Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Raymond James Financial, Inc. (NYSE: RJF) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑powered summaries to help interpret complex documents. Raymond James files a range of forms with the U.S. Securities and Exchange Commission that describe its diversified financial services operations, governance and capital structure.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q for detailed information on Raymond James’ Private Client Group, Capital Markets, Asset Management and Bank segments, as well as risk factors, management’s discussion and analysis and notes on capital and liquidity. Current reports on Form 8‑K document material events, such as the announcement of a definitive agreement to acquire Clark Capital Management Group, Inc., the redemption of the firm’s 6.375% Fixed‑to‑Floating Rate Series B Non‑Cumulative Perpetual Preferred Stock and related depositary shares, operating data releases and changes to credit facilities.
The company’s proxy statement on Schedule 14A outlines its mission, core values, corporate governance framework, board composition and executive compensation programs, as well as proposals submitted for shareholder approval. Other filings, such as Form 25 related to the delisting of the Series B preferred depositary shares, provide detail on specific securities and capital actions. Forms 3, 4 and 5, when available, disclose insider ownership and transactions in Raymond James securities.
Stock Titan’s interface surfaces these filings as they are posted to EDGAR and uses AI to highlight key points, explain technical terminology and point out items that may matter to shareholders, such as capital management decisions, segment performance disclosures and governance changes. This allows users to navigate RJF’s 10‑K, 10‑Q, 8‑K, DEF 14A and other forms more efficiently while still being able to drill into the original documents.
Raymond James Financial Inc. reported insider equity activity by its Chief Strategy Officer, Tarek Helal. The filing details the vesting of multiple Restricted Stock Unit (RSU) awards on 11/30/2025 and 12/02/2025, with RSUs converting into shares of common stock at no cash exercise price. On those dates, shares were also withheld and disposed of at prices of $156.54 and $155.83 per share to cover related tax obligations.
Following these transactions, Helal directly beneficially owned 25,029 shares of Raymond James common stock, plus 161 shares held through the Mohamed Anis Helal March 2022 GRAT #4 and 535 shares held in an Employee Stock Ownership Plan account. The explanation notes that RSUs vest in tranches over several years and that each RSU delivers one share of common stock and accrued cash in lieu of dividends when it vests.
Raymond James Financial reported equity transactions by its Chief Accounting Officer, Katherine H. Larson. The filing shows that previously granted restricted stock units (RSUs) vested into shares of common stock on 11/30/2025 and 12/02/2025, and that some of the resulting shares were surrendered to the company to cover tax withholding.
On 11/30/2025, RSUs converting into 863, 525, and 332 shares of common stock were exercised at an exercise price of $0, while a total of 418 shares were withheld at prices of $156.54 per share to satisfy taxes. On 12/02/2025, an additional 93 RSUs converted to common stock at $0, with 22 shares withheld at $155.83 per share for taxes.
After these transactions, Larson directly held 1,975 shares of common stock and had indirect beneficial ownership of 193 shares through her spouse’s ESOP account and 493 shares through her own ESOP account. The vesting schedules disclosed indicate that related RSU awards vested in tranches across 2023, 2024, 2025, and will continue vesting through 2027.
Raymond James Financial Chief Financial Officer reports RSU vesting and tax share withholding. On 11/30/2025, the CFO acquired 2,056, 750, 510, and 408 shares of common stock through the vesting of previously granted restricted stock units (RSUs), each at an exercise price of $0. On the same date, the CFO disposed of 95, 119, 178, and 482 shares at prices of $156.54 per share to cover related tax liabilities.
On 12/02/2025, an additional 631 RSUs converted into common stock at an exercise price of $0, and 138 shares were disposed of at $155.83 per share for tax withholding. After these transactions, the CFO directly owned 22,377 shares of common stock and indirectly held 2,487 shares through an Employee Stock Ownership Plan account as of November 24, 2025.
Raymond James Financial officer James E. Bunn, President, Capital Markets, reported equity transactions in company common stock tied to restricted stock unit (RSU) awards on 11/30/2025.
He acquired 4,636 shares of common stock and separately 1,500 shares upon the vesting and settlement of RSUs at a conversion price of $0 per share, reflecting the nature of RSUs as equity awards rather than open-market purchases. To cover related tax liabilities from these vestings, he disposed of 590 shares and 1,824 shares at a price of $156.54 per share.
After these transactions, he directly owned 81,949 shares of Raymond James Financial common stock and indirectly held 2,069 shares through an Employee Stock Ownership Plan as of the dates referenced. The filing also notes that the RSU grants vest in tranches over multiple years, with some remaining units scheduled to vest on 11/30/2026.
Raymond James Financial officer reports RSU vesting and tax share dispositions. On 11/30/2025, the company’s Chief Human Resources Officer converted two blocks of Restricted Stock Units into common stock, with 900 shares and 695 shares acquired at an exercise price of $0 per share through RSU vesting. To cover tax liabilities from this vesting, the insider disposed of 169 shares and 219 shares at a price of $156.54 per share back to the issuer. After these transactions, the officer directly owned 15,336 shares of Raymond James common stock and had an additional 696 shares held indirectly through an Employee Stock Ownership Plan account as of late November 2025.
Raymond James Financial, Inc. announced that it will redeem all 80,500 outstanding shares of its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock on January 2, 2026. Each related depositary share, which represents a 1/40th interest in a share of this Series B preferred stock, will also be redeemed. After this redemption date, no Series B preferred shares or related depositary shares will remain outstanding, meaning this class of preferred equity will be fully retired.
Raymond James Financial, Inc. files its annual report describing a diversified financial services firm spanning wealth management, capital markets, asset management and banking, operating mainly in the U.S. with additional presence in Canada, the UK and Europe.
In its Private Client Group, the firm reports $1.67 trillion in client assets under administration as of September 30, 2025, including $1.01 trillion in fee-based accounts and 8,943 affiliated financial advisors. Capital Markets generates net revenues of $1.77 billion, while the Bank segment holds $65.26 billion in total assets, focused on securities-based lending, residential mortgages, and corporate and tax-exempt loans.
The company highlights a sizeable workforce of about 19,500 associates and 5,065 independent advisors, emphasizes culture, human capital development and competitive compensation, and details extensive U.S. and international regulation of its broker-dealer, bank and asset management businesses. Key risk factors include reputational damage, cybersecurity threats, funding and liquidity pressures, volatility in client cash and deposits, and exposure to changing macroeconomic, regulatory and competitive conditions.
Raymond James Financial, Inc. (RJF) reported an equity award to one of its executives. On 11/21/2025, Chief Accounting Officer Katherine H. Larson received a grant of 1,652 restricted stock units (RSUs) under a company plan.
Each RSU represents a right to receive one share of RJF common stock plus accrued cash in lieu of dividends when the award vests. The RSUs vest over time: 60% on 11/30/2028, 20% on 11/30/2029, and the remaining 20% on 11/30/2030. The Form 4 states the derivative security price as $0.0000, reflecting that this is a compensatory grant rather than an open-market purchase.
Raymond James Financial (RJF) executive Steven M. Raney, Executive Chair RJBank, reported a change in his ownership of Raymond James common stock. On November 20, 2025, he made a gift of 1,611 shares of common stock, reported with transaction code "G" and a price of $0.0000, which indicates a transfer without consideration.
After this transaction, he beneficially owned 42,351 shares of common stock directly and 3,156 shares indirectly through an Employee Stock Ownership Plan (ESOP). The filing also notes additional shares previously acquired under the company’s Employee Stock Purchase Plan on March 4, June 3, and September 3, 2025.
Raymond James Financial, Inc. (RJF) filed a current report to announce that it has furnished a press release with operating data for October 2025. The press release, dated November 19, 2025, is attached as Exhibit 99.1 and provides monthly operating metrics for the company.
The company notes that this information, including the exhibits, is being furnished under Regulation FD and is not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934. The report is signed on behalf of the company by Chief Financial Officer Jonathan W. Oorlog, Jr.