive (RIVN) director Karen Boone reported a compensation-related stock grant. She received an award of 17,445 restricted stock units (RSUs) of Class A common stock that will vest on the first anniversary of the grant date, meaning she will receive the underlying shares after one year of service.

After this award, Boone directly holds 115,794 shares of Class A common stock and indirectly holds 130,000 shares through The Boone Family Trust dated August 6, 2015. The filing shows a routine equity grant rather than an open-market stock purchase or sale.

Rhea-AI Summary

FLATLEY JAY T reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive director Jay T. Flatley reported a stock-based compensation award. He received 17,445 shares of Class A common stock in the form of restricted stock units that were granted at no cash cost.

The footnote explains these 17,445 RSUs will vest on the first anniversary of the grant date, meaning the shares are subject to a one-year service requirement. After this award, Flatley holds a total of 179,515 shares of Rivian Class A common stock directly.

Rhea-AI Summary

Krafcik John reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive director John Krafcik received an equity award of 17,445 Class A Common Stock restricted stock units. The RSU grant was recorded at a price of $0.00 per share and will vest in full on the first anniversary of the grant date. Following this award, Krafcik directly holds 78,201 shares of Rivian Class A Common Stock, reflecting his ongoing equity-based compensation and alignment with shareholder interests.

Rhea-AI Summary

Krawiec Peter reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive director Peter Krawiec reported an equity award and updated holdings in Class A common stock. He received 17,445 restricted stock units (RSUs) that will vest on the first anniversary of the grant date, increasing his directly held shares to 26,674 after the award. The filing also shows indirect ownership through family trusts and GRATs that hold additional Rivian shares, reflecting estate and wealth-planning structures rather than market trades.

Rhea-AI Summary

Schwartz Sanford Harold reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive director Sanford Harold Schwartz received an equity award of 17,445 restricted stock units (RSUs) of Class A common stock. The award carries no purchase price and represents stock-based compensation rather than an open-market share purchase.

The RSUs will vest on the first anniversary of the grant date. Schwartz has elected to defer issuance of the underlying shares until his termination of service as a director, at which time the RSUs will settle in Class A common shares. Following this grant, he holds 211,810 shares of Class A common stock directly.

Rhea-AI Summary

Rivian Automotive, Inc. director Aidan N. Gomez reported routine equity compensation activity involving Class A common stock. On June 18, 2026, 16,812 restricted stock units (RSUs) vested, and 8,926 shares were withheld by the company to cover tax withholding obligations at a price of $16.26 per share. Following this tax-withholding disposition, Gomez held 45,306 shares directly. On June 22, 2026, he received a grant of 17,445 RSUs that will vest on the first anniversary of the grant date, bringing his reported direct holdings to 62,751 shares. These transactions reflect compensation vesting and related tax withholding rather than open-market buying or selling.

Rhea-AI Summary

Rivian Automotive, Inc. Chief Financial Officer Claire McDonough reported an open-market sale of 8,022 shares of Class A common stock at $18.00 per share. The transaction was executed on June 3, 2026 under a pre-arranged Rule 10b5-1 trading plan.

After this sale, McDonough directly holds 878,985 shares of Rivian Class A common stock, showing she retains a substantial equity stake in the company while monetizing a small portion of her holdings through a scheduled plan.

Rhea-AI Summary

Rivian Automotive Chief Financial Officer Claire McDonough reported an open-market sale of 8,023 shares of Class A common stock at $16.00 per share on May 29, 2026. After this transaction, she directly holds 887,007 shares.

The filing notes that this sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 2, 2025, indicating it was scheduled in advance rather than timed opportunistically.

Rhea-AI Summary

Rivian Automotive Chief Executive Officer Robert J. Scaringe reported an open-market sale of 34,818 shares of Class A Common Stock at $15.00 per share on May 28, 2026. The sale was executed automatically under a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025. Following the sale, Scaringe directly holds 922,286 shares and has additional indirect holdings through a trust and an LLC.

Rhea-AI Summary

Rivian Automotive Chief Financial Officer Claire McDonough reported an open-market sale of 7,600 shares of Class A common stock at $14.00 per share on May 21, 2026. After this transaction, she continues to hold 895,030 shares directly. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on September 2, 2025.

Rhea-AI Summary

Rivian Automotive chief administrative officer Michael John Callahan acquired 1,682 shares of Class A common stock through the company’s 2021 Employee Stock Purchase Plan. The purchase covered the offering period from November 21, 2025 through May 20, 2026 and was completed on the last business day of that period.

Under the plan, the shares were bought at a price equal to 85% of Rivian’s May 20, 2026 closing price, resulting in a per-share purchase price of $11.6705. After this ESPP transaction, Callahan directly owns 1,073,858 shares of Rivian Class A common stock, so the new purchase represents only a small addition to his existing stake.

Rhea-AI Summary

Rivian Automotive, Inc. Chief Accounting Officer Sreela Venkataratnam acquired 2,756 shares of Class A common stock through the company’s 2021 Employee Stock Purchase Plan. The shares were purchased for $11.6705 per share, equal to 85% of the May 20, 2026 closing price.

These ESPP shares were acquired on the last business day of the offering period from November 21, 2025 through May 20, 2026. Following this transaction, the officer directly holds 584,896 shares of Rivian Class A common stock.

Rhea-AI Summary

Rivian Automotive director Aidan N. Gomez reported new share activity. On May 15, 2026, 3,752 shares of Class A Common Stock were withheld by the company to cover tax obligations tied to the vesting of 6,961 Restricted Stock Units. On the same date, Gomez made an open-market purchase of 18,000 Class A shares at $13.97 each, bringing his direct holdings to 57,984 shares.

Rhea-AI Summary

Rivian Automotive CEO Robert J. Scaringe reported routine equity compensation activity involving Class A Common Stock. On May 15, 2026, 44,034 shares were withheld by the company to cover tax obligations tied to the vesting of 86,540 Restricted Stock Units. This tax-withholding disposition (code F) is not an open-market sale and reflects required tax payments on vested awards.

Following this event, Scaringe directly holds 957,104 Class A shares. He also has indirect holdings of 2,632,766 shares held by a trust and 2,297 shares held by an LLC, according to the filing.

Rhea-AI Summary

Rivian Automotive Chief Financial Officer Claire McDonough reported recent share movements in the company’s Class A common stock. She sold 5,544 shares on May 18, 2026 at a weighted average price of $13.4346 per share under a pre-arranged Rule 10b5-1 trading plan.

Separately, 38,640 shares were withheld on May 15, 2026 to cover tax obligations tied to the vesting of 75,939 Restricted Stock Units. After these transactions, she directly holds 902,630 shares of Rivian Class A common stock.

Rhea-AI Summary

Rivian Automotive Chief Administrative Officer Michael John Callahan reported a tax-related share disposition tied to equity compensation. On the vesting of 82,703 Restricted Stock Units on May 15, 2026, 42,082 shares of Class A Common Stock were withheld by the company to satisfy tax withholding obligations at a reference price of $14.52 per share. After this withholding, Callahan directly holds 1,072,176 shares of Rivian Class A Common Stock, indicating this was a routine compensation and tax event rather than an open-market trade.

Rhea-AI Summary

Rivian Automotive Chief Accounting Officer Sreela Venkataratnam reported a routine tax-related share disposition. On vesting of 39,889 Restricted Stock Units on May 15, 2026, 17,486 shares of Class A Common Stock were withheld by the company to satisfy tax withholding obligations at a reference price of $14.52 per share. After this transaction, she directly holds 582,140 shares of Class A Common Stock.

Rhea-AI Summary

Volkswagen US-Holding, Inc., a wholly owned subsidiary of Volkswagen AG, bought 62,889,522 shares of Rivian Automotive, Inc. Class A common stock at $15.90 per share. The shares were acquired in a private placement under an Investment Agreement with Rivian.

Following this transaction, Volkswagen US-Holding, Inc. is reported as indirectly holding 209,769,645 Rivian Class A shares, and both Volkswagen US-Holding, Inc. and Volkswagen AG may be deemed to share beneficial ownership of these securities.

Rhea-AI Summary

Rivian Automotive, Inc. Chief Financial Officer Claire McDonough executed an open-market sale of 10,245 shares of Class A Common Stock at $18.00 per share on April 22, 2026. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 2, 2025, as previously described in a company quarterly report. Following this sale, she continues to hold 946,814 shares of Rivian Class A Common Stock directly, significantly more than the number of shares sold in this transaction.

Rhea-AI Summary

Rivian Automotive, Inc. director Aidan N. Gomez reported routine equity compensation activity involving Class A Common Stock. On April 20, 2026, 810 restricted stock units vested, increasing his direct holdings to 40,390 shares. In connection with this vesting, 406 shares were withheld by the company to cover tax withholding obligations rather than sold in the open market.

Rhea-AI Summary

Rivian Automotive director John Krafcik reported a compensation-related equity award rather than an open-market trade. On April 20, 2026, he acquired 1,255 shares of Rivian Class A Common Stock at $0.00 per share through the vesting of restricted stock units. A footnote explains this represents 1,255 RSUs that vested on that date and settled in Class A shares. After the award, Krafcik directly holds 60,756 shares of Rivian’s Class A Common Stock, reflecting his ongoing equity stake as a board member.

Rhea-AI Summary

Schwartz Sanford Harold reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive director Sanford Harold Schwartz reported an equity award. He received 1,255 shares of Class A Common Stock in the form of restricted stock units that vested on April 20, 2026. After this grant, he holds 194,365 shares directly. Schwartz elected to defer share issuance until his service as a director ends, at which point the RSUs will settle in Class A Common Stock.

Rhea-AI Summary

Krawiec Peter reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive director Peter Krawiec reported a stock-based compensation award. He received 897 restricted stock units (RSUs) of Class A Common Stock that vested on April 20, 2026, settling into shares at no cash cost to him.

Following this vesting, Krawiec directly holds 9,229 Class A shares. He also has indirect holdings reported through three trusts: 34,531 shares via the Erin G. Krawiec 2019 Trust, 32,778 shares via the Erin G. Krawiec 2025 GRAT, and 29,122 shares via the Peter Krawiec 2025 GRAT.

Rhea-AI Summary

Rivian Automotive CEO Robert J. Scaringe sold 21,446 shares of Class A common stock on April 14, 2026 in an open-market transaction at a weighted average price of $16.17 per share. The sale was executed automatically under a previously disclosed Rule 10b5-1 trading plan.

After this sale, Scaringe directly owns 1,001,138 shares. He also has indirect holdings of 2,297 shares through an LLC and 2,632,766 shares through a trust, indicating he retains a substantial overall position in Rivian.

Rhea-AI Summary

Rivian Automotive CEO Robert J. Scaringe reported an open-market sale of 20,264 shares of Class A Common Stock at $15.00 per share. The transaction occurred on March 31, 2026 and was executed pursuant to a previously disclosed Rule 10b5-1 trading plan.

After the sale, he held 1,022,584 shares directly. He also reported indirect holdings of 2,297 shares held by an LLC and 2,632,766 shares held by a trust, showing he retains a substantial overall stake in Rivian.

Rhea-AI Summary

Rivian Automotive Chief Financial Officer Claire McDonough received new equity-based compensation consisting of stock options and restricted stock units. She was granted 528,402 stock options with an exercise price of $14.91 per share, expiring on March 20, 2036, which will vest annually as to 25% of the underlying shares over the four anniversaries of March 20, 2026.

She also received 264,201 restricted stock units, each representing one share of Class A Common Stock, scheduled to vest on each of the sixteen quarterly anniversaries after February 15, 2026. Following these grants, her direct holdings of Class A Common Stock increased to 957,059 shares. All reported transactions were compensation-related awards rather than open-market purchases.

Rhea-AI Summary

Rivian Automotive reported that Chief Administrative Officer Michael John Callahan received new equity awards. He was granted stock options on March 20, 2026 for 528,402 shares of Class A Common Stock at an exercise price of $14.91 per share, expiring in 2036. These options vest annually in four equal installments over the next four anniversaries of March 20, 2026.

Callahan also received an award of 264,201 restricted stock units (RSUs), which will vest on each of the next sixteen quarterly anniversaries after February 15, 2026. Each RSU converts into one share of Class A Common Stock. Following this RSU grant, he directly holds 1,114,258 shares of Class A Common Stock.

Rhea-AI Summary

Venkataratnam Sreela reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive, Inc. granted Chief Accounting Officer Venkataratnam Sreela an award of 115,588 restricted stock units (RSUs) of Class A common stock. The RSUs will vest on each of the next sixteen quarterly anniversaries after February 15, 2026, providing long-term, time-based equity compensation. Each RSU represents a contingent right to receive one share of Class A common stock and has no expiration date. Following this award, Sreela directly holds 599,626 shares of Class A common stock.

Rhea-AI Summary

Rivian Automotive CEO Robert J. Scaringe reported an open-market sale of 17,450 shares of Class A common stock at a weighted average price of $15.6006 per share. The sale was executed under a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025.

Following this transaction, Scaringe directly holds 1,042,848 shares. In addition, indirect holdings include 2,297 shares held by an LLC and 2,632,766 shares held by a trust. The filing describes these as routine ownership positions alongside the pre-planned sale.

Rhea-AI Summary

Rivian Automotive CEO Robert J. Scaringe reported multiple transactions in Class A common stock. He received an award of 67,219 restricted stock units that vested on March 4, 2026. To cover tax withholding on this vesting, 34,202 shares were withheld by the company at $15.10 per share.

On March 3, 2026, he sold 17,450 shares at $15.00 per share in an open-market transaction effected automatically under a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025. After these transactions, he held 1,027,281 shares directly, plus indirect holdings of 2,297 shares through an LLC and 2,632,766 shares through a trust.

Rhea-AI Summary

Rivian Automotive Chief Financial Officer Claire McDonough reported two related stock transactions in Class A Common Stock. She acquired 24,475 shares through a restricted stock unit (RSU) award that vested on March 4, 2026. In a separate move, 12,453 shares were withheld by Rivian at a price of $15.10 per share to cover tax withholding obligations tied to that vesting. After these transactions, she directly owned 692,858 shares of Rivian Class A Common Stock.

Rhea-AI Summary

Rivian Automotive executive Michael John Callahan reported routine equity compensation activity. On March 4, 2026, he acquired 24,475 shares of Class A common stock through the vesting of 24,475 restricted stock units. These RSUs vested in full on that date.

To cover tax withholding obligations related to the vesting, 12,453 shares of Class A common stock were withheld by Rivian at a price of $15.10 per share, equal to the March 3, 2026 closing price. After these transactions, Callahan directly held 850,057 shares of Rivian Class A common stock.

Rhea-AI Summary

Rivian Automotive director Jay T. Flatley reported multiple open-market trades in Class A common stock. The most recent was a purchase of 1,250 shares at $8.844 per share on April 17, 2024, bringing his direct holdings to 162,070 shares. Across the reported period, he bought 1,830 shares and sold 580, for a net increase of 1,250 shares. Footnotes state he paid the company $1,061.65 and $4,032.01, representing the full profits realized on two short-swing transactions matched under Section 16(b) of the Exchange Act.

Rhea-AI Summary

Rivian Automotive, Inc. Chief Accounting Officer Sreela Venkataratnam reported an equity compensation event involving Class A Common Stock. An award of 9,852 restricted stock units vested on March 4, 2026, delivering the same number of Class A shares.

The company then withheld 3,535 shares of Class A Common Stock at $15.10 per share to satisfy related tax withholding obligations, described as a tax-withholding disposition rather than an open-market sale. Following these transactions, Venkataratnam directly held 484,038 Class A shares.

Rhea-AI Summary

Rivian Automotive CEO Robert J. Scaringe sold 34,900 shares of Class A common stock in an open‑market transaction at an average price of $16.7976 on February 18, 2026, under a previously adopted Rule 10b5‑1 trading plan.

On February 15, 2026, 35,578 shares were withheld to cover taxes tied to the vesting of 86,539 restricted stock units. After these transactions, he held 1,044,731 shares directly, plus 2,297 shares indirectly through an LLC and 2,632,766 shares indirectly through a trust.

Rhea-AI Summary

Rivian Automotive Chief Financial Officer Claire McDonough reported two transactions in Class A common stock. She sold 27,133 shares in an open-market transaction at a weighted average price of $16.795 per share under a pre-arranged Rule 10b5-1 trading plan adopted on September 2, 2025, leaving her with 680,836 shares directly held after this sale.

Separately, 22,048 shares were withheld by Rivian on February 15, 2026 to cover tax obligations tied to the vesting of 59,426 restricted stock units, a non-open-market disposition associated with equity compensation.

Rhea-AI Summary

Rivian Automotive, Inc. reported that Chief Administrative Officer Michael John Callahan had 25,490 shares of Class A common stock withheld on February 15, 2026 to satisfy tax obligations tied to the vesting of 66,191 restricted stock units. The shares were valued at 17.73 per share, based on the Class A common stock closing price on February 13, 2026. Following this tax-withholding disposition, Callahan directly owned 838,035 shares of Class A common stock.

Rhea-AI Summary

Rivian Automotive’s Chief Accounting Officer, Sreela Venkataratnam, reported a tax-related share disposition. On February 15, 2026, 12,073 shares of Class A common stock were withheld by the company at a price of $17.73 per share to satisfy tax withholding on the vesting of 32,666 restricted stock units. After this tax-withholding disposition, Venkataratnam directly owned 477,721 shares of Rivian Class A common stock.